CLEARBRIDGE - EXCHANGE TRADED (CEM)

Q1 2017 13F Holders as of 31 Mar 2017

Type / Class
Debt / EXCHANGE TRADED
Market price (% of par)
1673.0%
Total 13F principal
$17,039,248
Principal change
+$186,289
Total reported market value
$285,129,726
Number of holders
75
Value change
+$3,221,664
Number of buys
35
Number of sells
35

Institutional Holders of CLEARBRIDGE - EXCHANGE TRADED (CEM) as of Q1 2017

As of 31 Mar 2017, CLEARBRIDGE - EXCHANGE TRADED (CEM) was held by 75 institutional bondholders reporting positions in Form 13F filings. These institutions reported holding $17,039,248 in principal (par value) of the bond. The largest 10 bondholders included MORGAN STANLEY, BANK OF AMERICA CORP /DE/, NorthRock Partners, LLC, FIDUCIARY TRUST CO, SIT INVESTMENT ASSOCIATES INC, SIGNATURE ESTATE & INVESTMENT ADVISORS LLC, TERRIL BROTHERS, INC., GUGGENHEIM CAPITAL LLC, UBS Group AG, and ROYAL BANK OF CANADA. This page lists 75 institutional bondholders reporting positions for the Q1 2017 filing period.
Investor Option Weight % Change % Value $ * Price (% of par) Principal Share Change Activity Report Period
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.