Q3 2016 13F Holders as of 30 Sep 2016
-
Type / Class
-
Debt / NOTE 2.750% 3/1
-
Number of holders
-
27
-
Total 13F principal, excl. options
-
143,053,037
-
Principal change
-
-98,000
-
Total reported value, excl. options
-
$168,068,043
-
Value change
-
-$146,700
-
Number of buys
-
11
-
Number of sells
-
-13
-
Price
-
$1.18
Significant Holders of CARRIAGE SVCS INC - NOTE 2.750% 3/1 as of Q3 2016
30 filings reported holding 143905AM9 - CARRIAGE SVCS INC - NOTE 2.750% 3/1 as of Q3 2016.
CARRIAGE SVCS INC - NOTE 2.750% 3/1 has 27 institutional bondholders that have filed 13F forms with the Securities Exchange Commission (SEC).
These institutions hold a total of $143,053,037 of principal
.
Largest 10 bondholders include ZAZOVE ASSOCIATES LLC ($24,274,000 of principal), LAZARD ASSET MANAGEMENT LLC ($17,559,000 of principal), WOLVERINE ASSET MANAGEMENT LLC ($15,495,000 of principal), MACKAY SHIELDS LLC ($13,284,000 of principal), CITADEL ADVISORS LLC ($10,403,000 of principal), FMR LLC ($8,612,000 of principal), BlueCrest Capital Management Ltd ($8,073,000 of principal), BASSO CAPITAL MANAGEMENT, L.P. ($6,000,000 of principal), PIONEER INVESTMENT MANAGEMENT INC ($5,120,000 of principal), and Clearbridge Investments, LLC ($5,000,000 of principal).
This table shows the top 27 institutional bondholders of the company debt. This data is sourced directly from the SEC via 13F filings.
| Investor |
Option |
Weight % |
Change % |
Value $ |
* Price $ |
Principal |
Share Change |
Activity |
Report Period |
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.