ClearBridge Energy Midstream Opportunity Fund Inc. - Common Stock (EMO)
CUSIP: 18469P209
Q3 2020 13F Holders as of 30 Sep 2020
- Type / Class
- Equity / Common Stock
- Shares outstanding
- 18,189,264
- Total 13F shares
- 4,160,466
- Share change
- +3,402,367
- Total reported value
- $36,488,000
- Price per share
- $8.77
- Number of holders
- 52
- Value change
- +$29,846,737
- Number of buys
- 49
- Number of sells
- 3
Quarterly Holders Quick Answers
What is CUSIP 18469P209?
CUSIP 18469P209 identifies EMO - ClearBridge Energy Midstream Opportunity Fund Inc. - Common Stock in SEC institutional holdings data.
Need full ownership history?
Open the full security ownership history page.
Next holder-history checks
These links keep the next click tied to holder verification, nearby quarters, or outside-13F ownership context.
- Back to full security ownership history for the broader multi-quarter picture.
- Latest 13F filings for newly reported positions across managers.
- Latest Schedule 13D/13G reports for ownership changes outside the 13F cadence.
- SEC investors directory for manager drilldown.
Explore More Reporting Periods
Jump to adjacent filing periods for faster comparison and easier crawl discovery.
Recent filing periods for CUSIP 18469P209:
Top shareholders of EMO - ClearBridge Energy Midstream Opportunity Fund Inc. - Common Stock (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.
Methodology: rows are grouped by holder and ranked by the holder's primary source value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
| Holder | Source | Role / Reporting | Ownership % | Shares | Holdings Value | 12M Net Δ | As of | Details |
|---|---|---|---|---|---|---|---|---|
| McGowan Group Asset Management, Inc. |
13F
|
Company |
—
class O/S missing
|
3,938,405
|
$9,295,000 | — | 30 Jun 2020 | |
| MORGAN STANLEY |
13F
|
Company |
—
class O/S missing
|
2,082,323
|
$4,914,000 | — | 30 Jun 2020 | |
| CITY OF LONDON INVESTMENT MANAGEMENT CO LTD |
13F
|
Company |
—
class O/S missing
|
1,726,209
|
$4,065,000 | — | 30 Jun 2020 | |
| UBS Group AG |
13F
|
Company |
—
class O/S missing
|
1,335,521
|
$3,151,000 | — | 30 Jun 2020 | |
| LANDSCAPE CAPITAL MANAGEMENT, L.L.C. |
13F
|
Company |
—
class O/S missing
|
1,328,660
|
$3,136,000 | — | 30 Jun 2020 | |
| SIT INVESTMENT ASSOCIATES INC |
13F
|
Company |
—
class O/S missing
|
1,297,962
|
$3,063,000 | — | 30 Jun 2020 | |
| TERRIL BROTHERS, INC. |
13F
|
Company |
—
class O/S missing
|
815,441
|
$1,924,000 | — | 30 Jun 2020 | |
| Rock Point Advisors, LLC |
13F
|
Company |
4.2%
|
755,733
|
$1,784,000 | — | 30 Jun 2020 | |
| RIVERNORTH CAPITAL MANAGEMENT, LLC |
13F
|
Company |
—
class O/S missing
|
688,223
|
$1,624,000 | — | 30 Jun 2020 | |
| KAYNE ANDERSON CAPITAL ADVISORS LP |
13F
|
Company |
—
class O/S missing
|
687,400
|
$1,621,000 | — | 30 Jun 2020 | |
| Cornerstone Advisors, LLC |
13F
|
Company |
—
class O/S missing
|
665,124
|
$1,570,000 | — | 30 Jun 2020 | |
| ROYAL BANK OF CANADA |
13F
|
Company |
—
class O/S missing
|
656,457
|
$1,549,000 | — | 30 Jun 2020 | |
| Raymond James Financial Services Advisors, Inc. |
13F
|
Company |
—
class O/S missing
|
639,969
|
$1,510,000 | — | 30 Jun 2020 | |
| GUGGENHEIM CAPITAL LLC |
13F
|
Company |
—
class O/S missing
|
566,861
|
$1,338,000 | — | 30 Jun 2020 | |
| WELLS FARGO & COMPANY/MN |
13F
|
Company |
—
class O/S missing
|
543,888
|
$1,283,000 | — | 30 Jun 2020 | |
| AMERIPRISE FINANCIAL INC |
13F
|
Company |
—
class O/S missing
|
531,481
|
$1,266,000 | — | 30 Jun 2020 | |
| Advisors Asset Management, Inc. |
13F
|
Company |
—
class O/S missing
|
386,309
|
$912,000 | — | 30 Jun 2020 | |
| BANK OF AMERICA CORP /DE/ |
13F
|
Company |
—
class O/S missing
|
381,914
|
$901,000 | — | 30 Jun 2020 | |
| 6 Meridian |
13F
|
Company |
—
class O/S missing
|
323,893
|
$764,000 | — | 30 Jun 2020 | |
| Walleye Capital LLC |
13F
|
Company |
—
class O/S missing
|
234,262
|
$553,000 | — | 30 Jun 2020 | |
| GOLDMAN SACHS GROUP INC |
13F
|
Company |
—
class O/S missing
|
230,282
|
$543,000 | — | 30 Jun 2020 | |
| RAYMOND JAMES & ASSOCIATES |
13F
|
Company |
—
class O/S missing
|
197,388
|
$466,000 | — | 30 Jun 2020 | |
| COMMONWEALTH EQUITY SERVICES, LLC |
13F
|
Company |
—
class O/S missing
|
156,994
|
$370,000 | — | 30 Jun 2020 | |
| Quadrant Private Wealth Management, LLC |
13F
|
Company |
—
class O/S missing
|
134,120
|
$317,000 | — | 30 Jun 2020 | |
| Invesco Ltd. |
13F
|
Company |
—
class O/S missing
|
130,231
|
$307,000 | — | 30 Jun 2020 | |
| Clearbridge Investments, LLC |
13F
|
Company |
—
class O/S missing
|
125,883
|
$297,000 | — | 30 Jun 2020 | |
| Platform Technology Partners |
13F
|
Company |
—
class O/S missing
|
123,162
|
$291,000 | — | 30 Jun 2020 | |
| Walleye Trading LLC |
13F
|
Company |
—
class O/S missing
|
117,673
|
$278,000 | — | 30 Jun 2020 | |
| CENTAURUS FINANCIAL, INC. |
13F
|
Company |
—
class O/S missing
|
107,883
|
$255,000 | — | 30 Jun 2020 | |
| Kingsview Wealth Management, LLC |
13F
|
Company |
—
class O/S missing
|
102,322
|
$241,000 | — | 30 Jun 2020 | |
| SeaBridge Investment Advisors LLC |
13F
|
Company |
—
class O/S missing
|
84,405
|
$199,000 | — | 30 Jun 2020 | |
| OSAIC HOLDINGS, INC. |
13F
|
Company |
—
class O/S missing
|
80,270
|
$189,000 | — | 30 Jun 2020 | |
| Curi Capital, LLC |
13F
|
Company |
—
class O/S missing
|
72,958
|
$172,000 | — | 30 Jun 2020 | |
| Steward Partners Investment Advisory, LLC |
13F
|
Company |
—
class O/S missing
|
56,648
|
$134,000 | — | 30 Jun 2020 | |
| STEPHENS INC /AR/ |
13F
|
Company |
—
class O/S missing
|
45,877
|
$108,000 | — | 30 Jun 2020 | |
| SHELTON CAPITAL MANAGEMENT |
13F
|
Company |
—
class O/S missing
|
42,000
|
$99,000 | — | 30 Jun 2020 | |
| US BANCORP \DE\ |
13F
|
Company |
—
class O/S missing
|
40,808
|
$96,000 | — | 30 Jun 2020 | |
| Edge Wealth Management LLC |
13F
|
Company |
—
class O/S missing
|
35,000
|
$83,000 | — | 30 Jun 2020 | |
| DOLIVER ADVISORS, LP |
13F
|
Company |
—
class O/S missing
|
33,070
|
$78,000 | — | 30 Jun 2020 | |
| INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC |
13F
|
Company |
—
class O/S missing
|
28,490
|
$67,000 | — | 30 Jun 2020 | |
| CITIGROUP INC |
13F
|
Company |
—
class O/S missing
|
25,370
|
$60,000 | — | 30 Jun 2020 | |
| B. Riley Wealth Advisors, Inc. |
13F
|
Company |
—
class O/S missing
|
24,881
|
$59,000 | — | 30 Jun 2020 | |
| Rockefeller Capital Management L.P. |
13F
|
Company |
—
class O/S missing
|
21,000
|
$50,000 | — | 30 Jun 2020 | |
| TRUIST FINANCIAL CORP |
13F
|
Company |
—
class O/S missing
|
20,992
|
$50,000 | — | 30 Jun 2020 | |
| Virtu Financial LLC |
13F
|
Company |
—
class O/S missing
|
19,325
|
$46,000 | — | 30 Jun 2020 | |
| LPL Financial LLC |
13F
|
Company |
—
class O/S missing
|
18,970
|
$45,000 | — | 30 Jun 2020 | |
| Ford Financial Group, LLC |
13F
|
Company |
—
class O/S missing
|
18,000
|
$42,000 | — | 30 Jun 2020 | |
| RAYMOND JAMES TRUST N.A. |
13F
|
Company |
—
class O/S missing
|
16,250
|
$38,000 | — | 30 Jun 2020 | |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO |
13F
|
Company |
—
class O/S missing
|
5,163
|
$12,000 | — | 30 Jun 2020 | |
| Covington Capital Management |
13F
|
Company |
—
class O/S missing
|
3,803
|
$9,000 | — | 30 Jun 2020 |
Institutional Holders of ClearBridge Energy Midstream Opportunity Fund Inc. - Common Stock (EMO) as of Q3 2020
As of 30 Sep 2020,
ClearBridge Energy Midstream Opportunity Fund Inc. - Common Stock (EMO) was held by
52 institutional
shareholders
that filed Form 13F with the SEC.
Together, they reported ownership of
4,160,466 shares.
The largest 10 holders included
McGowan Group Asset Management, Inc., CITY OF LONDON INVESTMENT MANAGEMENT CO LTD, MORGAN STANLEY, LANDSCAPE CAPITAL MANAGEMENT, L.L.C., SIT INVESTMENT ASSOCIATES INC, UBS Group AG, Aristides Capital LLC, Raymond James Financial Services Advisors, Inc., TERRIL BROTHERS, INC., and Rock Point Advisors, LLC.
This page lists
52
institutional shareholders reporting positions in this security
for the Q3 2020 filing period.
| Investor | Option | Weight % | Change % | Value $ | * Price | Shares | Share Change | Activity | Report Period |
|---|
Compare Q3 2020 vs Q2 2020 Across Filers
Q2 2020 holders
3
Q3 2020 holders
52
Holder diff
49
| Investor | Q2 2020 Shares | Q3 2020 Shares | Share Diff | Share Chg % | Q2 2020 Value $ | Q3 2020 Value $ | Value Diff $ | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.
An asterisk sign (*) next to the price indicates that the price is likely invalid.