ClearBridge Energy Midstream Opportunity Fund Inc. - Common Stock (EMO)
CUSIP: 18469P209
Q2 2020 13F Holders as of 30 Jun 2020
- Type / Class
- Equity / Common Stock
- Shares outstanding
- 18,189,264
- Total 13F shares
- 757,823
- Share change
- +757,823
- Total reported value
- $1,789,000
- Price per share
- $2.36
- Number of holders
- 3
- Value change
- +$1,789,000
- Number of buys
- 3
Quarterly Holders Quick Answers
What is CUSIP 18469P209?
CUSIP 18469P209 identifies EMO - ClearBridge Energy Midstream Opportunity Fund Inc. - Common Stock in SEC institutional holdings data.
Need full ownership history?
Open the full security ownership history page.
Next holder-history checks
These links keep the next click tied to holder verification, nearby quarters, or outside-13F ownership context.
- Back to full security ownership history for the broader multi-quarter picture.
- Latest 13F filings for newly reported positions across managers.
- Latest Schedule 13D/13G reports for ownership changes outside the 13F cadence.
- SEC investors directory for manager drilldown.
Explore More Reporting Periods
Jump to adjacent filing periods for faster comparison and easier crawl discovery.
- Newer quarter: Q3 2020
Recent filing periods for CUSIP 18469P209:
Top shareholders of EMO - ClearBridge Energy Midstream Opportunity Fund Inc. - Common Stock (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.
Methodology: rows are grouped by holder and ranked by the holder's primary source value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
| Holder | Source | Role / Reporting | Ownership % | Shares | Holdings Value | 12M Net Δ | As of | Details |
|---|---|---|---|---|---|---|---|---|
| McGowan Group Asset Management, Inc. |
13F
|
Company |
—
class O/S missing
|
3,938,077
|
$5,119,000 | — | 31 Mar 2020 | |
| MORGAN STANLEY |
13F
|
Company |
—
class O/S missing
|
2,707,280
|
$3,519,000 | — | 31 Mar 2020 | |
| CITY OF LONDON INVESTMENT MANAGEMENT CO LTD |
13F
|
Company |
—
class O/S missing
|
1,690,709
|
$2,181,000 | — | 31 Mar 2020 | |
| UBS Group AG |
13F
|
Company |
—
class O/S missing
|
1,529,293
|
$1,988,000 | — | 31 Mar 2020 | |
| LANDSCAPE CAPITAL MANAGEMENT, L.L.C. |
13F
|
Company |
—
class O/S missing
|
1,321,949
|
$1,719,000 | — | 31 Mar 2020 | |
| SIT INVESTMENT ASSOCIATES INC |
13F
|
Company |
—
class O/S missing
|
1,183,476
|
$1,539,000 | — | 31 Mar 2020 | |
| Aristides Capital LLC |
13F
|
Company |
—
class O/S missing
|
1,063,468
|
$1,383,000 | — | 31 Mar 2020 | |
| Raymond James Financial Services Advisors, Inc. |
13F
|
Company |
—
class O/S missing
|
917,442
|
$1,193,000 | — | 31 Mar 2020 | |
| ROYAL BANK OF CANADA |
13F
|
Company |
—
class O/S missing
|
870,111
|
$1,131,000 | — | 31 Mar 2020 | |
| TERRIL BROTHERS, INC. |
13F
|
Company |
—
class O/S missing
|
826,723
|
$1,075,000 | — | 31 Mar 2020 | |
| Matisse Capital |
13F
|
Company |
—
class O/S missing
|
810,565
|
$1,054,000 | — | 31 Mar 2020 | |
| Rock Point Advisors, LLC |
13F
|
Company |
—
class O/S missing
|
736,186
|
$957,000 | — | 31 Mar 2020 | |
| KAYNE ANDERSON CAPITAL ADVISORS LP |
13F
|
Company |
—
class O/S missing
|
637,400
|
$828,000 | — | 31 Mar 2020 | |
| GUGGENHEIM CAPITAL LLC |
13F
|
Company |
—
class O/S missing
|
630,966
|
$820,000 | — | 31 Mar 2020 | |
| WELLS FARGO & COMPANY/MN |
13F
|
Company |
—
class O/S missing
|
562,354
|
$732,000 | — | 31 Mar 2020 | |
| Advisors Asset Management, Inc. |
13F
|
Company |
—
class O/S missing
|
514,256
|
$669,000 | — | 31 Mar 2020 | |
| GOLDMAN SACHS GROUP INC |
13F
|
Company |
—
class O/S missing
|
405,438
|
$527,000 | — | 31 Mar 2020 | |
| BANK OF AMERICA CORP /DE/ |
13F
|
Company |
—
class O/S missing
|
394,562
|
$513,000 | — | 31 Mar 2020 | |
| AMERIPRISE FINANCIAL INC |
13F
|
Company |
—
class O/S missing
|
405,443
|
$512,000 | — | 31 Mar 2020 | |
| Quadrant Private Wealth Management, LLC |
13F
|
Company |
—
class O/S missing
|
264,970
|
$344,000 | — | 31 Mar 2020 | |
| Platform Technology Partners |
13F
|
Company |
—
class O/S missing
|
158,710
|
$206,000 | — | 31 Mar 2020 | |
| Invesco Ltd. |
13F
|
Company |
—
class O/S missing
|
138,506
|
$180,000 | — | 31 Mar 2020 | |
| Clearbridge Investments, LLC |
13F
|
Company |
—
class O/S missing
|
137,578
|
$179,000 | — | 31 Mar 2020 | |
| WOLVERINE ASSET MANAGEMENT LLC |
13F
|
Company |
—
class O/S missing
|
127,323
|
$165,000 | — | 31 Mar 2020 | |
| Kingsview Wealth Management, LLC |
13F
|
Company |
—
class O/S missing
|
125,418
|
$163,000 | — | 31 Mar 2020 | |
| CENTAURUS FINANCIAL, INC. |
13F
|
Company |
—
class O/S missing
|
108,111
|
$141,000 | — | 31 Mar 2020 | |
| DOLIVER ADVISORS, LP |
13F
|
Company |
—
class O/S missing
|
58,680
|
$130,000 | — | 31 Mar 2020 | |
| COMMONWEALTH EQUITY SERVICES, LLC |
13F
|
Company |
—
class O/S missing
|
89,294
|
$116,000 | — | 31 Mar 2020 | |
| SeaBridge Investment Advisors LLC |
13F
|
Company |
—
class O/S missing
|
86,355
|
$112,000 | — | 31 Mar 2020 | |
| 6 Meridian |
13F
|
Company |
—
class O/S missing
|
83,332
|
$108,000 | — | 31 Mar 2020 | |
| OSAIC HOLDINGS, INC. |
13F
|
Company |
—
class O/S missing
|
82,453
|
$107,000 | — | 31 Mar 2020 | |
| HighTower Advisors, LLC |
13F
|
Company |
—
class O/S missing
|
59,398
|
$77,000 | — | 31 Mar 2020 | |
| RAYMOND JAMES & ASSOCIATES |
13F
|
Company |
—
class O/S missing
|
56,776
|
$74,000 | — | 31 Mar 2020 | |
| Curi Capital, LLC |
13F
|
Company |
—
class O/S missing
|
55,100
|
$72,000 | — | 31 Mar 2020 | |
| Steward Partners Investment Advisory, LLC |
13F
|
Company |
—
class O/S missing
|
50,352
|
$65,000 | — | 31 Mar 2020 | |
| ISLAY CAPITAL MANAGEMENT, LLC |
13F
|
Company |
—
class O/S missing
|
46,018
|
$60,000 | — | 31 Mar 2020 | |
| STEPHENS INC /AR/ |
13F
|
Company |
—
class O/S missing
|
45,838
|
$60,000 | — | 31 Mar 2020 | |
| CITIGROUP INC |
13F
|
Company |
—
class O/S missing
|
45,275
|
$59,000 | — | 31 Mar 2020 | |
| US BANCORP \DE\ |
13F
|
Company |
—
class O/S missing
|
43,151
|
$56,000 | — | 31 Mar 2020 | |
| SHELTON CAPITAL MANAGEMENT |
13F
|
Company |
—
class O/S missing
|
42,000
|
$55,000 | — | 31 Mar 2020 | |
| Alpine Global Management, LLC |
13F
|
Company |
—
class O/S missing
|
41,964
|
$55,000 | — | 31 Mar 2020 | |
| TRUIST FINANCIAL CORP |
13F
|
Company |
—
class O/S missing
|
31,692
|
$41,000 | — | 31 Mar 2020 | |
| RAYMOND JAMES TRUST N.A. |
13F
|
Company |
—
class O/S missing
|
26,964
|
$35,000 | — | 31 Mar 2020 | |
| LPL Financial LLC |
13F
|
Company |
—
class O/S missing
|
20,867
|
$27,000 | — | 31 Mar 2020 | |
| CITADEL ADVISORS LLC |
13F
|
Company |
—
class O/S missing
|
19,174
|
$25,000 | — | 31 Mar 2020 | |
| Ford Financial Group, LLC |
13F
|
Company |
—
class O/S missing
|
18,000
|
$23,000 | — | 31 Mar 2020 | |
| SIGNATURE ESTATE & INVESTMENT ADVISORS LLC |
13F
|
Company |
—
class O/S missing
|
15,167
|
$20,000 | — | 31 Mar 2020 | |
| Moors & Cabot, Inc. |
13F
|
Company |
—
class O/S missing
|
14,769
|
$18,000 | — | 31 Mar 2020 | |
| TWO SIGMA SECURITIES, LLC |
13F
|
Company |
—
class O/S missing
|
13,198
|
$17,000 | — | 31 Mar 2020 | |
| GEODE CAPITAL MANAGEMENT, LLC |
13F
|
Company |
—
class O/S missing
|
12,065
|
$15,000 | — | 31 Mar 2020 |
Institutional Holders of ClearBridge Energy Midstream Opportunity Fund Inc. - Common Stock (EMO) as of Q2 2020
As of 30 Jun 2020,
ClearBridge Energy Midstream Opportunity Fund Inc. - Common Stock (EMO) was held by
3 institutional
shareholders
that filed Form 13F with the SEC.
Together, they reported ownership of
757,823 shares.
The largest 3 holders included
Rock Point Advisors, LLC, Stonebridge Capital Advisors LLC, and AdvisorNet Financial, Inc.
This page lists
3
institutional shareholders reporting positions in this security
for the Q2 2020 filing period.
| Investor | Option | Weight % | Change % | Value $ | * Price | Shares | Share Change | Activity | Report Period |
|---|
Compare Q2 2020 vs Q4 2025 Across Filers
Q4 2025 holders
119
Q2 2020 holders
3
Holder diff
-116
| Investor | Q4 2025 Shares | Q2 2020 Shares | Share Diff | Share Chg % | Q4 2025 Value $ | Q2 2020 Value $ | Value Diff $ | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.
An asterisk sign (*) next to the price indicates that the price is likely invalid.