What does CUSIP 169373107 represent in this 13F holders report?

CUSIP 169373107 is the security identifier for CHN - China Fund Inc/The - Equity used to aggregate holder disclosures.

How many institutions held CHN - China Fund Inc/The - Equity in Q4 2015?

41 institutional investors reported CHN - China Fund Inc/The - Equity for Q4 2015. Use the holders table for investor-level position and value details.

China Fund Inc/The - Equity (CHN)

CUSIP: 169373107

Q4 2015 13F Holders as of 31 Dec 2015

Type / Class: Equity / Equity
Shares outstanding: 9,640,234
Total 13F shares: 8,011,088
Share change: +1,514,617
Total reported value: $123,201,000
Price per share: $15.52
Number of holders: 41
Value change: +$23,063,482
Number of buys: 18
Number of sells: 15

Quarterly Holders Quick Answers

What is CUSIP 169373107?
CUSIP 169373107 identifies CHN - China Fund Inc/The - Equity in SEC institutional holdings data.

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Explore More Reporting Periods

Jump to adjacent filing periods for faster comparison and easier crawl discovery.

Newer quarter: Q1 2016
Previous quarter: Q3 2015

Recent filing periods for CUSIP 169373107:

Q4 2025 Q3 2025 Q2 2025 Q1 2025 Q4 2024 Q3 2024 Q2 2024 Q1 2024

Top shareholders of CHN - China Fund Inc/The - Equity (13F + 13D/G + 3/4/5)

Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.

Methodology: rows are grouped by holder and ranked by the holder's primary source value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.

Holder	Source	Role / Reporting	Ownership %	Shares	Holdings Value	12M Net Δ	As of	Details
LAZARD ASSET MANAGEMENT LLC	13F	Company	26%	2,538,173	$40,382,000	—	30 Sep 2015	13F
CITY OF LONDON INVESTMENT MANAGEMENT CO LTD	13F	Company	17%	1,634,682	$26,024,000	—	30 Sep 2015	13F
Advance Emerging Capital Ltd	13F	Company	11%	1,028,840	$16,369,000	—	30 Sep 2015	13F
WELLS FARGO & COMPANY/MN	13F	Company	9.7%	930,343	$14,801,000	—	30 Sep 2015	13F
1607 Capital Partners, LLC	13F	Company	3.6%	350,721	$5,580,000	—	30 Sep 2015	13F
Karpus Management, Inc.	13F	Company	2.5%	244,110	$3,884,000	—	30 Sep 2015	13F
FIRST WILSHIRE SECURITIES MANAGEMENT INC	13F	Company	1.5%	145,451	$2,314,000	—	30 Sep 2015	13F
IAT REINSURANCE CO LTD.	13F	Company	1.1%	101,426	$1,614,000	—	30 Sep 2015	13F
CORNERSTONE ADVISORS INC	13F	Company	0.98%	94,490	$1,503,000	—	30 Sep 2015	13F
RAYMOND JAMES & ASSOCIATES	13F	Company	0.72%	69,570	$1,107,000	—	30 Sep 2015	13F
WOLVERINE ASSET MANAGEMENT LLC	13F	Company	0.68%	65,139	$1,036,000	—	30 Sep 2015	13F
AMICA MUTUAL INSURANCE CO	13F	Company	0.58%	56,030	$891,000	—	30 Sep 2015	13F
Gramercy Funds Management LLC	13F	Company	0.51%	49,510	$788,000	—	30 Sep 2015	13F
AMICA PENSION FUND BOARD OF TRUSTEES	13F	Company	0.39%	37,894	$603,000	—	30 Sep 2015	13F
CSS LLC/IL	13F	Company	0.34%	32,774	$521,000	—	30 Sep 2015	13F
LPL Financial LLC	13F	Company	0.25%	23,919	$396,000	—	30 Sep 2015	13F
Commonwealth Equity Services, Inc	13F	Company	0.25%	23,684	$377,000	—	30 Sep 2015	13F
MORGAN STANLEY	13F	Company	0.22%	21,337	$339,000	—	30 Sep 2015	13F
LANDSCAPE CAPITAL MANAGEMENT, L.L.C.	13F	Company	0.21%	20,470	$326,000	—	30 Sep 2015	13F
EDMOND DE ROTHSCHILD (SUISSE) S.A.	13F	Company	0.21%	20,000	$318,000	—	30 Sep 2015	13F
EDMOND DE ROTHSCHILD HOLDING S.A.	13F	Company	0.21%	20,000	$318,000	—	30 Sep 2015	13F
OPPENHEIMER & CO INC	13F	Company	0.17%	16,250	$259,000	—	30 Sep 2015	13F
ROYAL BANK OF CANADA	13F	Company	0.14%	13,854	$221,000	—	30 Sep 2015	13F
GUGGENHEIM CAPITAL LLC	13F	Company	0.11%	10,576	$168,000	—	30 Sep 2015	13F
BANK OF AMERICA CORP /DE/	13F	Company	0.1%	9,213	$146,000	—	30 Sep 2015	13F
UBS Group AG	13F	Company	0.08%	8,135	$129,000	—	30 Sep 2015	13F
Amica Retiree Medical Trust	13F	Company	0.06%	5,946	$95,000	—	30 Sep 2015	13F
Thomas J. Herzfeld Advisors, Inc.	13F	Company	0.05%	5,000	$80,000	—	30 Sep 2015	13F
BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC	13F	Company	0.03%	2,878	$46,000	—	30 Sep 2015	13F
PNC FINANCIAL SERVICES GROUP, INC.	13F	Company	0.03%	2,764	$44,000	—	30 Sep 2015	13F
MSI Financial Services Inc	13F	Company	0.02%	1,788	$28,000	—	30 Sep 2015	13F
NEXT Financial Group, Inc	13F	Company	0.01%	1,126	$17,000	—	30 Sep 2015	13F
CITIGROUP INC	13F	Company	0.01%	832	$14,000	—	30 Sep 2015	13F
Bartlett & Co. LLC	13F	Company	0.01%	628	$10,000	—	30 Sep 2015	13F
Edge Wealth Management LLC	13F	Company	0.01%	580	$9,000	—	30 Sep 2015	13F
LADENBURG THALMANN FINANCIAL SERVICES INC.	13F	Company	0%	368	$6,000	—	30 Sep 2015	13F
DEUTSCHE BANK AG\	13F	Company	0%	341	$5,000	—	30 Sep 2015	13F
FIFTH THIRD BANCORP	13F	Company	0%	205	$3,000	—	30 Sep 2015	13F
AMERICAN INTERNATIONAL GROUP, INC.	13F	Company	0%	129	$2,000	—	30 Sep 2015	13F
Pinnacle Summer Investments, Inc.	13F	Company	0%	79	$1,000	—	30 Sep 2015	13F
US BANCORP \DE\	13F	Company	0%	50	$1,000	—	30 Sep 2015	13F

Institutional Holders of China Fund Inc/The - Equity (CHN) as of Q4 2015

As of 31 Dec 2015, China Fund Inc/The - Equity (CHN) was held by 41 institutional shareholders that filed Form 13F with the SEC. Together, they reported ownership of 8,011,088 shares. The largest 10 holders included LAZARD ASSET MANAGEMENT LLC, CITY OF LONDON INVESTMENT MANAGEMENT CO LTD, WELLS FARGO & COMPANY/MN, ABERDEEN ASSET MANAGEMENT PLC/UK, 1607 Capital Partners, LLC, Karpus Management, Inc., FIRST WILSHIRE SECURITIES MANAGEMENT INC, IAT REINSURANCE CO LTD., RAYMOND JAMES & ASSOCIATES, and AMICA MUTUAL INSURANCE CO. This page lists 41 institutional shareholders reporting positions in this security for the Q4 2015 filing period.

Investor	Option	Weight %	Change %	Value $	* Price	Shares	Share Change	Activity	Report Period

Compare Q4 2015 vs Q3 2015 Across Filers

Q3 2015 holders

Q4 2015 holders

Holder diff

Investor	Q3 2015 Shares	Q4 2015 Shares	Share Diff	Share Chg %	Q3 2015 Value $	Q4 2015 Value $	Value Diff $	Value Chg %

Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).

Quarterly Holders Trend

Quarterly Value Trend

Quarterly Shares Trend

* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.