CATHAY GEN BANCORP - *W EXP 12/05/201 (CATYW)

Q3 2016 13F Holders as of 30 Sep 2016

Type / Class
Equity / *W EXP 12/05/201
Total 13F shares
1,556,690
Share change
-3
Total reported value
$14,745,000
Price per share
$10.65
Number of holders
4
Value change
-$31
Number of sells
1

Institutional Holders of CATHAY GEN BANCORP - *W EXP 12/05/201 (CATYW) as of Q3 2016

As of 30 Sep 2016, CATHAY GEN BANCORP - *W EXP 12/05/201 (CATYW) was held by 4 institutional shareholders that filed Form 13F with the SEC. Together, they reported ownership of 1,556,690 shares. The largest 4 holders included SUSQUEHANNA INTERNATIONAL GROUP, LLP, Ionic Capital Management LLC, Castle Creek Arbitrage, LLC, and WOLVERINE ASSET MANAGEMENT LLC. This page lists 4 institutional shareholders reporting positions in this security for the Q3 2016 filing period.
Investor Option Weight % Change % Value $ * Price Shares Share Change Activity Report Period
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.