Security key
14888U101
CATALYST PHARMACEUTICALS, INC. - Common Stock (CPRX)
CUSIP: 14888U101
Q3 2018 13F Holders as of 30 Sep 2018
- Type / Class
- Equity / Common Stock
- Shares outstanding
- 123,180,519
- Total 13F shares
- 51,043,397
- Share change
- -3,153,437
- Total reported value
- $192,937,538
- Put/Call ratio
- 42%
- Price per share
- $3.78
- Number of holders
- 96
- Value change
- -$11,273,654
- Number of buys
- 46
- Number of sells
- 39
Report period
Q3 2018
Institutions
96
Top holders
10
CPRX full security history
Newer quarter: Q4 2018
Previous quarter: Q2 2018
CATALYST PHARMACEUTICALS, INC. SEC filings
CATALYST PHARMACEUTICALS, INC. company facts
Broader feeds
Reporting periods
Holder history for CUSIP 14888U101
Recent filing periods:
Top shareholders of CPRX - CATALYST PHARMACEUTICALS, INC. - Common Stock (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.
Methodology: rows are grouped by holder and ranked by the holder's primary source value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
| Holder | Source | Role / Reporting | Ownership % | Shares | Holdings Value | 12M Net Δ | As of | Details |
|---|---|---|---|---|---|---|---|---|
| Broadfin Capital, LLC |
13F
|
Company |
5.5%
|
6,772,764
|
$21,131,000 | — | 30 Jun 2018 | |
| BlackRock Finance, Inc. |
13F
|
Company |
4.9%
|
6,059,627
|
$18,905,000 | — | 30 Jun 2018 | |
| Consonance Capital Management LP |
13F
|
Company |
4.9%
|
6,044,719
|
$18,860,000 | — | 30 Jun 2018 | |
| Avoro Capital Advisors LLC |
13F
|
Company |
3.7%
|
4,497,042
|
$14,031,000 | — | 30 Jun 2018 | |
| VANGUARD GROUP INC |
13F
|
Company |
3.5%
|
4,273,134
|
$13,333,000 | — | 30 Jun 2018 | |
| BAKER BROS. ADVISORS LP |
13F
|
Company |
2.9%
|
3,621,962
|
$11,301,000 | — | 30 Jun 2018 | |
| MORGAN STANLEY |
13F
|
Company |
1.4%
|
1,742,474
|
$5,437,000 | — | 30 Jun 2018 | |
| ARMISTICE CAPITAL, LLC |
13F
|
Company |
1.4%
|
1,700,000
|
$5,304,000 | — | 30 Jun 2018 | |
| MANGROVE PARTNERS IM, LLC |
13F
|
Company |
1.4%
|
1,677,944
|
$5,235,000 | — | 30 Jun 2018 | |
| MILLENNIUM MANAGEMENT LLC |
13F
|
Company |
1.3%
|
1,610,176
|
$5,024,000 | — | 30 Jun 2018 | |
| Sofinnova Investments, Inc. |
13F
|
Company |
1.2%
|
1,449,957
|
$4,524,000 | — | 30 Jun 2018 | |
| STATE STREET CORP |
13F
|
Company |
1.2%
|
1,438,928
|
$4,489,000 | — | 30 Jun 2018 | |
| NORTHERN TRUST CORP |
13F
|
Company |
0.9%
|
1,107,944
|
$3,458,000 | — | 30 Jun 2018 | |
| KENNEDY CAPITAL MANAGEMENT LLC |
13F
|
Company |
0.86%
|
1,053,871
|
$3,288,000 | — | 30 Jun 2018 | |
| GEODE CAPITAL MANAGEMENT, LLC |
13F
|
Company |
0.78%
|
960,568
|
$2,996,000 | — | 30 Jun 2018 | |
| JPMORGAN CHASE & CO |
13F
|
Company |
0.73%
|
902,388
|
$2,816,000 | — | 30 Jun 2018 | |
| OXFORD ASSET MANAGEMENT LLP |
13F
|
Company |
0.56%
|
690,400
|
$2,148,000 | — | 30 Jun 2018 | |
| David M. Knott |
13F
|
Individual |
0.42%
|
513,475
|
$1,602,000 | — | 30 Jun 2018 | |
| JBF Capital, Inc. |
13F
|
Company |
0.41%
|
508,600
|
$1,587,000 | — | 30 Jun 2018 | |
| Crestline Management, LP |
13F
|
Company |
0.4%
|
488,243
|
$1,523,000 | — | 30 Jun 2018 | |
| GABLES CAPITAL MANAGEMENT INC. |
13F
|
Company |
0.36%
|
445,264
|
$1,506,000 | — | 30 Jun 2018 | |
| GOLDMAN SACHS GROUP INC |
13F
|
Company |
0.37%
|
458,962
|
$1,432,000 | — | 30 Jun 2018 | |
| TIAA CREF INVESTMENT MANAGEMENT LLC |
13F
|
Company |
0.34%
|
413,680
|
$1,291,000 | — | 30 Jun 2018 | |
| GSA CAPITAL PARTNERS LLP |
13F
|
Company |
0.31%
|
380,605
|
$1,187,000 | — | 30 Jun 2018 | |
| AQR CAPITAL MANAGEMENT LLC |
13F
|
Company |
0.3%
|
375,396
|
$1,171,000 | — | 30 Jun 2018 | |
| PRUDENTIAL FINANCIAL INC |
13F
|
Company |
0.25%
|
307,870
|
$960,000 | — | 30 Jun 2018 | |
| PANAGORA ASSET MANAGEMENT INC |
13F
|
Company |
0.23%
|
277,629
|
$866,000 | — | 30 Jun 2018 | |
| Bank of New York Mellon Corp |
13F
|
Company |
0.22%
|
274,812
|
$858,000 | — | 30 Jun 2018 | |
| TANAKA CAPITAL MANAGEMENT INC |
13F
|
Company |
0.2%
|
250,683
|
$782,000 | — | 30 Jun 2018 | |
| Raymond James Financial Services Advisors, Inc. |
13F
|
Company |
0.19%
|
236,901
|
$739,000 | — | 30 Jun 2018 | |
| STRS OHIO |
13F
|
Company |
0.18%
|
223,100
|
$696,000 | — | 30 Jun 2018 | |
| CHARLES SCHWAB INVESTMENT MANAGEMENT INC |
13F
|
Company |
0.17%
|
208,404
|
$651,000 | — | 30 Jun 2018 | |
| Squarepoint Ops LLC |
13F
|
Company |
0.16%
|
201,450
|
$629,000 | — | 30 Jun 2018 | |
| DEUTSCHE BANK AG\ |
13F
|
Company |
0.16%
|
195,013
|
$608,000 | — | 30 Jun 2018 | |
| TEACHERS ADVISORS, LLC |
13F
|
Company |
0.16%
|
194,822
|
$608,000 | — | 30 Jun 2018 | |
| ROYAL BANK OF CANADA |
13F
|
Company |
0.13%
|
165,226
|
$516,000 | — | 30 Jun 2018 | |
| ACADIAN ASSET MANAGEMENT LLC |
13F
|
Company |
0.12%
|
152,638
|
$476,000 | — | 30 Jun 2018 | |
| PURA VIDA INVESTMENTS, LLC |
13F
|
Company |
0.12%
|
150,000
|
$468,000 | — | 30 Jun 2018 | |
| ALPS ADVISORS INC |
13F
|
Company |
0.12%
|
148,894
|
$465,000 | — | 30 Jun 2018 | |
| CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM |
13F
|
Company |
0.12%
|
147,618
|
$461,000 | — | 30 Jun 2018 | |
| RENAISSANCE TECHNOLOGIES LLC |
13F
|
Company |
0.12%
|
146,466
|
$457,000 | — | 30 Jun 2018 | |
| Marshall Wace North America L.P. |
13F
|
Company |
0.09%
|
105,345
|
$329,000 | — | 30 Jun 2018 | |
| RHUMBLINE ADVISERS |
13F
|
Company |
0.07%
|
90,725
|
$283,000 | — | 30 Jun 2018 | |
| Lido Advisors, LLC |
13F
|
Company |
0.07%
|
87,506
|
$273,000 | — | 30 Jun 2018 | |
| TWO SIGMA ADVISERS, LP |
13F
|
Company |
0.07%
|
86,600
|
$270,000 | — | 30 Jun 2018 | |
| BOOTHBAY FUND MANAGEMENT, LLC |
13F
|
Company |
0.07%
|
84,181
|
$263,000 | — | 30 Jun 2018 | |
| MANUFACTURERS LIFE INSURANCE COMPANY, THE |
13F
|
Company |
0.06%
|
77,635
|
$242,000 | — | 30 Jun 2018 | |
| NEW YORK STATE COMMON RETIREMENT FUND |
13F
|
Company |
0.06%
|
76,194
|
$238,000 | — | 30 Jun 2018 | |
| AMERICAN INTERNATIONAL GROUP, INC. |
13F
|
Company |
0.05%
|
62,838
|
$196,000 | — | 30 Jun 2018 | |
| Silphium Asset Management Ltd |
13F
|
Company |
0.05%
|
56,497
|
$176,271 | — | 30 Jun 2018 |
Institutional Holders of CATALYST PHARMACEUTICALS, INC. - Common Stock (CPRX) as of Q3 2018
As of 30 Sep 2018,
CATALYST PHARMACEUTICALS, INC. - Common Stock (CPRX) was held by
96 institutional
shareholders
that filed Form 13F with the SEC.
Together, they reported ownership of
51,043,397 shares.
The largest 10 holders included
BlackRock Inc., Consonance Capital Management LP, Broadfin Capital, LLC, venBio Select Advisor LLC, Vanguard Group Inc, BAKER BROS. ADVISORS LP, MORGAN STANLEY, MANGROVE PARTNERS, ARMISTICE CAPITAL, LLC, and Sofinnova Ventures Inc.
This page lists
96
institutional shareholders reporting positions in this security
for the Q3 2018 filing period.
| Investor | Option | Weight % | Change % | Value $ | * Price | Shares | Share Change | Activity | Report Period |
|---|
Compare Q3 2018 vs Q2 2018 Across Filers
Q2 2018 holders
98
Q3 2018 holders
96
Holder diff
-2
| Investor | Q2 2018 Shares | Q3 2018 Shares | Share Diff | Share Chg % | Q2 2018 Value $ | Q3 2018 Value $ | Value Diff $ | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.
An asterisk sign (*) next to the price indicates that the price is likely invalid.