Security key
18469Q207
ClearBridge MLP & Midstream Total Return Fund Inc. - Preferred (CTR)
CUSIP: 18469Q207
Q4 2020 13F Holders as of 31 Dec 2020
- Type / Class
- Equity / Preferred
- Total 13F shares
- 1,481,476
- Share change
- -256,698
- Total reported value
- $21,627,000
- Price per share
- $14.60
- Number of holders
- 42
- Value change
- -$2,755,905
- Number of buys
- 11
- Number of sells
- 23
Report period
Q4 2020
Institutions
42
Top holders
10
CTR full security history
Newer quarter: Q1 2021
Previous quarter: Q3 2020
ClearBridge MLP & Midstream Total Return Fund Inc. SEC filings
Broader feeds
Reporting periods
Holder history for CUSIP 18469Q207
Recent filing periods:
Top shareholders of CTR - ClearBridge MLP & Midstream Total Return Fund Inc. - Preferred (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.
Methodology: rows are grouped by holder and ranked first by SEC-reported ownership % when it is safely comparable, then by disclosed holdings value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
| Holder | Source | Role / Reporting | Ownership % | Shares | Holdings Value | 12M Net Δ | As of | Details |
|---|---|---|---|---|---|---|---|---|
| Oxbow Advisors, LLC |
13F
|
Company |
—
class O/S missing
|
243,772
|
$2,440,000 | — | 30 Sep 2020 | |
| RIVERNORTH CAPITAL MANAGEMENT, LLC |
13F
|
Company |
—
class O/S missing
|
154,197
|
$1,544,000 | — | 30 Sep 2020 | |
| Raymond James Financial Services Advisors, Inc. |
13F
|
Company |
—
class O/S missing
|
147,315
|
$1,475,000 | — | 30 Sep 2020 | |
| WELLS FARGO & COMPANY/MN |
13F
|
Company |
—
class O/S missing
|
113,236
|
$1,134,000 | — | 30 Sep 2020 | |
| Advisors Asset Management, Inc. |
13F
|
Company |
—
class O/S missing
|
106,383
|
$1,065,000 | — | 30 Sep 2020 | |
| STIFEL FINANCIAL CORP |
13F
|
Company |
—
class O/S missing
|
92,351
|
$925,000 | — | 30 Sep 2020 | |
| MORGAN STANLEY |
13F
|
Company |
—
class O/S missing
|
91,598
|
$917,000 | — | 30 Sep 2020 | |
| GUGGENHEIM CAPITAL LLC |
13F
|
Company |
—
class O/S missing
|
78,016
|
$781,000 | — | 30 Sep 2020 | |
| AMERIPRISE FINANCIAL INC |
13F
|
Company |
—
class O/S missing
|
76,673
|
$767,000 | — | 30 Sep 2020 | |
| Cornerstone Advisors, LLC |
13F
|
Company |
—
class O/S missing
|
61,740
|
$618,000 | — | 30 Sep 2020 | |
| SIT INVESTMENT ASSOCIATES INC |
13F
|
Company |
—
class O/S missing
|
55,232
|
$553,000 | — | 30 Sep 2020 | |
| Kingsview Wealth Management, LLC |
13F
|
Company |
—
class O/S missing
|
55,037
|
$551,000 | — | 30 Sep 2020 | |
| ROYAL BANK OF CANADA |
13F
|
Company |
—
class O/S missing
|
54,500
|
$546,000 | — | 30 Sep 2020 | |
| Curi Capital, LLC |
13F
|
Company |
—
class O/S missing
|
53,427
|
$535,000 | — | 30 Sep 2020 | |
| 6 Meridian |
13F
|
Company |
—
class O/S missing
|
40,131
|
$402,000 | — | 30 Sep 2020 | |
| LANDSCAPE CAPITAL MANAGEMENT, L.L.C. |
13F
|
Company |
—
class O/S missing
|
32,160
|
$322,000 | — | 30 Sep 2020 | |
| STEPHENS INC /AR/ |
13F
|
Company |
—
class O/S missing
|
19,811
|
$198,000 | — | 30 Sep 2020 | |
| RAYMOND JAMES & ASSOCIATES |
13F
|
Company |
—
class O/S missing
|
18,860
|
$189,000 | — | 30 Sep 2020 | |
| Pegasus Partners Ltd. |
13F
|
Company |
—
class O/S missing
|
18,600
|
$186,000 | — | 30 Sep 2020 | |
| KAYNE ANDERSON CAPITAL ADVISORS LP |
13F
|
Company |
—
class O/S missing
|
13,719
|
$136,000 | — | 30 Sep 2020 | |
| Invesco Ltd. |
13F
|
Company |
—
class O/S missing
|
13,206
|
$132,000 | — | 30 Sep 2020 | |
| HORIZON KINETICS ASSET MANAGEMENT LLC |
13F
|
Company |
—
class O/S missing
|
13,120
|
$131,000 | — | 30 Sep 2020 | |
| BANK OF AMERICA CORP /DE/ |
13F
|
Company |
—
class O/S missing
|
10,968
|
$110,000 | — | 30 Sep 2020 | |
| Steward Partners Investment Advisory, LLC |
13F
|
Company |
—
class O/S missing
|
7,616
|
$76,000 | — | 30 Sep 2020 | |
| CULLEN/FROST BANKERS, INC. |
13F
|
Company |
—
class O/S missing
|
7,218
|
$72,000 | — | 30 Sep 2020 | |
| UBS Group AG |
13F
|
Company |
—
class O/S missing
|
6,512
|
$65,000 | — | 30 Sep 2020 | |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO |
13F
|
Company |
—
class O/S missing
|
2,693
|
$27,000 | — | 30 Sep 2020 | |
| OSAIC HOLDINGS, INC. |
13F
|
Company |
—
class O/S missing
|
2,558
|
$26,000 | — | 30 Sep 2020 | |
| CONCOURSE FINANCIAL GROUP SECURITIES, INC. |
13F
|
Company |
—
class O/S missing
|
723
|
$7,000 | — | 30 Sep 2020 | |
| JPMORGAN CHASE & CO |
13F
|
Company |
—
class O/S missing
|
398
|
$4,000 | — | 30 Sep 2020 | |
| HARBOR INVESTMENT ADVISORY, LLC |
13F
|
Company |
—
class O/S missing
|
380
|
$4,000 | — | 30 Sep 2020 | |
| CITIGROUP INC |
13F
|
Company |
—
class O/S missing
|
300
|
$3,000 | — | 30 Sep 2020 | |
| TSFG, LLC |
13F
|
Company |
—
class O/S missing
|
295
|
$3,000 | — | 30 Sep 2020 | |
| Tower Research Capital LLC (TRC) |
13F
|
Company |
—
class O/S missing
|
222
|
$2,000 | — | 30 Sep 2020 | |
| 1834 INVESTMENT ADVISORS CO |
13F
|
Company |
—
class O/S missing
|
88
|
$1,000 | — | 30 Sep 2020 | |
| AdvisorNet Financial, Inc |
13F
|
Company |
—
class O/S missing
|
60
|
$1,000 | — | 30 Sep 2020 |
Institutional Holders of ClearBridge MLP & Midstream Total Return Fund Inc. - Preferred (CTR) as of Q4 2020
As of 31 Dec 2020,
ClearBridge MLP & Midstream Total Return Fund Inc. - Preferred (CTR) was held by
42 institutional
shareholders
that filed Form 13F with the SEC.
Together, they reported ownership of
1,481,476 shares.
The largest 10 holders included
Raymond James Financial Services Advisors, Inc., Oxbow Advisors, LLC, Quantedge Capital Pte Ltd, MORGAN STANLEY, Advisors Asset Management, Inc., STIFEL FINANCIAL CORP, WELLS FARGO & COMPANY/MN, AMERIPRISE FINANCIAL INC, GUGGENHEIM CAPITAL LLC, and WOLVERINE ASSET MANAGEMENT LLC.
This page lists
42
institutional shareholders reporting positions in this security
for the Q4 2020 filing period.
| Investor | Option | Weight % | Change % | Value $ | * Price | Shares | Share Change | Activity | Report Period |
|---|
Compare Q4 2020 vs Q3 2020 Across Filers
Q3 2020 holders
35
Q4 2020 holders
42
Holder diff
7
| Investor | Q3 2020 Shares | Q4 2020 Shares | Share Diff | Share Chg % | Q3 2020 Value $ | Q4 2020 Value $ | Value Diff $ | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.
An asterisk sign (*) next to the price indicates that the price is likely invalid.