Security key
21924B302
Cornerstone Strategic Investment Fund, Inc. - COM (CLM)
CUSIP: 21924B302
Q4 2017 13F Holders as of 31 Dec 2017
- Security type / class
- Equity / COM
- Total 13F shares
- 8,211,618
- Total 13F value
- $127,048,000
- Share change
- -758,458
- SEC-reported price per share
- $15.47
- Number of holders
- 36
- Value change
- -$11,453,116
- Number of buys
- 14
- Number of sells
- 18
Report period
Q4 2017
Institutions
36
Top holders
10
CLM full security history
Ownership snapshot
Full 13F holder table
Newer quarter: Q1 2018
Previous quarter: Q3 2017
Cornerstone Strategic Investment Fund, Inc. SEC filings
Broader feeds
Reporting periods
Holder history for CUSIP 21924B302
Recent filing periods:
Ownership snapshot
Top reported holders of CLM - Cornerstone Strategic Investment Fund, Inc. - COM (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Start with comparable ownership when available, then verify the linked 13F, 13D/G, or 3/4/5 evidence.
Comparable stake leader
SIT INVESTMENT ASSOCIATES...
Disclosed value leader
SIT INVESTMENT ASSOCIATES...
Comparable rows
0/15
Latest evidence
30 Sep 2017
13F
Highest disclosed value: $69,948,000
15 rows are not safely comparable across share classes.
Showing 1-6 of 15 holder rows.
Quick read
SIT INVESTMENT ASSOCIATES INC has the largest disclosed position value at $69.95M.
0 of 15 rows have a safely comparable ownership percentage. Use this as a filing-backed starting point, then open the detailed table for source links, reporting role, position value, share count, and filing date.
Open SEC evidence
Opens SIT INVESTMENT ASSOCIATES INC's linked filing trail.
Disclosed position value
Top 5
SIT INVESTMENT ASSOCIATES INC
$69.95M
RIVERNORTH CAPITAL MANAGEMENT, LLC
$21.63M
Yakira Capital Management, Inc.
$14.7M
ING GROEP NV
$6.02M
CREDIT SUISSE AG/
$3.37M
Value bars compare disclosed positions; verify each figure against the linked filing evidence.
Detailed SEC evidence table Showing 1-6 of 15 holder rows
| Holder | Evidence | Ownership % | Position | 12M Net Δ | As of |
|---|---|---|---|---|---|
| SIT INVESTMENT ASSOCIATES INC |
13F
Company
|
—
class O/S missing
|
$69,948,000
4,723,021 shares
|
— | 30 Sep 2017 |
| RIVERNORTH CAPITAL MANAGEMENT, LLC |
13F
Company
|
—
class O/S missing
|
$21,630,000
1,456,587 shares
|
— | 30 Sep 2017 |
| Yakira Capital Management, Inc. |
13F
Company
|
—
class O/S missing
|
$14,704,000
992,811 shares
|
— | 30 Sep 2017 |
| ING GROEP NV |
13F
Company
|
—
class O/S missing
|
$6,023,000
406,667 shares
|
— | 30 Sep 2017 |
| CREDIT SUISSE AG/ |
13F
Company
|
—
class O/S missing
|
$3,371,000
227,614 shares
|
— | 30 Sep 2017 |
| Walleye Trading LLC |
13F
Company
|
—
class O/S missing
|
$3,224,000
217,685 shares
|
— | 30 Sep 2017 |
How to read this table
Rows are grouped by holder and ranked first by SEC-reported ownership % when it is safely comparable, then by disclosed holdings value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
13F holder rows
Institutional holders as of Q4 2017
Investor-level positions for this CUSIP, loaded as an interactive table.
Institutions
36
Shares
8,211,618
Rows available
36
| Investor | Option | Weight % | Change % | SEC-reported value | * Price | Shares | Share Change | Activity | Report Period |
|---|
* SEC-reported price is the security price as of the portfolio date and can indicate the last known price at which the security was still held. The marker flags a reported price that did not pass the local price check.
Compare Q4 2017 vs Q3 2017 Across Filers
Q3 2017 holders
32
Q4 2017 holders
36
Holder diff
4
| Investor | Q3 2017 Shares | Q4 2017 Shares | Share Diff | Share Chg % | Q3 2017 value | Q4 2017 value | Value change | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend