Security key
18469Q207
ClearBridge MLP & Midstream Total Return Fund Inc. - Preferred (CTR)
CUSIP: 18469Q207
Q1 2021 13F Holders as of 31 Mar 2021
- Security type / class
- Equity / Preferred
- Total 13F shares
- 1,335,523
- Total 13F value
- $26,777,083
- Share change
- -146,053
- SEC-reported price per share
- $20.04
- Number of holders
- 43
- Value change
- -$2,169,145
- Number of buys
- 14
- Number of sells
- 27
Report period
Q1 2021
Institutions
43
Top holders
10
CTR full security history
Ownership snapshot
Full 13F holder table
Newer quarter: Q2 2021
Previous quarter: Q4 2020
ClearBridge MLP & Midstream Total Return Fund Inc. SEC filings
Broader feeds
Reporting periods
Holder history for CUSIP 18469Q207
Recent filing periods:
Ownership snapshot
Top reported holders of CTR - ClearBridge MLP & Midstream Total Return Fund Inc. - Preferred (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Start with comparable ownership when available, then verify the linked 13F, 13D/G, or 3/4/5 evidence.
Comparable stake leader
Raymond James Financial S...
Disclosed value leader
Raymond James Financial S...
Comparable rows
0/15
Latest evidence
31 Dec 2020
13F
Highest disclosed value: $2,576,000
15 rows are not safely comparable across share classes.
Showing 1-6 of 15 holder rows.
Quick read
Raymond James Financial Services Advisors, Inc. has the largest disclosed position value at $2.58M.
0 of 15 rows have a safely comparable ownership percentage. Use this as a filing-backed starting point, then open the detailed table for source links, reporting role, position value, share count, and filing date.
Open SEC evidence
Opens Raymond James Financial Services Advisors, Inc.'s linked filing trail.
Disclosed position value
Top 5
Raymond James Financial Services ...
$2.58M
Oxbow Advisors, LLC
$2.19M
Quantedge Capital Pte Ltd
$2.08M
MORGAN STANLEY
$1.44M
Advisors Asset Management, Inc.
$1.33M
Value bars compare disclosed positions; verify each figure against the linked filing evidence.
Detailed SEC evidence table Showing 1-6 of 15 holder rows
| Holder | Evidence | Ownership % | Position | 12M Net Δ | As of |
|---|---|---|---|---|---|
| Raymond James Financial Services Advisors, Inc. |
13F
Company
|
—
class O/S missing
|
$2,576,000
176,439 shares
|
— | 31 Dec 2020 |
| Oxbow Advisors, LLC |
13F
Company
|
—
class O/S missing
|
$2,189,000
149,920 shares
|
— | 31 Dec 2020 |
| Quantedge Capital Pte Ltd |
13F
Company
|
—
class O/S missing
|
$2,083,000
142,692 shares
|
— | 31 Dec 2020 |
| MORGAN STANLEY |
13F
Company
|
—
class O/S missing
|
$1,443,000
98,828 shares
|
— | 31 Dec 2020 |
| Advisors Asset Management, Inc. |
13F
Company
|
—
class O/S missing
|
$1,332,000
91,232 shares
|
— | 31 Dec 2020 |
| STIFEL FINANCIAL CORP |
13F
Company
|
—
class O/S missing
|
$1,185,000
81,152 shares
|
— | 31 Dec 2020 |
How to read this table
Rows are grouped by holder and ranked first by SEC-reported ownership % when it is safely comparable, then by disclosed holdings value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
13F holder rows
Institutional holders as of Q1 2021
Investor-level positions for this CUSIP, loaded as an interactive table.
Institutions
43
Shares
1,335,523
Rows available
43
| Investor | Option | Weight % | Change % | SEC-reported value | * Price | Shares | Share Change | Activity | Report Period |
|---|
* SEC-reported price is the security price as of the portfolio date and can indicate the last known price at which the security was still held. The marker flags a reported price that did not pass the local price check.
Compare Q1 2021 vs Q4 2020 Across Filers
Q4 2020 holders
42
Q1 2021 holders
43
Holder diff
1
| Investor | Q4 2020 Shares | Q1 2021 Shares | Share Diff | Share Chg % | Q4 2020 value | Q1 2021 value | Value change | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend