What does CUSIP 169373107 represent in this 13F holders report?

CUSIP 169373107 is the security identifier for CHN - China Fund Inc/The - Equity used to aggregate holder disclosures.

How many institutions held CHN - China Fund Inc/The - Equity in Q2 2014?

41 institutional investors reported CHN - China Fund Inc/The - Equity for Q2 2014. Use the holders table for investor-level position and value details.

China Fund Inc/The - Equity (CHN)

CUSIP: 169373107

Q2 2014 13F Holders as of 30 Jun 2014

Type / Class: Equity / Equity
Shares outstanding: 9,640,234
Total 13F shares: 5,438,021
Share change: +233,289
Total reported value: $115,133,339
Price per share: $21.17
Number of holders: 41
Value change: +$5,004,465
Number of buys: 16
Number of sells: 22

Quarterly Holders Quick Answers

What is CUSIP 169373107?
CUSIP 169373107 identifies CHN - China Fund Inc/The - Equity in SEC institutional holdings data.

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Explore More Reporting Periods

Jump to adjacent filing periods for faster comparison and easier crawl discovery.

Newer quarter: Q3 2014
Previous quarter: Q1 2014

Recent filing periods for CUSIP 169373107:

Q4 2025 Q3 2025 Q2 2025 Q1 2025 Q4 2024 Q3 2024 Q2 2024 Q1 2024

Top shareholders of CHN - China Fund Inc/The - Equity (13F + 13D/G + 3/4/5)

Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.

Methodology: rows are grouped by holder and ranked by the holder's primary source value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.

Holder	Source	Role / Reporting	Ownership %	Shares	Holdings Value	12M Net Δ	As of	Details
LAZARD ASSET MANAGEMENT LLC	13F	Company	27%	2,641,929	$52,600,000	—	31 Mar 2014	13F
CITY OF LONDON INVESTMENT MANAGEMENT CO LTD	13F	Company	7.3%	702,234	$14,041,000	—	31 Mar 2014	13F
WELLS FARGO & COMPANY/MN	13F	Company	4.5%	436,233	$8,685,000	—	31 Mar 2014	13F
Karpus Management, Inc.	13F	Company	2.8%	272,057	$5,416,000	—	31 Mar 2014	13F
1607 Capital Partners, LLC	13F	Company	1.8%	169,444	$3,373,000	—	31 Mar 2014	13F
FIRST WILSHIRE SECURITIES MANAGEMENT INC	13F	Company	1.7%	166,161	$3,308,000	—	31 Mar 2014	13F
CORNERSTONE ADVISORS INC	13F	Company	1.4%	134,490	$2,678,000	—	31 Mar 2014	13F
Stevens First Principles Investment Advisors	13F	Company	1.2%	119,099	$2,371,000	—	31 Mar 2014	13F
Gramercy Funds Management LLC	13F	Company	0.78%	75,200	$1,497,000	—	31 Mar 2014	13F
Kingfisher Capital LLC	13F	Company	0.63%	61,007	$1,215,000	—	31 Mar 2014	13F
RAYMOND JAMES & ASSOCIATES	13F	Company	0.49%	47,570	$947,000	—	31 Mar 2014	13F
UBS AG	13F	Company	0.43%	41,271	$822,000	—	31 Mar 2014	13F
MORGAN STANLEY	13F	Company	0.37%	35,565	$709,000	—	31 Mar 2014	13F
CSS LLC/IL	13F	Company	0.34%	32,774	$652,000	—	31 Mar 2014	13F
ROYAL BANK OF CANADA	13F	Company	0.32%	30,792	$613,000	—	31 Mar 2014	13F
DOLIVER ADVISORS, LP	13F	Company	0.29%	27,954	$557,000	—	31 Mar 2014	13F
BANK OF AMERICA CORP /DE/	13F	Company	0.25%	23,818	$473,000	—	31 Mar 2014	13F
Commonwealth Equity Services, Inc	13F	Company	0.23%	22,025	$438,000	—	31 Mar 2014	13F
LANDSCAPE CAPITAL MANAGEMENT, L.L.C.	13F	Company	0.17%	16,509	$329,000	—	31 Mar 2014	13F
Ashmore Group plc	13F	Company	0.14%	13,900	$277,000	—	31 Mar 2014	13F
WOLVERINE ASSET MANAGEMENT LLC	13F	Company	0.13%	12,273	$244,000	—	31 Mar 2014	13F
GOLDMAN SACHS GROUP INC	13F	Company	0.12%	11,908	$237,000	—	31 Mar 2014	13F
ADELL HARRIMAN & CARPENTER INC	13F	Company	0.1%	10,100	$201,081	—	31 Mar 2014	13F
BNP PARIBAS FINANCIAL MARKETS	13F	Company	0.09%	8,350	$165,831	—	31 Mar 2014	13F
Thomas J. Herzfeld Advisors, Inc.	13F	Company	0.05%	5,000	$100,000	—	31 Mar 2014	13F
PNC FINANCIAL SERVICES GROUP, INC.	13F	Company	0.04%	3,498	$70,000	—	31 Mar 2014	13F
MSI Financial Services Inc	13F	Company	0.02%	1,700	$34,000	—	31 Mar 2014	13F
NEW ENGLAND SECURITIES CORP /MA/	13F	Company	0.02%	1,584	$32,000	—	31 Mar 2014	13F
CITIGROUP INC	13F	Company	0.01%	1,110	$22,000	—	31 Mar 2014	13F
EFG Private Wealth Management (Americas) Corp.	13F	Company	0.01%	777	$15,000	—	31 Mar 2014	13F
Bartlett & Co. LLC	13F	Company	0.01%	628	$13,000	—	31 Mar 2014	13F
Edge Wealth Management LLC	13F	Company	0.01%	580	$12,000	—	31 Mar 2014	13F
LORING WOLCOTT & COOLIDGE FIDUCIARY ADVISORS LLP/MA	13F	Company	0.01%	577	$11,000	—	31 Mar 2014	13F
PRIVATE TRUST CO NA	13F	Company	0.01%	502	$10,000	—	31 Mar 2014	13F
REILLY FINANCIAL ADVISORS, LLC	13F	Company	0%	470	$9,000	—	31 Mar 2014	13F
HABERER REGISTERED INVESTMENT ADVISOR INC	13F	Company	0%	397	$8,000	—	31 Mar 2014	13F
SAN FRANCISCO SENTRY INVESTMENT GROUP (CA)	13F	Company	0%	353	$7,000	—	31 Mar 2014	13F
Winslow, Evans & Crocker, Inc.	13F	Company	0%	300	$5,973	—	31 Mar 2014	13F
FIFTH THIRD BANCORP	13F	Company	0%	205	$4,000	—	31 Mar 2014	13F
BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC	13F	Company	0%	198	$4,000	—	31 Mar 2014	13F
Tower Research Capital LLC (TRC)	13F	Company	0%	129	$3,000	—	31 Mar 2014	13F
Ledyard National Bank	13F	Company	0%	100	$2,000	—	31 Mar 2014	13F
Pinnacle Summer Investments, Inc.	13F	Company	0%	65	$1,000	—	31 Mar 2014	13F
US BANCORP \DE\	13F	Company	0%	50	$1,000	—	31 Mar 2014	13F

Institutional Holders of China Fund Inc/The - Equity (CHN) as of Q2 2014

As of 30 Jun 2014, China Fund Inc/The - Equity (CHN) was held by 41 institutional shareholders that filed Form 13F with the SEC. Together, they reported ownership of 5,438,021 shares. The largest 10 holders included LAZARD ASSET MANAGEMENT LLC, CITY OF LONDON INVESTMENT MANAGEMENT CO LTD, WELLS FARGO & COMPANY/MN, Karpus Management, Inc., 1607 Capital Partners, LLC, FIRST WILSHIRE SECURITIES MANAGEMENT INC, CORNERSTONE ADVISORS INC, Stevens First Principles Investment Advisors, Gramercy Funds Management LLC, and Kingfisher Capital LLC. This page lists 41 institutional shareholders reporting positions in this security for the Q2 2014 filing period.

Investor	Option	Weight %	Change %	Value $	* Price	Shares	Share Change	Activity	Report Period

Compare Q2 2014 vs Q1 2014 Across Filers

Q1 2014 holders

Q2 2014 holders

Holder diff

-2

Investor	Q1 2014 Shares	Q2 2014 Shares	Share Diff	Share Chg %	Q1 2014 Value $	Q2 2014 Value $	Value Diff $	Value Chg %

Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).

Quarterly Holders Trend

Quarterly Value Trend

Quarterly Shares Trend

* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.