Security key
21924U300
CORNERSTONE TOTAL RETURN FUND INC - Common Stock (CRF)
CUSIP: 21924U300
Q3 2016 13F Holders as of 30 Sep 2016
- Security type / class
- Equity / Common Stock
- Total 13F shares
- 355,027
- Total 13F value
- $5,158,000
- Share change
- -627,918
- SEC-reported price per share
- $14.52
- Number of holders
- 16
- Value change
- -$9,416,180
- Number of buys
- 8
- Number of sells
- 8
- Shares outstanding
- 164,340,000
Holder snapshot
6 signals
Security identity
Names, identifiers, and filing context for this profile.
1 source field
Report period
Q3 2016
Institutions
16
Top holders
10
CRF full security history
Ownership snapshot
Full 13F holder table
Newer quarter: Q4 2016
Previous quarter: Q2 2016
CORNERSTONE TOTAL RETURN FUND INC SEC filings
Broader feeds
Reporting periods
Holder history for CUSIP 21924U300
Recent filing periods:
Ownership snapshot
Top reported holders of CRF - CORNERSTONE TOTAL RETURN FUND INC - Common Stock (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Start with comparable ownership when available, then verify the linked 13F, 13D/G, or 3/4/5 evidence.
Comparable stake leader
SIT INVESTMENT ASSOCIATES...
Disclosed value leader
SIT INVESTMENT ASSOCIATES...
Comparable rows
15/15
Latest evidence
30 Jun 2016
13F
Lead comparable stake: 0.44%
Showing 1-6 of 15 holder rows.
Quick read
SIT INVESTMENT ASSOCIATES INC leads the comparable SEC ownership view at 0.44%.
15 of 15 rows have a safely comparable ownership percentage. Use this as a filing-backed starting point, then open the detailed table for source links, reporting role, position value, share count, and filing date.
Open SEC evidence
Opens SIT INVESTMENT ASSOCIATES INC's linked filing trail.
Comparable ownership
Top 5
SIT INVESTMENT ASSOCIATES INC
0.44%
Yakira Capital Management, Inc.
0.05%
LADENBURG THALMANN FINANCIAL SERV...
0.04%
Traynor Capital Management, Inc.
0.02%
RAYMOND JAMES & ASSOCIATES
0.02%
Ownership % is shown only when SEC disclosures are safely comparable across share classes.
Detailed SEC evidence table Showing 1-6 of 15 holder rows
| Holder | Evidence | Ownership % | Position | 12M Net Δ | As of |
|---|---|---|---|---|---|
| SIT INVESTMENT ASSOCIATES INC |
13F
Company
|
0.44%
|
$11,904,000
728,937 shares
|
— | 30 Jun 2016 |
| Yakira Capital Management, Inc. |
13F
Company
|
0.05%
|
$1,469,000
89,963 shares
|
— | 30 Jun 2016 |
| LADENBURG THALMANN FINANCIAL SERVICES INC. |
13F
Company
|
0.04%
|
$1,153,000
70,614 shares
|
— | 30 Jun 2016 |
| Traynor Capital Management, Inc. |
13F
Company
|
0.02%
|
$470,000
28,332 shares
|
— | 30 Jun 2016 |
| RAYMOND JAMES & ASSOCIATES |
13F
Company
|
0.02%
|
$437,000
26,746 shares
|
— | 30 Jun 2016 |
| Virtu KCG Holdings LLC |
13F
Company
|
0.01%
|
$214,000
13,084 shares
|
— | 30 Jun 2016 |
How to read this table
Rows are grouped by holder and ranked first by SEC-reported ownership % when it is safely comparable, then by disclosed holdings value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
13F holder rows
Institutional holders as of Q3 2016
Investor-level positions for this CUSIP, loaded as an interactive table.
Institutions
16
Shares
355,027
Rows available
16
| Investor | Option | Weight % | Change % | SEC-reported value | * Price | Shares | Share Change | Activity | Report Period |
|---|
* SEC-reported price is the security price as of the portfolio date and can indicate the last known price at which the security was still held. The marker flags a reported price that did not pass the local price check.
Compare Q3 2016 vs Q2 2016 Across Filers
Q2 2016 holders
18
Q3 2016 holders
16
Holder diff
-2
| Investor | Q2 2016 Shares | Q3 2016 Shares | Share Diff | Share Chg % | Q2 2016 value | Q3 2016 value | Value change | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend