Security key
169373107
- Security type / class
- Equity / Equity
- Total 13F shares
- 5,438,021
- Total 13F value
- $115,133,339
- Share change
- +233,289
- SEC-reported price per share
- $21.17
- Number of holders
- 41
- Value change
- +$5,004,465
- Number of buys
- 16
- Number of sells
- 22
- Shares outstanding
- 9,640,234
Holder snapshot
6 signals
Security identity
1 source field
Report period
Q2 2014
Institutions
41
Top holders
10
CHN full security history
Ownership snapshot
Full 13F holder table
Newer quarter: Q3 2014
Previous quarter: Q1 2014
China Fund, Inc. SEC filings
Broader feeds
Reporting periods
Holder history for CUSIP 169373107
Recent filing periods:
Ownership snapshot
Top reported holders of CHN - China Fund Inc/The - Equity (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Start with comparable ownership when available, then verify the linked 13F, 13D/G, or 3/4/5 evidence.
Comparable stake leader
LAZARD ASSET MANAGEMENT LLC
Disclosed value leader
LAZARD ASSET MANAGEMENT LLC
Comparable rows
15/15
Latest evidence
31 Mar 2014
13F
Lead comparable stake: 27%
Showing 1-6 of 15 holder rows.
Quick read
LAZARD ASSET MANAGEMENT LLC leads the comparable SEC ownership view at 27%.
15 of 15 rows have a safely comparable ownership percentage. Use this as a filing-backed starting point, then open the detailed table for source links, reporting role, position value, share count, and filing date.
Comparable ownership
Top 5
LAZARD ASSET MANAGEMENT LLC
27%
CITY OF LONDON INVESTMENT MANAGEM...
7.3%
WELLS FARGO & COMPANY/MN
4.5%
Karpus Management, Inc.
2.8%
1607 Capital Partners, LLC
1.8%
Ownership % is shown only when SEC disclosures are safely comparable across share classes.
Detailed SEC evidence table Showing 1-6 of 15 holder rows
| Holder | Evidence | Ownership % | Position | 12M Net Δ | As of |
|---|---|---|---|---|---|
| LAZARD ASSET MANAGEMENT LLC |
13F
Company
|
27%
|
$52,600,000
2,641,929 shares
|
— | 31 Mar 2014 |
| CITY OF LONDON INVESTMENT MANAGEMENT CO LTD |
13F
Company
|
7.3%
|
$14,041,000
702,234 shares
|
— | 31 Mar 2014 |
| WELLS FARGO & COMPANY/MN |
13F
Company
|
4.5%
|
$8,685,000
436,233 shares
|
— | 31 Mar 2014 |
| Karpus Management, Inc. |
13F
Company
|
2.8%
|
$5,416,000
272,057 shares
|
— | 31 Mar 2014 |
| 1607 Capital Partners, LLC |
13F
Company
|
1.8%
|
$3,373,000
169,444 shares
|
— | 31 Mar 2014 |
| FIRST WILSHIRE SECURITIES MANAGEMENT INC |
13F
Company
|
1.7%
|
$3,308,000
166,161 shares
|
— | 31 Mar 2014 |
How to read this table
Rows are grouped by holder and ranked first by SEC-reported ownership % when it is safely comparable, then by disclosed holdings value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
13F holder rows
Institutional holders as of Q2 2014
Investor-level positions for this CUSIP, loaded as an interactive table.
Institutions
41
Shares
5,438,021
Rows available
41
| Investor | Option | Weight % | Change % | SEC-reported value | * Price | Shares | Share Change | Activity | Report Period |
|---|
* SEC-reported price is the security price as of the portfolio date and can indicate the last known price at which the security was still held. The marker flags a reported price that did not pass the local price check.
Compare Q2 2014 vs Q1 2014 Across Filers
Q1 2014 holders
43
Q2 2014 holders
41
Holder diff
-2
| Investor | Q1 2014 Shares | Q2 2014 Shares | Share Diff | Share Chg % | Q1 2014 value | Q2 2014 value | Value change | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend