Q3 2016 13F Holders as of 30 Sep 2016
-
Type / Class
-
Debt / EXCHANGE TRADED
-
Market price (% of par)
-
1627.99%
-
Total 13F principal
-
$16,666,237
-
Principal change
-
+$272,574
-
Total reported market value
-
$271,216,326
-
Number of holders
-
75
-
Value change
-
+$4,471,893
-
Number of buys
-
30
-
Number of sells
-
33
Institutional Holders of CLEARBRIDGE - EXCHANGE TRADED (CEM) as of Q3 2016
As of 30 Sep 2016,
CLEARBRIDGE - EXCHANGE TRADED (CEM) was held by
75 institutional
bondholders
reporting positions in Form 13F filings.
These institutions reported holding
$16,666,237
in principal (par value) of the bond.
The largest 10 bondholders included
MORGAN STANLEY, BANK OF AMERICA CORP /DE/, FIDUCIARY TRUST CO, NorthRock Partners, LLC, SIGNATURE ESTATE & INVESTMENT ADVISORS LLC, GUGGENHEIM CAPITAL LLC, UBS Group AG, WELLS FARGO & COMPANY/MN, Advisors Asset Management, Inc., and AMERIPRISE FINANCIAL INC.
This page lists
75
institutional bondholders reporting positions
for the Q3 2016 filing period.
| Investor |
Option |
Weight % |
Change % |
Value $ |
* Price (% of par)
|
Principal |
Share Change |
Activity |
Report Period |
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.