CATHAY GENERAL BANCORP - COM (CATY)

CUSIP: 149150104

Q2 2014 13F Holders as of 30 Jun 2014

Type / Class
Equity / COM
Total 13F shares
52,731,807
Share change
+1,048,307
Total reported value
$1,347,841,083
Price per share
$25.56
Number of holders
148
Value change
+$26,988,155
Number of buys
52
Number of sells
86

Security key

149150104

Report period

Q2 2014

Institutions

148

Top holders

10

Top shareholders of CATY - CATHAY GENERAL BANCORP - COM (13F + 13D/G + 3/4/5)

Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.

Methodology: rows are grouped by holder and ranked first by SEC-reported ownership % when it is safely comparable, then by disclosed holdings value. indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
Holder Source Role / Reporting Ownership % Shares Holdings Value 12M Net Δ As of Details
FMR LLC
13F
Company
class O/S missing
7,229,329
$182,107,000 31 Mar 2014
13F
VANGUARD GROUP INC
13F
Company
class O/S missing
4,452,267
$112,152,000 31 Mar 2014
13F
STATE STREET CORP
13F
Company
class O/S missing
4,179,767
$105,287,000 31 Mar 2014
13F
DIMENSIONAL FUND ADVISORS LP
13F
Company
class O/S missing
4,041,953
$101,816,000 31 Mar 2014
13F
BlackRock Fund Advisors
13F
Company
class O/S missing
3,581,992
$90,230,000 31 Mar 2014
13F
BlackRock Institutional Trust Company, N.A.
13F
Company
class O/S missing
2,250,044
$56,679,000 31 Mar 2014
13F
CITADEL ADVISORS LLC
13F
Company
class O/S missing
2,009,512
$50,620,000 31 Mar 2014
13F
NORTHERN TRUST CORP
13F
Company
class O/S missing
1,982,227
$49,933,000 31 Mar 2014
13F
CAMBIAR INVESTORS LLC
13F
Company
class O/S missing
1,617,536
$40,746,000 31 Mar 2014
13F
LOOMIS SAYLES & CO L P
13F
Company
class O/S missing
1,065,056
$26,829,000 31 Mar 2014
13F
Bank of New York Mellon Corp
13F
Company
class O/S missing
1,004,296
$25,300,000 31 Mar 2014
13F
WELLS FARGO & COMPANY/MN
13F
Company
class O/S missing
872,478
$21,978,000 31 Mar 2014
13F
GUGGENHEIM CAPITAL LLC
13F
Company
class O/S missing
795,458
$20,038,000 31 Mar 2014
13F
NORGES BANK
13F
Company
class O/S missing
765,781
$19,290,000 31 Mar 2014
13F
1832 Asset Management L.P.
13F
Company
class O/S missing
753,763
$18,503,000 31 Mar 2014
13F
JPMORGAN CHASE & CO
13F
Company
class O/S missing
613,453
$15,453,000 31 Mar 2014
13F
AMUNDI ASSET MANAGEMENT US, INC.
13F
Company
class O/S missing
599,846
$15,110,000 31 Mar 2014
13F
Allianz Asset Management GmbH
13F
Company
class O/S missing
579,521
$14,407,000 31 Mar 2014
13F
TEACHERS ADVISORS, LLC
13F
Company
class O/S missing
562,924
$14,180,000 31 Mar 2014
13F
RICE HALL JAMES & ASSOCIATES, LLC
13F
Company
class O/S missing
544,463
$13,715,000 31 Mar 2014
13F
RAINIER INVESTMENT MANAGEMENT LLC
13F
Company
class O/S missing
499,390
$12,580,000 31 Mar 2014
13F
NEW YORK STATE COMMON RETIREMENT FUND
13F
Company
class O/S missing
475,781
$11,985,000 31 Mar 2014
13F
BlackRock Investment Management, LLC
13F
Company
class O/S missing
446,802
$11,255,000 31 Mar 2014
13F
GEODE CAPITAL MANAGEMENT, LLC
13F
Company
class O/S missing
413,474
$10,415,000 31 Mar 2014
13F
PRUDENTIAL FINANCIAL INC
13F
Company
class O/S missing
412,577
$10,393,000 31 Mar 2014
13F
ROTHSCHILD & CO ASSET MANAGEMENT US INC.
13F
Company
class O/S missing
394,961
$9,949,000 31 Mar 2014
13F
UNITED SERVICES AUTOMOBILE ASSOCIATION
13F
Company
class O/S missing
382,950
$9,647,000 31 Mar 2014
13F
WEDGE CAPITAL MANAGEMENT L L P/NC
13F
Company
class O/S missing
366,197
$9,225,000 31 Mar 2014
13F
TIAA CREF INVESTMENT MANAGEMENT LLC
13F
Company
class O/S missing
364,093
$9,172,000 31 Mar 2014
13F
AMERIPRISE FINANCIAL INC
13F
Company
class O/S missing
328,203
$8,267,000 31 Mar 2014
13F
PUBLIC EMPLOYEES RETIREMENT ASSOCIATION OF COLORADO
13F
Company
class O/S missing
325,189
$8,192,000 31 Mar 2014
13F
SYSTEMATIC FINANCIAL MANAGEMENT LP
13F
Company
class O/S missing
298,550
$7,520,000 31 Mar 2014
13F
AMERICAN CENTURY COMPANIES INC
13F
Company
class O/S missing
271,749
$6,845,000 31 Mar 2014
13F
Brandywine Global Investment Management, LLC
13F
Company
class O/S missing
266,878
$6,723,000 31 Mar 2014
13F
MASSACHUSETTS FINANCIAL SERVICES CO /MA/
13F
Company
class O/S missing
247,416
$6,232,409 31 Mar 2014
13F
MILLENNIUM MANAGEMENT LLC
13F
Company
class O/S missing
241,193
$6,076,000 31 Mar 2014
13F
CHARLES SCHWAB INVESTMENT MANAGEMENT INC
13F
Company
class O/S missing
233,821
$5,890,000 31 Mar 2014
13F
Nationwide Fund Advisors
13F
Company
class O/S missing
218,523
$5,505,000 31 Mar 2014
13F
AMERICAN INTERNATIONAL GROUP, INC.
13F
Company
class O/S missing
203,193
$5,118,432 31 Mar 2014
13F
DUPONT CAPITAL MANAGEMENT CORP
13F
Company
class O/S missing
196,555
$4,951,000 31 Mar 2014
13F
PRINCIPAL FINANCIAL GROUP INC
13F
Company
class O/S missing
194,611
$4,902,000 31 Mar 2014
13F
BLACKROCK ADVISORS LLC
13F
Company
class O/S missing
191,985
$4,836,000 31 Mar 2014
13F
GOLDMAN SACHS GROUP INC
13F
Company
class O/S missing
186,981
$4,710,000 31 Mar 2014
13F
CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM
13F
Company
class O/S missing
171,700
$4,319,000 31 Mar 2014
13F
RHUMBLINE ADVISERS
13F
Company
class O/S missing
167,244
$4,213,000 31 Mar 2014
13F
York State Teachers Retirement System New
13F
Individual
class O/S missing
166,502
$4,194,000 31 Mar 2014
13F
MANUFACTURERS LIFE INSURANCE COMPANY, THE
13F
Company
class O/S missing
165,865
$4,179,000 31 Mar 2014
13F
ALLIANCEBERNSTEIN L.P.
13F
Company
class O/S missing
152,789
$3,849,000 31 Mar 2014
13F
MANAGED ACCOUNT ADVISORS LLC
13F
Company
class O/S missing
147,944
$3,727,000 31 Mar 2014
13F
JACOBS LEVY EQUITY MANAGEMENT, INC
13F
Company
class O/S missing
145,313
$3,660,000 31 Mar 2014
13F

Institutional Holders of CATHAY GENERAL BANCORP - COM (CATY) as of Q2 2014

As of 30 Jun 2014, CATHAY GENERAL BANCORP - COM (CATY) was held by 148 institutional shareholders that filed Form 13F with the SEC. Together, they reported ownership of 52,731,807 shares. The largest 10 holders included FMR LLC, VANGUARD GROUP INC, State Street Corp, DIMENSIONAL FUND ADVISORS LP, BlackRock Fund Advisors, BlackRock Institutional Trust Company, N.A., Citadel Advisors LLC, NORTHERN TRUST CORP, CAMBIAR INVESTORS LLC, and 1832 Asset Management L.P.. This page lists 148 institutional shareholders reporting positions in this security for the Q2 2014 filing period.
Investor Option Weight % Change % Value $ * Price Shares Share Change Activity Report Period

Compare Q2 2014 vs Q1 2014 Across Filers

Q1 2014 holders
158
Q2 2014 holders
148
Holder diff
-10
Investor Q1 2014 Shares Q2 2014 Shares Share Diff Share Chg % Q1 2014 Value $ Q2 2014 Value $ Value Diff $ Value Chg %

Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).

Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.
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