ClearBridge MLP & Midstream Total Return Fund Inc. - Preferred (CTR)
CUSIP: 18469Q207
Q2 2021 13F Holders as of 30 Jun 2021
- Type / Class
- Equity / Preferred
- Total 13F shares
- 1,369,350
- Share change
- +33,827
- Total reported value
- $34,731,000
- Price per share
- $25.37
- Number of holders
- 43
- Value change
- +$1,112,874
- Number of buys
- 21
- Number of sells
- 20
Quarterly Holders Quick Answers
What is CUSIP 18469Q207?
CUSIP 18469Q207 identifies CTR - ClearBridge MLP & Midstream Total Return Fund Inc. - Preferred in SEC institutional holdings data.
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Recent filing periods for CUSIP 18469Q207:
Top shareholders of CTR - ClearBridge MLP & Midstream Total Return Fund Inc. - Preferred (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.
Methodology: rows are grouped by holder and ranked by the holder's primary source value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
| Holder | Source | Role / Reporting | Ownership % | Shares | Holdings Value | 12M Net Δ | As of | Details |
|---|---|---|---|---|---|---|---|---|
| Raymond James Financial Services Advisors, Inc. |
13F
|
Company |
—
class O/S missing
|
193,763
|
$3,883,000 | — | 31 Mar 2021 | |
| Oxbow Advisors, LLC |
13F
|
Company |
—
class O/S missing
|
145,289
|
$2,912,000 | — | 31 Mar 2021 | |
| MORGAN STANLEY |
13F
|
Company |
—
class O/S missing
|
108,260
|
$2,170,000 | — | 31 Mar 2021 | |
| Quantedge Capital Pte Ltd |
13F
|
Company |
—
class O/S missing
|
100,669
|
$2,017,000 | — | 31 Mar 2021 | |
| STIFEL FINANCIAL CORP |
13F
|
Company |
—
class O/S missing
|
80,988
|
$1,623,000 | — | 31 Mar 2021 | |
| WELLS FARGO & COMPANY/MN |
13F
|
Company |
—
class O/S missing
|
79,470
|
$1,593,000 | — | 31 Mar 2021 | |
| Advisors Asset Management, Inc. |
13F
|
Company |
—
class O/S missing
|
68,635
|
$1,375,000 | — | 31 Mar 2021 | |
| Private Advisor Group, LLC |
13F
|
Company |
—
class O/S missing
|
60,990
|
$1,222,000 | — | 31 Mar 2021 | |
| SIT INVESTMENT ASSOCIATES INC |
13F
|
Company |
—
class O/S missing
|
59,202
|
$1,186,000 | — | 31 Mar 2021 | |
| GUGGENHEIM CAPITAL LLC |
13F
|
Company |
—
class O/S missing
|
55,987
|
$1,122,000 | — | 31 Mar 2021 | |
| AMERIPRISE FINANCIAL INC |
13F
|
Company |
—
class O/S missing
|
50,625
|
$1,015,000 | — | 31 Mar 2021 | |
| Cornerstone Advisors, LLC |
13F
|
Company |
—
class O/S missing
|
45,538
|
$913,000 | — | 31 Mar 2021 | |
| ROYAL BANK OF CANADA |
13F
|
Company |
—
class O/S missing
|
40,727
|
$816,000 | — | 31 Mar 2021 | |
| Kingsview Wealth Management, LLC |
13F
|
Company |
—
class O/S missing
|
38,074
|
$778,000 | — | 31 Mar 2021 | |
| 6 Meridian |
13F
|
Company |
—
class O/S missing
|
30,844
|
$618,000 | — | 31 Mar 2021 | |
| LANDSCAPE CAPITAL MANAGEMENT, L.L.C. |
13F
|
Company |
—
class O/S missing
|
27,684
|
$555,000 | — | 31 Mar 2021 | |
| BDO Wealth Advisors, LLC |
13F
|
Company |
—
class O/S missing
|
20,577
|
$412,000 | — | 31 Mar 2021 | |
| Pegasus Partners Ltd. |
13F
|
Company |
—
class O/S missing
|
19,600
|
$393,000 | — | 31 Mar 2021 | |
| COMMONWEALTH EQUITY SERVICES, LLC |
13F
|
Company |
—
class O/S missing
|
16,200
|
$324,000 | — | 31 Mar 2021 | |
| STEPHENS INC /AR/ |
13F
|
Company |
—
class O/S missing
|
16,148
|
$324,000 | — | 31 Mar 2021 | |
| Invesco Ltd. |
13F
|
Company |
—
class O/S missing
|
11,854
|
$238,000 | — | 31 Mar 2021 | |
| KAYNE ANDERSON CAPITAL ADVISORS LP |
13F
|
Company |
—
class O/S missing
|
11,380
|
$227,000 | — | 31 Mar 2021 | |
| RAYMOND JAMES & ASSOCIATES |
13F
|
Company |
—
class O/S missing
|
11,241
|
$225,000 | — | 31 Mar 2021 | |
| HORIZON KINETICS ASSET MANAGEMENT LLC |
13F
|
Company |
—
class O/S missing
|
9,986
|
$200,000 | — | 31 Mar 2021 | |
| UBS Group AG |
13F
|
Company |
—
class O/S missing
|
6,473
|
$130,000 | — | 31 Mar 2021 | |
| BANK OF AMERICA CORP /DE/ |
13F
|
Company |
—
class O/S missing
|
5,507
|
$110,000 | — | 31 Mar 2021 | |
| CULLEN/FROST BANKERS, INC. |
13F
|
Company |
—
class O/S missing
|
5,218
|
$105,000 | — | 31 Mar 2021 | |
| Steward Partners Investment Advisory, LLC |
13F
|
Company |
—
class O/S missing
|
4,485
|
$89,879 | — | 31 Mar 2021 | |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO |
13F
|
Company |
—
class O/S missing
|
2,693
|
$54,000 | — | 31 Mar 2021 | |
| FNY Investment Advisers, LLC |
13F
|
Company |
—
class O/S missing
|
1,488
|
$29,000 | — | 31 Mar 2021 | |
| FourThought Financial, LLC |
13F
|
Company |
—
class O/S missing
|
1,338
|
$26,000 | — | 31 Mar 2021 | |
| OSAIC HOLDINGS, INC. |
13F
|
Company |
—
class O/S missing
|
1,307
|
$26,000 | — | 31 Mar 2021 | |
| CONCOURSE FINANCIAL GROUP SECURITIES, INC. |
13F
|
Company |
—
class O/S missing
|
736
|
$15,000 | — | 31 Mar 2021 | |
| Tower Research Capital LLC (TRC) |
13F
|
Company |
—
class O/S missing
|
656
|
$13,000 | — | 31 Mar 2021 | |
| JPMORGAN CHASE & CO |
13F
|
Company |
—
class O/S missing
|
398
|
$8,000 | — | 31 Mar 2021 | |
| CITIGROUP INC |
13F
|
Company |
—
class O/S missing
|
300
|
$6,000 | — | 31 Mar 2021 | |
| TSFG, LLC |
13F
|
Company |
—
class O/S missing
|
295
|
$6,000 | — | 31 Mar 2021 | |
| TFO Wealth Partners, LLC |
13F
|
Company |
—
class O/S missing
|
258
|
$5,000 | — | 31 Mar 2021 | |
| Pinnacle Bancorp, Inc. |
13F
|
Company |
—
class O/S missing
|
130
|
$3,000 | — | 31 Mar 2021 | |
| Anchor Investment Management, LLC |
13F
|
Company |
—
class O/S missing
|
110
|
$2,204 | — | 31 Mar 2021 | |
| Spire Wealth Management |
13F
|
Company |
—
class O/S missing
|
100
|
$2,000 | — | 31 Mar 2021 | |
| AdvisorNet Financial, Inc |
13F
|
Company |
—
class O/S missing
|
60
|
$1,000 | — | 31 Mar 2021 |
Institutional Holders of ClearBridge MLP & Midstream Total Return Fund Inc. - Preferred (CTR) as of Q2 2021
As of 30 Jun 2021,
ClearBridge MLP & Midstream Total Return Fund Inc. - Preferred (CTR) was held by
43 institutional
shareholders
that filed Form 13F with the SEC.
Together, they reported ownership of
1,369,350 shares.
The largest 10 holders included
Raymond James Financial Services Advisors, Inc., Oxbow Advisors, LLC, MORGAN STANLEY, Advisors Asset Management, Inc., SIT INVESTMENT ASSOCIATES INC, Cornerstone Advisors, LLC, STIFEL FINANCIAL CORP, Quantedge Capital Pte Ltd, WELLS FARGO & COMPANY/MN, and Guggenheim Capital LLC.
This page lists
43
institutional shareholders reporting positions in this security
for the Q2 2021 filing period.
| Investor | Option | Weight % | Change % | Value $ | * Price | Shares | Share Change | Activity | Report Period |
|---|
Compare Q2 2021 vs Q1 2021 Across Filers
Q1 2021 holders
43
Q2 2021 holders
43
Holder diff
0
| Investor | Q1 2021 Shares | Q2 2021 Shares | Share Diff | Share Chg % | Q1 2021 Value $ | Q2 2021 Value $ | Value Diff $ | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.
An asterisk sign (*) next to the price indicates that the price is likely invalid.