CLEARBRIDGE - EXCHANGE TRADED (CEM)

Q1 2018 13F Holders as of 31 Mar 2018

Type / Class
Debt / EXCHANGE TRADED
Market price (% of par)
1259.01%
Total 13F principal
$20,939,463
Principal change
+$613,306
Total reported market value
$265,078,628
Number of holders
85
Value change
+$7,399,528
Number of buys
41
Number of sells
39

Institutional Holders of CLEARBRIDGE - EXCHANGE TRADED (CEM) as of Q1 2018

As of 31 Mar 2018, CLEARBRIDGE - EXCHANGE TRADED (CEM) was held by 85 institutional bondholders reporting positions in Form 13F filings. These institutions reported holding $20,939,463 in principal (par value) of the bond. The largest 10 bondholders included MORGAN STANLEY, McGowan Group Asset Management, Inc., NorthRock Partners, LLC, BANK OF AMERICA CORP /DE/, SIGNATURE ESTATE & INVESTMENT ADVISORS LLC, UBS Group AG, SIT INVESTMENT ASSOCIATES INC, TERRIL BROTHERS, INC., FIDUCIARY TRUST CO, and ROYAL BANK OF CANADA. This page lists 85 institutional bondholders reporting positions for the Q1 2018 filing period.
Investor Option Weight % Change % Value $ * Price (% of par) Principal Share Change Activity Report Period
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.