Security key
18469Q207
ClearBridge MLP & Midstream Total Return Fund Inc. - Preferred (CTR)
CUSIP: 18469Q207
Q3 2022 13F Holders as of 30 Sep 2022
- Type / Class
- Equity / Preferred
- Total 13F shares
- 2,264,624
- Share change
- +106,211
- Total reported value
- $59,580,000
- Price per share
- $26.31
- Number of holders
- 40
- Value change
- +$2,801,196
- Number of buys
- 16
- Number of sells
- 14
Report period
Q3 2022
Institutions
40
Top holders
10
CTR full security history
Newer quarter: Q4 2022
Previous quarter: Q2 2022
ClearBridge MLP & Midstream Total Return Fund Inc. SEC filings
Broader feeds
Reporting periods
Holder history for CUSIP 18469Q207
Recent filing periods:
Top shareholders of CTR - ClearBridge MLP & Midstream Total Return Fund Inc. - Preferred (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.
Methodology: rows are grouped by holder and ranked first by SEC-reported ownership % when it is safely comparable, then by disclosed holdings value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
| Holder | Source | Role / Reporting | Ownership % | Shares | Holdings Value | 12M Net Δ | As of | Details |
|---|---|---|---|---|---|---|---|---|
| Saba Capital Management, L.P. |
13F
|
Company |
—
class O/S missing
|
477,398
|
$12,226,000 | — | 30 Jun 2022 | |
| Raymond James Financial Services Advisors, Inc. |
13F
|
Company |
—
class O/S missing
|
247,081
|
$6,328,000 | — | 30 Jun 2022 | |
| Advisors Asset Management, Inc. |
13F
|
Company |
—
class O/S missing
|
182,269
|
$4,668,000 | — | 30 Jun 2022 | |
| SIT INVESTMENT ASSOCIATES INC |
13F
|
Company |
—
class O/S missing
|
168,893
|
$4,325,000 | — | 30 Jun 2022 | |
| Cornerstone Advisors, LLC |
13F
|
Company |
—
class O/S missing
|
135,145
|
$3,461,000 | — | 30 Jun 2022 | |
| MORGAN STANLEY |
13F
|
Company |
—
class O/S missing
|
105,351
|
$2,698,000 | — | 30 Jun 2022 | |
| FRANKLIN RESOURCES INC |
3/4/5
|
Affiliate of Investment Adv. |
—
class O/S missing
|
73,014
|
$2,552,569 | — | 14 Sep 2022 | |
| Thomas J. Herzfeld Advisors, Inc. |
13F
|
Company |
—
class O/S missing
|
93,881
|
$2,404,000 | — | 30 Jun 2022 | |
| Almitas Capital LLC |
13F
|
Company |
—
class O/S missing
|
86,417
|
$2,214,000 | — | 30 Jun 2022 | |
| STIFEL FINANCIAL CORP |
13F
|
Company |
—
class O/S missing
|
77,584
|
$1,987,000 | — | 30 Jun 2022 | |
| Quantedge Capital Pte Ltd |
13F
|
Company |
—
class O/S missing
|
63,175
|
$1,618,000 | — | 30 Jun 2022 | |
| GUGGENHEIM CAPITAL LLC |
13F
|
Company |
—
class O/S missing
|
58,884
|
$1,508,000 | — | 30 Jun 2022 | |
| Matisse Capital |
13F
|
Company |
—
class O/S missing
|
50,000
|
$1,281,000 | — | 30 Jun 2022 | |
| Invesco Ltd. |
13F
|
Company |
—
class O/S missing
|
47,241
|
$1,210,000 | — | 30 Jun 2022 | |
| ROYAL BANK OF CANADA |
13F
|
Company |
—
class O/S missing
|
45,240
|
$1,158,000 | — | 30 Jun 2022 | |
| WELLS FARGO & COMPANY/MN |
13F
|
Company |
—
class O/S missing
|
41,348
|
$1,059,000 | — | 30 Jun 2022 | |
| Oxbow Advisors, LLC |
13F
|
Company |
—
class O/S missing
|
36,735
|
$941,000 | — | 30 Jun 2022 | |
| Kingsview Wealth Management, LLC |
13F
|
Company |
—
class O/S missing
|
33,070
|
$847,000 | — | 30 Jun 2022 | |
| COMMONWEALTH EQUITY SERVICES, LLC |
13F
|
Company |
—
class O/S missing
|
29,319
|
$750,000 | — | 30 Jun 2022 | |
| WOLVERINE ASSET MANAGEMENT LLC |
13F
|
Company |
—
class O/S missing
|
25,145
|
$643,000 | — | 30 Jun 2022 | |
| Pegasus Partners Ltd. |
13F
|
Company |
—
class O/S missing
|
19,600
|
$502,000 | — | 30 Jun 2022 | |
| STEPHENS INC /AR/ |
13F
|
Company |
—
class O/S missing
|
15,919
|
$408,000 | — | 30 Jun 2022 | |
| BANK OF AMERICA CORP /DE/ |
13F
|
Company |
—
class O/S missing
|
15,756
|
$404,000 | — | 30 Jun 2022 | |
| UBS Group AG |
13F
|
Company |
—
class O/S missing
|
15,472
|
$397,000 | — | 30 Jun 2022 | |
| BDO Wealth Advisors, LLC |
13F
|
Company |
—
class O/S missing
|
14,423
|
$369,000 | — | 30 Jun 2022 | |
| NATIONS FINANCIAL GROUP INC, /IA/ /ADV |
13F
|
Company |
—
class O/S missing
|
13,178
|
$337,000 | — | 30 Jun 2022 | |
| Steward Partners Investment Advisory, LLC |
13F
|
Company |
—
class O/S missing
|
10,975
|
$281,000 | — | 30 Jun 2022 | |
| LPL Financial LLC |
13F
|
Company |
—
class O/S missing
|
10,047
|
$257,000 | — | 30 Jun 2022 | |
| Cetera Advisors LLC |
13F
|
Company |
—
class O/S missing
|
8,130
|
$208,000 | — | 30 Jun 2022 | |
| LexAurum Advisors, LLC |
13F
|
Company |
—
class O/S missing
|
7,949
|
$204,000 | — | 30 Jun 2022 | |
| CULLEN/FROST BANKERS, INC. |
13F
|
Company |
—
class O/S missing
|
6,318
|
$162,000 | — | 30 Jun 2022 | |
| PRIVATE TRUST CO NA |
13F
|
Company |
—
class O/S missing
|
6,265
|
$160,000 | — | 30 Jun 2022 | |
| JPMORGAN CHASE & CO |
13F
|
Company |
—
class O/S missing
|
2,500
|
$64,000 | — | 30 Jun 2022 | |
| OSAIC HOLDINGS, INC. |
13F
|
Company |
—
class O/S missing
|
868
|
$22,000 | — | 30 Jun 2022 | |
| Carol L. Colman |
3/4/5
|
Director |
—
class O/S missing
|
600
|
$20,976 | — | 05 Jan 2022 | |
| TD Waterhouse Canada Inc. |
13F
|
Company |
—
class O/S missing
|
360
|
$12,158 | — | 30 Jun 2022 | |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO |
13F
|
Company |
—
class O/S missing
|
353
|
$9,000 | — | 30 Jun 2022 | |
| TSFG, LLC |
13F
|
Company |
—
class O/S missing
|
295
|
$8,000 | — | 30 Jun 2022 | |
| FourThought Financial, LLC |
13F
|
Company |
—
class O/S missing
|
293
|
$8,000 | — | 30 Jun 2022 | |
| Venture Visionary Partners LLC |
13F
|
Company |
—
class O/S missing
|
161
|
$4,123 | — | 30 Jun 2022 | |
| Bogart Wealth, LLC |
13F
|
Company |
—
class O/S missing
|
164
|
$4,000 | — | 30 Jun 2022 | |
| BESSEMER GROUP INC |
13F
|
Company |
—
class O/S missing
|
96
|
$2,000 | — | 30 Jun 2022 |
Institutional Holders of ClearBridge MLP & Midstream Total Return Fund Inc. - Preferred (CTR) as of Q3 2022
As of 30 Sep 2022,
ClearBridge MLP & Midstream Total Return Fund Inc. - Preferred (CTR) was held by
40 institutional
shareholders
that filed Form 13F with the SEC.
Together, they reported ownership of
2,264,624 shares.
The largest 10 holders included
Saba Capital Management, L.P., Raymond James Financial Services Advisors, Inc., Advisors Asset Management, Inc., Cornerstone Advisors, LLC, Thomas J. Herzfeld Advisors, Inc., MORGAN STANLEY, STIFEL FINANCIAL CORP, FRANKLIN RESOURCES INC, Quantedge Capital Pte Ltd, and GUGGENHEIM CAPITAL LLC.
This page lists
40
institutional shareholders reporting positions in this security
for the Q3 2022 filing period.
| Investor | Option | Weight % | Change % | Value $ | * Price | Shares | Share Change | Activity | Report Period |
|---|
Compare Q3 2022 vs Q2 2022 Across Filers
Q2 2022 holders
39
Q3 2022 holders
40
Holder diff
1
| Investor | Q2 2022 Shares | Q3 2022 Shares | Share Diff | Share Chg % | Q2 2022 Value $ | Q3 2022 Value $ | Value Diff $ | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.
An asterisk sign (*) next to the price indicates that the price is likely invalid.