Q3 2014 13F Holders as of 30 Sep 2014
-
Type / Class
-
Debt / EXCHANGE TRADED
-
Market price (% of par)
-
2788.01%
-
Total 13F principal
-
$13,439,589
-
Principal change
-
+$1,544,526
-
Total reported market value
-
$374,658,560
-
Number of holders
-
80
-
Value change
-
+$43,069,252
-
Number of buys
-
37
-
Number of sells
-
21
Institutional Holders of CLEARBRIDGE - EXCHANGE TRADED (CEM) as of Q3 2014
As of 30 Sep 2014,
CLEARBRIDGE - EXCHANGE TRADED (CEM) was held by
80 institutional
bondholders
reporting positions in Form 13F filings.
These institutions reported holding
$13,439,589
in principal (par value) of the bond.
The largest 10 bondholders included
MORGAN STANLEY, BANK OF AMERICA CORP /DE/, BESSEMER GROUP INC, GUGGENHEIM CAPITAL LLC, GANNETT WELSH & KOTLER, Advisors Asset Management, Inc., WELLS FARGO & COMPANY/MN, ROYAL BANK OF CANADA, CORNERSTONE ADVISORS INC, and UBS AG.
This page lists
80
institutional bondholders reporting positions
for the Q3 2014 filing period.
| Investor |
Option |
Weight % |
Change % |
Value $ |
* Price (% of par)
|
Principal |
Share Change |
Activity |
Report Period |
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.