AXIA Energia S.A. - Common Stock (AXIA)

CUSIP: 15234Q207

Q3 2017 13F Holders as of 30 Sep 2017

Type / Class
Equity / Common Stock
Shares outstanding
2,034,558,000
Total 13F shares
10,159,786
Share change
+167,610
Total reported value
$63,022,554
Price per share
$6.20
Number of holders
37
Value change
+$1,608,404
Number of buys
15
Number of sells
20

Security key

15234Q207

Report period

Q3 2017

Institutions

37

Top holders

10

Ownership snapshot

Top shareholders of AXIA - AXIA Energia S.A. - Common Stock (13F + 13D/G + 3/4/5)

Grouped by holder across the latest SEC ownership disclosures. Start with comparable ownership when available, then verify the linked 13F, 13D/G, or 3/4/5 evidence.

Lead holder
GOLDMAN SACHS GROUP INC
13D/G signal
Evidence rows
38
Latest as of
30 Jun 2017
13F Lead comparable stake: 0.23% Showing first 8 of 38 holder rows. Open remaining rows
Holder Evidence Ownership % Position 12M Net Δ As of
GOLDMAN SACHS GROUP INC
13F
Company
13F
0.23%
$17,315,000
4,617,388 shares
30 Jun 2017
ARROWSTREET CAPITAL, LIMITED PARTNERSHIP
13F
Company
13F
0.1%
$7,446,000
1,985,703 shares
30 Jun 2017
VANGUARD GROUP INC
13F
Company
13F
0.06%
$4,728,000
1,260,734 shares
30 Jun 2017
Aperio Group, LLC
13F
Company
13F
0.02%
$1,350,000
360,102 shares
30 Jun 2017
Russell Investments Group, Ltd.
13F
Company
13F
0.01%
$1,014,000
270,310 shares
30 Jun 2017
UBS Group AG
13F
Company
13F
0.01%
$934,000
248,965 shares
30 Jun 2017
DIMENSIONAL FUND ADVISORS LP
13F
Company
13F
0.01%
$496,000
132,692 shares
30 Jun 2017
BARCLAYS PLC
13F
Company
13F
0.01%
$385,000
102,588 shares
30 Jun 2017
Show 30 additional holder rows in the full holder list
Holder Evidence Ownership % Position 12M Net Δ As of
Connor, Clark & Lunn Investment Management Ltd.
13F
Company
13F
0%
$379,000
101,153 shares
30 Jun 2017
JANE STREET GROUP, LLC
13F
Company
13F
0%
$372,000
98,755 shares
30 Jun 2017
MACQUARIE GROUP LTD
13F
Company
13F
0%
$366,000
97,500 shares
30 Jun 2017
STATE STREET CORP
13F
Company
13F
0%
$352,000
93,686 shares
30 Jun 2017
HSBC HOLDINGS PLC
13F
Company
13F
0%
$249,000
66,463 shares
30 Jun 2017
GUGGENHEIM CAPITAL LLC
13F
Company
13F
0%
$245,000
65,263 shares
30 Jun 2017
PARAMETRIC PORTFOLIO ASSOCIATES LLC
13F
Company
13F
0%
$236,000
62,831 shares
30 Jun 2017
COMERICA BANK
13F
Company
13F
0%
$255,000
58,455 shares
30 Jun 2017
BOSTON ADVISORS LLC
13F
Company
13F
0%
$201,000
53,500 shares
30 Jun 2017
Harel Insurance Investments & Financial Services Ltd.
13F
Company
13F
0%
$130,000
36,000 shares
30 Jun 2017
CANADA LIFE ASSURANCE Co
13F
Company
13F
0%
$134,000
35,402 shares
30 Jun 2017
BlackRock Finance, Inc.
13F
Company
13F
0%
$124,000
32,975 shares
30 Jun 2017
STIFEL FINANCIAL CORP
13F
Company
13F
0%
$120,000
31,081 shares
30 Jun 2017
NORTHERN TRUST CORP
13F
Company
13F
0%
$101,000
26,973 shares
30 Jun 2017
EDMOND DE ROTHSCHILD HOLDING S.A.
13F
Company
13F
0%
$98,000
26,000 shares
30 Jun 2017
Virtu Financial LLC
13F
Company
13F
0%
$97,000
25,995 shares
30 Jun 2017
MORGAN STANLEY
13F
Company
13F
0%
$96,000
25,501 shares
30 Jun 2017
CIBC WORLD MARKET INC.
13F
Company
13F
0%
$92,000
24,522 shares
30 Jun 2017
JPMORGAN CHASE & CO
13F
Company
13F
0%
$72,000
19,285 shares
30 Jun 2017
ACADIAN ASSET MANAGEMENT LLC
13F
Company
13F
0%
$47,000
12,629 shares
30 Jun 2017
BANK OF AMERICA CORP /DE/
13F
Company
13F
0%
$10,000
2,696 shares
30 Jun 2017
US BANCORP \DE\
13F
Company
13F
0%
$10,000
2,561 shares
30 Jun 2017
Advisor Group, Inc.
13F
Company
13F
0%
$9,000
2,500 shares
30 Jun 2017
ROYAL BANK OF CANADA
13F
Company
13F
0%
$8,000
2,000 shares
30 Jun 2017
WELLS FARGO & COMPANY/MN
13F
Company
13F
0%
$6,000
1,516 shares
30 Jun 2017
PNC FINANCIAL SERVICES GROUP, INC.
13F
Company
13F
0%
$5,000
1,333 shares
30 Jun 2017
CITIGROUP INC
13F
Company
13F
0%
$5,000
1,223 shares
30 Jun 2017
CENTRAL TRUST Co
13F
Company
13F
0%
$2,000
500 shares
30 Jun 2017
BNP PARIBAS FINANCIAL MARKETS
13F
Company
13F
0%
$1,545
412 shares
30 Jun 2017
IFP Advisors, Inc
13F
Company
13F
0%
$1,000
156 shares
30 Jun 2017
How to read this table

Rows are grouped by holder and ranked first by SEC-reported ownership % when it is safely comparable, then by disclosed holdings value. indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.

13F holder rows

Institutional holders as of Q3 2017

Investor-level positions for this CUSIP, loaded as an interactive table.

Institutions
37
Shares
10,159,786
Rows loaded
37
Investor Option Weight % Change % Reported value * Price Shares Share Change Activity Report Period

* Reported price is the security price as of the portfolio date and can indicate the last known price at which the security was still held. An asterisk next to the price means the price is likely invalid.

Compare Q3 2017 vs Q2 2017 Across Filers

Q2 2017 holders
37
Q3 2017 holders
37
Holder diff
0
Investor Q2 2017 Shares Q3 2017 Shares Share Diff Share Chg % Q2 2017 value Q3 2017 value Value change Value Chg %

Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).

Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
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