Cornerstone Strategic Investment Fund, Inc. - COM (CLM)
CUSIP: 21924B302
Q4 2022 13F Holders as of 31 Dec 2022
- Type / Class
- Equity / COM
- Total 13F shares
- 46,232,042
- Share change
- +4,925,560
- Total reported value
- $340,756,388
- Price per share
- $7.37
- Number of holders
- 86
- Value change
- +$36,283,500
- Number of buys
- 51
- Number of sells
- 26
Quarterly Holders Quick Answers
What is CUSIP 21924B302?
CUSIP 21924B302 identifies CLM - Cornerstone Strategic Investment Fund, Inc. - COM in SEC institutional holdings data.
Need full ownership history?
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- Latest 13F filings for newly reported positions across managers.
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Recent filing periods for CUSIP 21924B302:
Top shareholders of CLM - Cornerstone Strategic Investment Fund, Inc. - COM (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.
Methodology: rows are grouped by holder and ranked by the holder's primary source value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
| Holder | Source | Role / Reporting | Ownership % | Shares | Holdings Value | 12M Net Δ | As of | Details |
|---|---|---|---|---|---|---|---|---|
| SIT INVESTMENT ASSOCIATES INC |
13F
|
Company |
—
class O/S missing
|
19,471,553
|
$166,871,000 | — | 30 Sep 2022 | |
| BOOTHBAY FUND MANAGEMENT, LLC |
13F
|
Company |
—
class O/S missing
|
3,750,000
|
$32,138,000 | — | 30 Sep 2022 | |
| Alpine Global Management, LLC |
13F
|
Company |
—
class O/S missing
|
3,652,396
|
$31,301,000 | — | 30 Sep 2022 | |
| BANK OF AMERICA CORP /DE/ |
13F
|
Company |
—
class O/S missing
|
3,111,351
|
$26,664,000 | — | 30 Sep 2022 | |
| Ursa Fund Management, LLC |
13F
|
Company |
—
class O/S missing
|
2,337,970
|
$20,036,000 | — | 30 Sep 2022 | |
| CENTAURUS FINANCIAL, INC. |
13F
|
Company |
—
class O/S missing
|
2,235,701
|
$19,160,000 | — | 30 Sep 2022 | |
| OSAIC HOLDINGS, INC. |
13F
|
Company |
—
class O/S missing
|
1,176,507
|
$10,083,000 | — | 30 Sep 2022 | |
| GOLDMAN SACHS GROUP INC |
13F
|
Company |
—
class O/S missing
|
728,673
|
$6,245,000 | — | 30 Sep 2022 | |
| Yakira Capital Management, Inc. |
13F
|
Company |
—
class O/S missing
|
497,391
|
$4,263,000 | — | 30 Sep 2022 | |
| MILLENNIUM MANAGEMENT LLC |
13F
|
Company |
—
class O/S missing
|
404,160
|
$3,464,000 | — | 30 Sep 2022 | |
| LPL Financial LLC |
13F
|
Company |
—
class O/S missing
|
379,682
|
$3,254,000 | — | 30 Sep 2022 | |
| Ford Financial Group, LLC |
13F
|
Company |
—
class O/S missing
|
361,225
|
$3,095,000 | — | 30 Sep 2022 | |
| Thomas J. Herzfeld Advisors, Inc. |
13F
|
Company |
—
class O/S missing
|
349,299
|
$2,993,000 | — | 30 Sep 2022 | |
| RAYMOND JAMES & ASSOCIATES |
13F
|
Company |
—
class O/S missing
|
224,486
|
$1,924,000 | — | 30 Sep 2022 | |
| Atria Wealth Solutions, Inc. |
13F
|
Company |
—
class O/S missing
|
217,996
|
$1,868,551 | — | 30 Sep 2022 | |
| Mariner, LLC |
13F
|
Company |
—
class O/S missing
|
204,295
|
$1,751,000 | — | 30 Sep 2022 | |
| Hunting Hill Global Capital, LLC |
13F
|
Company |
—
class O/S missing
|
182,142
|
$1,561,000 | — | 30 Sep 2022 | |
| ROYAL BANK OF CANADA |
13F
|
Company |
—
class O/S missing
|
171,869
|
$1,474,000 | — | 30 Sep 2022 | |
| COMMONWEALTH EQUITY SERVICES, LLC |
13F
|
Company |
—
class O/S missing
|
155,218
|
$1,330,000 | — | 30 Sep 2022 | |
| MORGAN STANLEY |
13F
|
Company |
—
class O/S missing
|
154,400
|
$1,323,000 | — | 30 Sep 2022 | |
| Prospera Financial Services Inc |
13F
|
Company |
—
class O/S missing
|
117,230
|
$1,005,000 | — | 30 Sep 2022 | |
| Capital CS Group, LLC |
13F
|
Company |
—
class O/S missing
|
106,141
|
$910,000 | — | 30 Sep 2022 | |
| Baird Financial Group, Inc. |
13F
|
Company |
—
class O/S missing
|
106,116
|
$909,000 | — | 30 Sep 2022 | |
| Cetera Advisor Networks LLC |
13F
|
Company |
—
class O/S missing
|
101,913
|
$873,000 | — | 30 Sep 2022 | |
| CSS LLC/IL |
13F
|
Company |
—
class O/S missing
|
88,854
|
$761,000 | — | 30 Sep 2022 | |
| Cetera Advisors LLC |
13F
|
Company |
—
class O/S missing
|
81,017
|
$694,000 | — | 30 Sep 2022 | |
| Cambridge Investment Research Advisors, Inc. |
13F
|
Company |
—
class O/S missing
|
80,650
|
$691,000 | — | 30 Sep 2022 | |
| Kovack Advisors, Inc. |
13F
|
Company |
—
class O/S missing
|
76,020
|
$651,000 | — | 30 Sep 2022 | |
| CREATIVE FINANCIAL DESIGNS INC /ADV |
13F
|
Company |
—
class O/S missing
|
66,190
|
$567,000 | — | 30 Sep 2022 | |
| Capital Wealth Alliance, LLC |
13F
|
Company |
—
class O/S missing
|
39,177
|
$335,000 | — | 30 Sep 2022 | |
| Bay Colony Advisory Group, Inc d/b/a Bay Colony Advisors |
13F
|
Company |
—
class O/S missing
|
39,043
|
$335,000 | — | 30 Sep 2022 | |
| THRIVENT FINANCIAL FOR LUTHERANS |
13F
|
Company |
—
class O/S missing
|
37,375
|
$320,000 | — | 30 Sep 2022 | |
| Dynamic Advisor Solutions LLC |
13F
|
Company |
—
class O/S missing
|
34,480
|
$295,000 | — | 30 Sep 2022 | |
| Rockefeller Capital Management L.P. |
13F
|
Company |
—
class O/S missing
|
30,956
|
$265,000 | — | 30 Sep 2022 | |
| RAYMOND JAMES TRUST N.A. |
13F
|
Company |
—
class O/S missing
|
27,248
|
$234,000 | — | 30 Sep 2022 | |
| Private Advisor Group, LLC |
13F
|
Company |
—
class O/S missing
|
26,903
|
$231,000 | — | 30 Sep 2022 | |
| Aptus Capital Advisors, LLC |
13F
|
Company |
—
class O/S missing
|
23,005
|
$197,000 | — | 30 Sep 2022 | |
| ENVESTNET ASSET MANAGEMENT INC |
13F
|
Company |
—
class O/S missing
|
22,058
|
$189,000 | — | 30 Sep 2022 | |
| GRIMES & Co WEALTH MANAGEMENT, LLC |
13F
|
Company |
—
class O/S missing
|
21,315
|
$183,000 | — | 30 Sep 2022 | |
| Creative Planning |
13F
|
Company |
—
class O/S missing
|
19,690
|
$169,000 | — | 30 Sep 2022 | |
| UBS Group AG |
13F
|
Company |
—
class O/S missing
|
19,200
|
$165,000 | — | 30 Sep 2022 | |
| CoreCap Advisors, LLC |
13F
|
Company |
—
class O/S missing
|
18,443
|
$158,000 | — | 30 Sep 2022 | |
| Pasadena Private Wealth, LLC |
13F
|
Company |
—
class O/S missing
|
18,095
|
$155,000 | — | 30 Sep 2022 | |
| Chicago Partners Investment Group LLC |
13F
|
Company |
—
class O/S missing
|
17,843
|
$150,000 | — | 30 Sep 2022 | |
| Sheaff Brock Investment Advisors, LLC |
13F
|
Company |
—
class O/S missing
|
17,546
|
$150,000 | — | 30 Sep 2022 | |
| PRIVATE TRUST CO NA |
13F
|
Company |
—
class O/S missing
|
15,916
|
$136,000 | — | 30 Sep 2022 | |
| AVANTAX ADVISORY SERVICES, INC. |
13F
|
Company |
—
class O/S missing
|
14,940
|
$128,000 | — | 30 Sep 2022 | |
| FIRETHORN WEALTH PARTNERS, LLC |
13F
|
Company |
—
class O/S missing
|
14,700
|
$126,000 | — | 30 Sep 2022 | |
| JANE STREET GROUP, LLC |
13F
|
Company |
—
class O/S missing
|
14,313
|
$123,000 | — | 30 Sep 2022 | |
| N.E.W. Advisory Services LLC |
13F
|
Company |
—
class O/S missing
|
13,674
|
$117,000 | — | 30 Sep 2022 |
Institutional Holders of Cornerstone Strategic Investment Fund, Inc. - COM (CLM) as of Q4 2022
As of 31 Dec 2022,
Cornerstone Strategic Investment Fund, Inc. - COM (CLM) was held by
86 institutional
shareholders
that filed Form 13F with the SEC.
Together, they reported ownership of
46,232,042 shares.
The largest 10 holders included
SIT INVESTMENT ASSOCIATES INC, Alpine Global Management, LLC, BOOTHBAY FUND MANAGEMENT, LLC, Hunting Hill Global Capital, LLC, BANK OF AMERICA CORP /DE/, CENTAURUS FINANCIAL, INC., ADVISOR GROUP HOLDINGS, INC., Thomas J. Herzfeld Advisors, Inc., GOLDMAN SACHS GROUP INC, and LPL Financial LLC.
This page lists
86
institutional shareholders reporting positions in this security
for the Q4 2022 filing period.
| Investor | Option | Weight % | Change % | Value $ | * Price | Shares | Share Change | Activity | Report Period |
|---|
Compare Q4 2022 vs Q3 2022 Across Filers
Q3 2022 holders
71
Q4 2022 holders
86
Holder diff
15
| Investor | Q3 2022 Shares | Q4 2022 Shares | Share Diff | Share Chg % | Q3 2022 Value $ | Q4 2022 Value $ | Value Diff $ | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.
An asterisk sign (*) next to the price indicates that the price is likely invalid.