CLEARBRIDGE - EXCHANGE TRADED (CEM)

Q4 2014 13F Holders as of 31 Dec 2014

Type / Class
Debt / EXCHANGE TRADED
Market price (% of par)
2760.0%
Total 13F principal
$14,776,903
Principal change
+$751,157
Total reported market value
$407,777,752
Number of holders
87
Value change
+$20,685,873
Number of buys
47
Number of sells
29

Institutional Holders of CLEARBRIDGE - EXCHANGE TRADED (CEM) as of Q4 2014

As of 31 Dec 2014, CLEARBRIDGE - EXCHANGE TRADED (CEM) was held by 87 institutional bondholders reporting positions in Form 13F filings. These institutions reported holding $14,776,903 in principal (par value) of the bond. The largest 10 bondholders included MORGAN STANLEY, BANK OF AMERICA CORP /DE/, BESSEMER GROUP INC, GUGGENHEIM CAPITAL LLC, GANNETT WELSH & KOTLER, Advisors Asset Management, Inc., WELLS FARGO & COMPANY/MN, NorthRock Partners, LLC, ROYAL BANK OF CANADA, and CORNERSTONE ADVISORS INC. This page lists 87 institutional bondholders reporting positions for the Q4 2014 filing period.
Investor Option Weight % Change % Value $ * Price (% of par) Principal Share Change Activity Report Period
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.