CATHAY GENERAL BANCORP - COM (CATY)

CUSIP: 149150104

Q4 2018 13F Holders as of 31 Dec 2018

Share change
-649,855
SEC-reported price per share
$33.53
Number of holders
236
Value change
-$27,787,967
Number of buys
109
Number of sells
115

Security key

149150104

Report period

Q4 2018

Institutions

236

Top holders

10

Ownership snapshot

Top reported holders of CATY - CATHAY GENERAL BANCORP - COM (13F + 13D/G + 3/4/5)

Grouped by holder across the latest SEC ownership disclosures. Start with comparable ownership when available, then verify the linked 13F, 13D/G, or 3/4/5 evidence.

Comparable stake leader
BlackRock Finance, Inc.
Disclosed value leader
BlackRock Finance, Inc.
Comparable rows
0/15
Latest evidence
30 Sep 2018
13F Highest disclosed value: $419,943,000 15 rows are not safely comparable across share classes. Showing 1-6 of 15 holder rows.

Quick read

BlackRock Finance, Inc. has the largest disclosed position value at $419.94M.

0 of 15 rows have a safely comparable ownership percentage. Use this as a filing-backed starting point, then open the detailed table for source links, reporting role, position value, share count, and filing date.

Open SEC evidence Opens BlackRock Finance, Inc.'s linked filing trail.
Disclosed position value Top 5
BlackRock Finance, Inc. $419.94M
VANGUARD GROUP INC $307.51M
STATE STREET CORP $168.4M
DIMENSIONAL FUND ADVISORS LP $163.49M
NORTHERN TRUST CORP $97.59M

Value bars compare disclosed positions; verify each figure against the linked filing evidence.

Detailed SEC evidence table Showing 1-6 of 15 holder rows
Holder Evidence Ownership % Position 12M Net Δ As of
BlackRock Finance, Inc.
13F
Company
13F
class O/S missing
$419,943,000
10,133,757 shares
30 Sep 2018
VANGUARD GROUP INC
13F
Company
13F
class O/S missing
$307,507,000
7,420,546 shares
30 Sep 2018
STATE STREET CORP
13F
Company
13F
class O/S missing
$168,403,000
4,063,776 shares
30 Sep 2018
DIMENSIONAL FUND ADVISORS LP
13F
Company
13F
class O/S missing
$163,490,000
3,945,224 shares
30 Sep 2018
NORTHERN TRUST CORP
13F
Company
13F
class O/S missing
$97,588,000
2,354,937 shares
30 Sep 2018
Invesco Ltd.
13F
Company
13F
class O/S missing
$64,981,000
1,568,075 shares
30 Sep 2018
How to read this table

Rows are grouped by holder and ranked first by SEC-reported ownership % when it is safely comparable, then by disclosed holdings value. indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.

13F holder rows

Institutional holders as of Q4 2018

Investor-level positions for this CUSIP, loaded as an interactive table.

Institutions
236
Shares
58,407,555
Rows available
236
Investor Option Weight % Change % SEC-reported value * Price Shares Share Change Activity Report Period

* SEC-reported price is the security price as of the portfolio date and can indicate the last known price at which the security was still held. The marker flags a reported price that did not pass the local price check.

Compare Q4 2018 vs Q3 2018 Across Filers

Q3 2018 holders
234
Q4 2018 holders
236
Holder diff
2
Investor Q3 2018 Shares Q4 2018 Shares Share Diff Share Chg % Q3 2018 value Q4 2018 value Value change Value Chg %
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