Security key
149150104
- Security type / class
- Equity / COM
- Total 13F shares
- 55,052,847
- Total 13F value
- $2,319,559,421
- Share change
- -336,883
- Put/Call ratio
- 82%
- SEC-reported price per share
- $42.17
- Number of holders
- 233
- Value change
- -$13,693,522
- Number of buys
- 108
- Number of sells
- 99
Open additional details 1 more signal available
Report period
Q4 2017
Institutions
233
Top holders
10
CATY full security history
Ownership snapshot
Full 13F holder table
Newer quarter: Q2 2026
CATHAY GENERAL BANCORP SEC filings
CATHAY GENERAL BANCORP company facts
Broader feeds
Reporting periods
Holder history for CUSIP 149150104
Recent filing periods:
Ownership snapshot
Top reported holders of CATY - CATHAY GENERAL BANCORP - COM (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Start with comparable ownership when available, then verify the linked 13F, 13D/G, or 3/4/5 evidence.
Comparable stake leader
BlackRock Finance, Inc.
Disclosed value leader
BlackRock Finance, Inc.
Comparable rows
0/15
Latest evidence
30 Sep 2017
13F
Highest disclosed value: $351,750,000
15 rows are not safely comparable across share classes.
Showing 1-6 of 15 holder rows.
Quick read
BlackRock Finance, Inc. has the largest disclosed position value at $351.75M.
0 of 15 rows have a safely comparable ownership percentage. Use this as a filing-backed starting point, then open the detailed table for source links, reporting role, position value, share count, and filing date.
Open SEC evidence
Opens BlackRock Finance, Inc.'s linked filing trail.
Disclosed position value
Top 5
BlackRock Finance, Inc.
$351.75M
VANGUARD GROUP INC
$267.1M
DIMENSIONAL FUND ADVISORS LP
$153.96M
STATE STREET CORP
$153.8M
NORTHERN TRUST CORP
$98.45M
Value bars compare disclosed positions; verify each figure against the linked filing evidence.
Detailed SEC evidence table Showing 1-6 of 15 holder rows
| Holder | Evidence | Ownership % | Position | 12M Net Δ | As of |
|---|---|---|---|---|---|
| BlackRock Finance, Inc. |
13F
Company
|
—
class O/S missing
|
$351,750,000
8,749,974 shares
|
— | 30 Sep 2017 |
| VANGUARD GROUP INC |
13F
Company
|
—
class O/S missing
|
$267,099,000
6,644,227 shares
|
— | 30 Sep 2017 |
| DIMENSIONAL FUND ADVISORS LP |
13F
Company
|
—
class O/S missing
|
$153,964,000
3,829,946 shares
|
— | 30 Sep 2017 |
| STATE STREET CORP |
13F
Company
|
—
class O/S missing
|
$153,803,000
3,826,035 shares
|
— | 30 Sep 2017 |
| NORTHERN TRUST CORP |
13F
Company
|
—
class O/S missing
|
$98,451,000
2,449,039 shares
|
— | 30 Sep 2017 |
| Invesco Ltd. |
13F
Company
|
—
class O/S missing
|
$71,006,000
1,766,321 shares
|
— | 30 Sep 2017 |
How to read this table
Rows are grouped by holder and ranked first by SEC-reported ownership % when it is safely comparable, then by disclosed holdings value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
13F holder rows
Institutional holders as of Q4 2017
Investor-level positions for this CUSIP, loaded as an interactive table.
Institutions
233
Shares
55,052,847
Rows available
233
| Investor | Option | Weight % | Change % | SEC-reported value | * Price | Shares | Share Change | Activity | Report Period |
|---|
* SEC-reported price is the security price as of the portfolio date and can indicate the last known price at which the security was still held. The marker flags a reported price that did not pass the local price check.
Compare Q4 2017 vs Q3 2017 Across Filers
Q3 2017 holders
226
Q4 2017 holders
233
Holder diff
7
| Investor | Q3 2017 Shares | Q4 2017 Shares | Share Diff | Share Chg % | Q3 2017 value | Q4 2017 value | Value change | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend