Security key
149150104
- Type / Class
- Equity / COM
- Total 13F shares
- 55,669,729
- Share change
- +316,037
- Total reported value
- $2,112,696,567
- Put/Call ratio
- 20%
- Price per share
- $37.95
- Number of holders
- 211
- Value change
- +$12,310,780
- Number of buys
- 116
- Number of sells
- 84
Report period
Q2 2017
Institutions
211
Top holders
10
CATY full security history
Newer quarter: Q3 2017
Previous quarter: Q1 2017
CATHAY GENERAL BANCORP SEC filings
CATHAY GENERAL BANCORP company facts
Broader feeds
Reporting periods
Holder history for CUSIP 149150104
Recent filing periods:
Top shareholders of CATY - CATHAY GENERAL BANCORP - COM (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.
Methodology: rows are grouped by holder and ranked first by SEC-reported ownership % when it is safely comparable, then by disclosed holdings value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
| Holder | Source | Role / Reporting | Ownership % | Shares | Holdings Value | 12M Net Δ | As of | Details |
|---|---|---|---|---|---|---|---|---|
| BlackRock Finance, Inc. |
13F
|
Company |
—
class O/S missing
|
7,956,239
|
$299,791,000 | — | 31 Mar 2017 | |
| VANGUARD GROUP INC |
13F
|
Company |
—
class O/S missing
|
6,978,981
|
$262,968,000 | — | 31 Mar 2017 | |
| FMR LLC |
13F
|
Company |
—
class O/S missing
|
4,360,031
|
$164,286,000 | — | 31 Mar 2017 | |
| DIMENSIONAL FUND ADVISORS LP |
13F
|
Company |
—
class O/S missing
|
4,149,136
|
$156,340,000 | — | 31 Mar 2017 | |
| STATE STREET CORP |
13F
|
Company |
—
class O/S missing
|
3,583,537
|
$135,026,000 | — | 31 Mar 2017 | |
| NORTHERN TRUST CORP |
13F
|
Company |
—
class O/S missing
|
2,189,212
|
$82,489,000 | — | 31 Mar 2017 | |
| Invesco Ltd. |
13F
|
Company |
—
class O/S missing
|
1,788,228
|
$67,381,000 | — | 31 Mar 2017 | |
| Bank of New York Mellon Corp |
13F
|
Company |
—
class O/S missing
|
1,464,265
|
$55,174,000 | — | 31 Mar 2017 | |
| GW&K Investment Management, LLC |
13F
|
Company |
—
class O/S missing
|
1,105,980
|
$41,673,000 | — | 31 Mar 2017 | |
| Capital Research Global Investors |
13F
|
Company |
—
class O/S missing
|
1,000,000
|
$37,680,000 | — | 31 Mar 2017 | |
| PRUDENTIAL FINANCIAL INC |
13F
|
Company |
—
class O/S missing
|
963,409
|
$36,301,000 | — | 31 Mar 2017 | |
| NORGES BANK |
13F
|
Company |
—
class O/S missing
|
938,456
|
$35,361,000 | — | 31 Mar 2017 | |
| PRINCIPAL FINANCIAL GROUP INC |
13F
|
Company |
—
class O/S missing
|
932,911
|
$35,152,000 | — | 31 Mar 2017 | |
| AMUNDI ASSET MANAGEMENT US, INC. |
13F
|
Company |
—
class O/S missing
|
921,024
|
$34,704,000 | — | 31 Mar 2017 | |
| AMERIPRISE FINANCIAL INC |
13F
|
Company |
—
class O/S missing
|
881,437
|
$33,212,000 | — | 31 Mar 2017 | |
| GEODE CAPITAL MANAGEMENT, LLC |
13F
|
Company |
—
class O/S missing
|
813,211
|
$30,641,000 | — | 31 Mar 2017 | |
| TEACHERS ADVISORS, LLC |
13F
|
Company |
—
class O/S missing
|
690,355
|
$26,013,000 | — | 31 Mar 2017 | |
| JPMORGAN CHASE & CO |
13F
|
Company |
—
class O/S missing
|
650,786
|
$24,522,000 | — | 31 Mar 2017 | |
| LOOMIS SAYLES & CO L P |
13F
|
Company |
—
class O/S missing
|
582,051
|
$21,932,000 | — | 31 Mar 2017 | |
| AMERICAN CENTURY COMPANIES INC |
13F
|
Company |
—
class O/S missing
|
541,796
|
$20,415,000 | — | 31 Mar 2017 | |
| WEDGE CAPITAL MANAGEMENT L L P/NC |
13F
|
Company |
—
class O/S missing
|
464,982
|
$17,521,000 | — | 31 Mar 2017 | |
| CHARLES SCHWAB INVESTMENT MANAGEMENT INC |
13F
|
Company |
—
class O/S missing
|
444,703
|
$16,757,000 | — | 31 Mar 2017 | |
| RICE HALL JAMES & ASSOCIATES, LLC |
13F
|
Company |
—
class O/S missing
|
440,873
|
$16,612,000 | — | 31 Mar 2017 | |
| WADDELL & REED FINANCIAL INC |
13F
|
Company |
—
class O/S missing
|
412,090
|
$15,527,000 | — | 31 Mar 2017 | |
| TIAA CREF INVESTMENT MANAGEMENT LLC |
13F
|
Company |
—
class O/S missing
|
358,497
|
$13,508,000 | — | 31 Mar 2017 | |
| ROTHSCHILD & CO ASSET MANAGEMENT US INC. |
13F
|
Company |
—
class O/S missing
|
355,227
|
$13,385,000 | — | 31 Mar 2017 | |
| PUBLIC EMPLOYEES RETIREMENT ASSOCIATION OF COLORADO |
13F
|
Company |
—
class O/S missing
|
346,486
|
$13,056,000 | — | 31 Mar 2017 | |
| PANAGORA ASSET MANAGEMENT INC |
13F
|
Company |
—
class O/S missing
|
304,098
|
$11,458,000 | — | 31 Mar 2017 | |
| MORGAN STANLEY |
13F
|
Company |
—
class O/S missing
|
292,020
|
$11,004,000 | — | 31 Mar 2017 | |
| SYSTEMATIC FINANCIAL MANAGEMENT LP |
13F
|
Company |
—
class O/S missing
|
287,920
|
$10,849,000 | — | 31 Mar 2017 | |
| NEW YORK STATE COMMON RETIREMENT FUND |
13F
|
Company |
—
class O/S missing
|
286,551
|
$10,797,000 | — | 31 Mar 2017 | |
| PEREGRINE CAPITAL MANAGEMENT LLC |
13F
|
Company |
—
class O/S missing
|
274,135
|
$10,083,000 | — | 31 Mar 2017 | |
| GOLDMAN SACHS GROUP INC |
13F
|
Company |
—
class O/S missing
|
261,125
|
$9,839,000 | — | 31 Mar 2017 | |
| Brandywine Global Investment Management, LLC |
13F
|
Company |
—
class O/S missing
|
256,798
|
$9,677,000 | — | 31 Mar 2017 | |
| ALLIANCEBERNSTEIN L.P. |
13F
|
Company |
—
class O/S missing
|
255,309
|
$9,620,000 | — | 31 Mar 2017 | |
| BANK OF AMERICA CORP /DE/ |
13F
|
Company |
—
class O/S missing
|
229,792
|
$8,658,000 | — | 31 Mar 2017 | |
| Hillcrest Asset Management LLC |
13F
|
Company |
—
class O/S missing
|
211,261
|
$7,960,000 | — | 31 Mar 2017 | |
| Opus Capital Group, LLC |
13F
|
Company |
—
class O/S missing
|
209,816
|
$7,906,000 | — | 31 Mar 2017 | |
| AMERICAN INTERNATIONAL GROUP, INC. |
13F
|
Company |
—
class O/S missing
|
192,533
|
$7,255,000 | — | 31 Mar 2017 | |
| MILLENNIUM MANAGEMENT LLC |
13F
|
Company |
—
class O/S missing
|
192,244
|
$7,244,000 | — | 31 Mar 2017 | |
| Sapience Investments, LLC |
13F
|
Company |
—
class O/S missing
|
187,870
|
$7,079,000 | — | 31 Mar 2017 | |
| RHUMBLINE ADVISERS |
13F
|
Company |
—
class O/S missing
|
185,010
|
$6,971,000 | — | 31 Mar 2017 | |
| Nationwide Fund Advisors |
13F
|
Company |
—
class O/S missing
|
182,767
|
$6,887,000 | — | 31 Mar 2017 | |
| FIRST TRUST ADVISORS LP |
13F
|
Company |
—
class O/S missing
|
177,429
|
$6,686,000 | — | 31 Mar 2017 | |
| CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM |
13F
|
Company |
—
class O/S missing
|
169,700
|
$6,394,000 | — | 31 Mar 2017 | |
| York State Teachers Retirement System New |
13F
|
Individual |
—
class O/S missing
|
166,102
|
$6,259,000 | — | 31 Mar 2017 | |
| MANUFACTURERS LIFE INSURANCE COMPANY, THE |
13F
|
Company |
—
class O/S missing
|
162,867
|
$6,137,000 | — | 31 Mar 2017 | |
| ClariVest Asset Management LLC |
13F
|
Company |
—
class O/S missing
|
159,500
|
$6,010,000 | — | 31 Mar 2017 | |
| NORDEA INVESTMENT MANAGEMENT AB |
13F
|
Company |
—
class O/S missing
|
159,500
|
$6,010,000 | — | 31 Mar 2017 | |
| BOSTON ADVISORS LLC |
13F
|
Company |
—
class O/S missing
|
153,005
|
$5,765,000 | — | 31 Mar 2017 |
Institutional Holders of CATHAY GENERAL BANCORP - COM (CATY) as of Q2 2017
As of 30 Jun 2017,
CATHAY GENERAL BANCORP - COM (CATY) was held by
211 institutional
shareholders
that filed Form 13F with the SEC.
Together, they reported ownership of
55,669,729 shares.
The largest 10 holders included
BlackRock Inc., VANGUARD GROUP INC, DIMENSIONAL FUND ADVISORS LP, STATE STREET CORP, FMR LLC, NORTHERN TRUST CORP, Invesco Ltd., Bank of New York Mellon Corp, PRUDENTIAL FINANCIAL INC, and GW&K Investment Management, LLC.
This page lists
211
institutional shareholders reporting positions in this security
for the Q2 2017 filing period.
| Investor | Option | Weight % | Change % | Value $ | * Price | Shares | Share Change | Activity | Report Period |
|---|
Compare Q2 2017 vs Q1 2017 Across Filers
Q1 2017 holders
214
Q2 2017 holders
211
Holder diff
-3
| Investor | Q1 2017 Shares | Q2 2017 Shares | Share Diff | Share Chg % | Q1 2017 Value $ | Q2 2017 Value $ | Value Diff $ | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.
An asterisk sign (*) next to the price indicates that the price is likely invalid.