What does CUSIP 153501101 represent in this 13F holders report?

CUSIP 153501101 is the security identifier for CEF - Sprott Physical Gold & Silver - COM used to aggregate holder disclosures.

How many institutions held CEF - Sprott Physical Gold & Silver - COM in Q1 2016?

171 institutional investors reported CEF - Sprott Physical Gold & Silver - COM for Q1 2016. Use the holders table for investor-level position and value details.

Sprott Physical Gold & Silver - COM (CEF)

CUSIP: 153501101

Q1 2016 13F Holders as of 31 Mar 2016

Type / Class: Equity / COM
Total 13F shares: 52,964,206
Share change: -138,812
Total reported value: $634,993,927
Price per share: $11.99
Number of holders: 171
Value change: -$806,466
Number of buys: 61
Number of sells: 71

Quarterly Holders Quick Answers

What is CUSIP 153501101?
CUSIP 153501101 identifies CEF - Sprott Physical Gold & Silver - COM in SEC institutional holdings data.

Need full ownership history?
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Back to full security ownership history for the broader multi-quarter picture.
Latest 13F filings for newly reported positions across managers.
Latest Schedule 13D/13G reports for ownership changes outside the 13F cadence.
SEC investors directory for manager drilldown.

Explore More Reporting Periods

Jump to adjacent filing periods for faster comparison and easier crawl discovery.

Newer quarter: Q2 2016
Previous quarter: Q4 2015

Recent filing periods for CUSIP 153501101:

Q1 2026 Q4 2025 Q3 2025 Q2 2025 Q1 2025 Q4 2024 Q3 2024 Q2 2024

Top shareholders of CEF - Sprott Physical Gold & Silver - COM (13F + 13D/G + 3/4/5)

Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.

Methodology: rows are grouped by holder and ranked by the holder's primary source value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.

Holder	Source	Role / Reporting	Ownership %	Shares	Holdings Value	12M Net Δ	As of	Details
Allianz Asset Management GmbH	13F	Company	— class O/S missing	4,286,600	$58,026,000	—	31 Dec 2015	13F
MORGAN STANLEY	13F	Company	— class O/S missing	4,897,333	$48,925,000	—	31 Dec 2015	13F
Parallax Volatility Advisers, L.P.	13F	Company	— class O/S missing	4,385,701	$43,813,000	—	31 Dec 2015	13F
CAPSTONE INVESTMENT ADVISORS, LLC	13F	Company	— class O/S missing	4,167,344	$41,631,000	—	31 Dec 2015	13F
LANDSCAPE CAPITAL MANAGEMENT, L.L.C.	13F	Company	— class O/S missing	2,648,990	$26,463,000	—	31 Dec 2015	13F
WELLINGTON MANAGEMENT GROUP LLP	13F	Company	— class O/S missing	2,287,543	$22,853,000	—	31 Dec 2015	13F
Polar Asset Management Partners Inc.	13F	Company	— class O/S missing	2,206,984	$22,048,000	—	31 Dec 2015	13F
LPL Financial LLC	13F	Company	— class O/S missing	1,308,490	$13,438,000	—	31 Dec 2015	13F
ROYAL BANK OF CANADA	13F	Company	— class O/S missing	1,214,045	$12,128,000	—	31 Dec 2015	13F
WELLS FARGO & COMPANY/MN	13F	Company	— class O/S missing	1,006,222	$10,052,000	—	31 Dec 2015	13F
Alpine Global Management, LLC	13F	Company	— class O/S missing	948,008	$9,471,000	—	31 Dec 2015	13F
CITIGROUP INC	13F	Company	— class O/S missing	934,738	$9,285,000	—	31 Dec 2015	13F
CITY OF LONDON INVESTMENT MANAGEMENT CO LTD	13F	Company	— class O/S missing	873,313	$8,834,000	—	31 Dec 2015	13F
Cheviot Value Management, LLC	13F	Company	— class O/S missing	859,015	$8,582,000	—	31 Dec 2015	13F
Raymond James Financial Services Advisors, Inc.	13F	Company	— class O/S missing	854,486	$8,536,000	—	31 Dec 2015	13F
HighTower Advisors, LLC	13F	Company	— class O/S missing	759,955	$7,597,000	—	31 Dec 2015	13F
RIVERNORTH CAPITAL MANAGEMENT, LLC	13F	Company	— class O/S missing	737,465	$7,367,000	—	31 Dec 2015	13F
Fore Research & Management, LP	13F	Company	— class O/S missing	707,677	$7,069,000	—	31 Dec 2015	13F
MARINER INVESTMENT GROUP LLC	13F	Company	— class O/S missing	700,000	$6,993,000	—	31 Dec 2015	13F
Evanson Asset Management, LLC	13F	Company	— class O/S missing	697,021	$6,963,000	—	31 Dec 2015	13F
New Harbor Financial Group, LLC	13F	Company	— class O/S missing	687,656	$6,869,000	—	31 Dec 2015	13F
Paloma Partners Management Co	13F	Company	— class O/S missing	577,929	$5,774,000	—	31 Dec 2015	13F
Jaffetilchin Investment Partners, LLC	13F	Company	— class O/S missing	541,061	$5,405,000	—	31 Dec 2015	13F
Pekin Hardy Strauss, Inc.	13F	Company	— class O/S missing	540,214	$5,391,000	—	31 Dec 2015	13F
AGF INVESTMENTS INC.	13F	Company	— class O/S missing	533,000	$5,325,000	—	31 Dec 2015	13F
Beaumont Financial Partners, LLC	13F	Company	— class O/S missing	532,965	$5,324,000	—	31 Dec 2015	13F
Merriman Wealth Management, LLC	13F	Company	— class O/S missing	495,532	$5,030,000	—	31 Dec 2015	13F
Neuberger Berman Group LLC	13F	Company	— class O/S missing	491,825	$4,913,000	—	31 Dec 2015	13F
Opera Trading Capital	13F	Company	— class O/S missing	364,343	$3,639,000	—	31 Dec 2015	13F
RAYMOND JAMES & ASSOCIATES	13F	Company	— class O/S missing	355,838	$3,555,000	—	31 Dec 2015	13F
BANK OF MONTREAL /CAN/	13F	Company	— class O/S missing	328,806	$3,285,000	—	31 Dec 2015	13F
Jefferies Group LLC	13F	Company	— class O/S missing	310,000	$3,097,000	—	31 Dec 2015	13F
AMERIPRISE FINANCIAL INC	13F	Company	— class O/S missing	307,834	$3,075,000	—	31 Dec 2015	13F
Baird Financial Group, Inc.	13F	Company	— class O/S missing	300,144	$2,998,000	—	31 Dec 2015	13F
STIFEL FINANCIAL CORP	13F	Company	— class O/S missing	297,544	$2,972,000	—	31 Dec 2015	13F
UBS Group AG	13F	Company	— class O/S missing	287,402	$2,872,000	—	31 Dec 2015	13F
HOLLENCREST CAPITAL MANAGEMENT	13F	Company	— class O/S missing	272,400	$2,721,000	—	31 Dec 2015	13F
Greylin Investment Management, Inc	13F	Company	— class O/S missing	260,025	$2,598,000	—	31 Dec 2015	13F
BANK OF AMERICA CORP /DE/	13F	Company	— class O/S missing	256,942	$2,567,000	—	31 Dec 2015	13F
BENNICAS & ASSOCIATES, INC.	13F	Company	— class O/S missing	247,064	$2,468,000	—	31 Dec 2015	13F
VALLEY FORGE ASSET MANAGEMENT, LLC	13F	Company	— class O/S missing	244,546	$2,441,000	—	31 Dec 2015	13F
EVERGREEN CAPITAL MANAGEMENT LLC	13F	Company	— class O/S missing	237,785	$2,375,000	—	31 Dec 2015	13F
SG Americas Securities, LLC	13F	Company	— class O/S missing	199,133	$1,989,000	—	31 Dec 2015	13F
CIBC Asset Management Inc	13F	Company	— class O/S missing	198,450	$1,977,000	—	31 Dec 2015	13F
Cetera Advisors LLC	13F	Company	— class O/S missing	194,796	$1,944,000	—	31 Dec 2015	13F
Barry Investment Advisors, LLC	13F	Company	— class O/S missing	163,258	$1,631,000	—	31 Dec 2015	13F
LADENBURG THALMANN FINANCIAL SERVICES INC.	13F	Company	— class O/S missing	162,772	$1,626,000	—	31 Dec 2015	13F
St. James Investment Company, LLC	13F	Company	— class O/S missing	162,116	$1,620,000	—	31 Dec 2015	13F
Private Advisor Group, LLC	13F	Company	— class O/S missing	153,230	$1,531,000	—	31 Dec 2015	13F
CSS LLC/IL	13F	Company	— class O/S missing	152,599	$1,525,000	—	31 Dec 2015	13F

Institutional Holders of Sprott Physical Gold & Silver - COM (CEF) as of Q1 2016

As of 31 Mar 2016, Sprott Physical Gold & Silver - COM (CEF) was held by 171 institutional shareholders that filed Form 13F with the SEC. Together, they reported ownership of 52,964,206 shares. The largest 10 holders included Smith Affiliated Capital Corp., MORGAN STANLEY, Parallax Volatility Advisers, L.P., CAPSTONE INVESTMENT ADVISORS, LLC, Polar Asset Management Partners Inc., LANDSCAPE CAPITAL MANAGEMENT, L.L.C., WELLINGTON MANAGEMENT GROUP LLP, LPL Financial LLC, ROYAL BANK OF CANADA, and WELLS FARGO & COMPANY/MN. This page lists 171 institutional shareholders reporting positions in this security for the Q1 2016 filing period.

Investor	Option	Weight %	Change %	Value $	* Price	Shares	Share Change	Activity	Report Period

Compare Q1 2016 vs Q4 2015 Across Filers

Q4 2015 holders

186

Q1 2016 holders

171

Holder diff

-15

Investor	Q4 2015 Shares	Q1 2016 Shares	Share Diff	Share Chg %	Q4 2015 Value $	Q1 2016 Value $	Value Diff $	Value Chg %

Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).

Quarterly Holders Trend

Quarterly Value Trend

Quarterly Shares Trend

* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.