Security key
169373107
- Type / Class
- Equity / Equity
- Shares outstanding
- 9,640,234
- Total 13F shares
- 6,076,297
- Share change
- +265,290
- Total reported value
- $110,753,655
- Price per share
- $18.23
- Number of holders
- 41
- Value change
- +$4,435,599
- Number of buys
- 13
- Number of sells
- 18
Report period
Q4 2014
Institutions
41
Top holders
10
CHN full security history
Newer quarter: Q1 2015
Previous quarter: Q3 2014
China Fund, Inc. SEC filings
Broader feeds
Reporting periods
Holder history for CUSIP 169373107
Recent filing periods:
Top shareholders of CHN - China Fund Inc/The - Equity (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.
Methodology: rows are grouped by holder and ranked first by SEC-reported ownership % when it is safely comparable, then by disclosed holdings value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
| Holder | Source | Role / Reporting | Ownership % | Shares | Holdings Value | 12M Net Δ | As of | Details |
|---|---|---|---|---|---|---|---|---|
| LAZARD ASSET MANAGEMENT LLC |
13F
|
Company |
25%
|
2,445,802
|
$51,068,000 | — | 30 Sep 2014 | |
| CITY OF LONDON INVESTMENT MANAGEMENT CO LTD |
13F
|
Company |
15%
|
1,428,872
|
$29,785,000 | — | 30 Sep 2014 | |
| WELLS FARGO & COMPANY/MN |
13F
|
Company |
5.4%
|
523,203
|
$10,893,000 | — | 30 Sep 2014 | |
| Karpus Management, Inc. |
13F
|
Company |
3.2%
|
312,506
|
$6,506,000 | — | 30 Sep 2014 | |
| 1607 Capital Partners, LLC |
13F
|
Company |
1.9%
|
185,891
|
$3,870,000 | — | 30 Sep 2014 | |
| FIRST WILSHIRE SECURITIES MANAGEMENT INC |
13F
|
Company |
1.8%
|
170,928
|
$3,559,000 | — | 30 Sep 2014 | |
| Stevens First Principles Investment Advisors |
13F
|
Company |
1.3%
|
120,754
|
$2,514,000 | — | 30 Sep 2014 | |
| CORNERSTONE ADVISORS INC |
13F
|
Company |
1.2%
|
117,190
|
$2,447,000 | — | 30 Sep 2014 | |
| RAYMOND JAMES & ASSOCIATES |
13F
|
Company |
0.59%
|
56,670
|
$1,180,000 | — | 30 Sep 2014 | |
| Gramercy Funds Management LLC |
13F
|
Company |
0.57%
|
54,900
|
$1,143,000 | — | 30 Sep 2014 | |
| Kingfisher Capital LLC |
13F
|
Company |
0.55%
|
52,669
|
$1,097,000 | — | 30 Sep 2014 | |
| MORGAN STANLEY |
13F
|
Company |
0.42%
|
40,284
|
$839,000 | — | 30 Sep 2014 | |
| CSS LLC/IL |
13F
|
Company |
0.34%
|
32,774
|
$682,000 | — | 30 Sep 2014 | |
| Commonwealth Equity Services, Inc |
13F
|
Company |
0.24%
|
23,542
|
$490,000 | — | 30 Sep 2014 | |
| ROYAL BANK OF CANADA |
13F
|
Company |
0.24%
|
23,492
|
$490,000 | — | 30 Sep 2014 | |
| DOLIVER ADVISORS, LP |
13F
|
Company |
0.18%
|
17,701
|
$369,000 | — | 30 Sep 2014 | |
| BANK OF AMERICA CORP /DE/ |
13F
|
Company |
0.17%
|
16,170
|
$337,000 | — | 30 Sep 2014 | |
| TFS CAPITAL LLC |
13F
|
Company |
0.12%
|
11,380
|
$237,000 | — | 30 Sep 2014 | |
| Verition Fund Management LLC |
13F
|
Company |
0.11%
|
10,971
|
$229,000 | — | 30 Sep 2014 | |
| GOLDMAN SACHS GROUP INC |
13F
|
Company |
0.11%
|
10,828
|
$225,000 | — | 30 Sep 2014 | |
| NORTHERN TRUST CORP |
13F
|
Company |
0.1%
|
10,000
|
$208,000 | — | 30 Sep 2014 | |
| ADELL HARRIMAN & CARPENTER INC |
13F
|
Company |
0.1%
|
9,900
|
$209,583 | — | 30 Sep 2014 | |
| BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC |
13F
|
Company |
0.07%
|
6,902
|
$144,000 | — | 30 Sep 2014 | |
| Thomas J. Herzfeld Advisors, Inc. |
13F
|
Company |
0.05%
|
5,000
|
$104,000 | — | 30 Sep 2014 | |
| UBS AG |
13F
|
Company |
0.05%
|
4,505
|
$94,000 | — | 30 Sep 2014 | |
| PNC FINANCIAL SERVICES GROUP, INC. |
13F
|
Company |
0.03%
|
2,729
|
$58,000 | — | 30 Sep 2014 | |
| MSI Financial Services Inc |
13F
|
Company |
0.02%
|
1,786
|
$37,000 | — | 30 Sep 2014 | |
| BOSTON PRIVATE BANK & TRUST CO |
13F
|
Company |
0.02%
|
1,538
|
$32,000 | — | 30 Sep 2014 | |
| NEW ENGLAND SECURITIES CORP /MA/ |
13F
|
Company |
0.01%
|
1,077
|
$22,000 | — | 30 Sep 2014 | |
| AMERIPRISE FINANCIAL INC |
13F
|
Company |
0.01%
|
1,000
|
$21,000 | — | 30 Sep 2014 | |
| CITIGROUP INC |
13F
|
Company |
0.01%
|
668
|
$14,000 | — | 30 Sep 2014 | |
| Bartlett & Co. LLC |
13F
|
Company |
0.01%
|
628
|
$13,000 | — | 30 Sep 2014 | |
| Edge Wealth Management LLC |
13F
|
Company |
0.01%
|
580
|
$12,000 | — | 30 Sep 2014 | |
| PRIVATE TRUST CO NA |
13F
|
Company |
0.01%
|
502
|
$10,000 | — | 30 Sep 2014 | |
| REILLY FINANCIAL ADVISORS, LLC |
13F
|
Company |
0%
|
470
|
$10,000 | — | 30 Sep 2014 | |
| DEUTSCHE BANK AG\ |
13F
|
Company |
0%
|
341
|
$7,000 | — | 30 Sep 2014 | |
| FIFTH THIRD BANCORP |
13F
|
Company |
0%
|
205
|
$4,000 | — | 30 Sep 2014 | |
| Pinnacle Summer Investments, Inc. |
13F
|
Company |
0%
|
65
|
$1,000 | — | 30 Sep 2014 | |
| US BANCORP \DE\ |
13F
|
Company |
0%
|
50
|
$1,000 | — | 30 Sep 2014 |
Institutional Holders of China Fund Inc/The - Equity (CHN) as of Q4 2014
As of 31 Dec 2014,
China Fund Inc/The - Equity (CHN) was held by
41 institutional
shareholders
that filed Form 13F with the SEC.
Together, they reported ownership of
6,076,297 shares.
The largest 10 holders included
LAZARD ASSET MANAGEMENT LLC, CITY OF LONDON INVESTMENT MANAGEMENT CO LTD, WELLS FARGO & COMPANY/MN, Karpus Management, Inc., Weiss Asset Management LP, 1607 Capital Partners, LLC, FIRST WILSHIRE SECURITIES MANAGEMENT INC, IAT REINSURANCE CO LTD., CORNERSTONE ADVISORS INC, and Gramercy Funds Management LLC.
This page lists
41
institutional shareholders reporting positions in this security
for the Q4 2014 filing period.
| Investor | Option | Weight % | Change % | Value $ | * Price | Shares | Share Change | Activity | Report Period |
|---|
Compare Q4 2014 vs Q3 2014 Across Filers
Q3 2014 holders
38
Q4 2014 holders
41
Holder diff
3
| Investor | Q3 2014 Shares | Q4 2014 Shares | Share Diff | Share Chg % | Q3 2014 Value $ | Q4 2014 Value $ | Value Diff $ | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.
An asterisk sign (*) next to the price indicates that the price is likely invalid.