What does CUSIP 14309L102 represent in this 13F holders report?

CUSIP 14309L102 is the security identifier for CG - The Carlyle Group - COM used to aggregate holder disclosures.

How many institutions held CG - The Carlyle Group - COM in Q4 2019?

145 institutional investors reported CG - The Carlyle Group - COM for Q4 2019. Use the holders table for investor-level position and value details.

The Carlyle Group - COM (CG)

CUSIP: 14309L102

Q4 2019 13F Holders as of 31 Dec 2019

Type / Class: Equity / COM
Total 13F shares: 53,750,949
Share change: -3,241,009
Total reported value: $1,723,820,565
Put/Call ratio: 20%
Price per share: $32.08
Number of holders: 145
Value change: -$63,862,685
Number of buys: 69
Number of sells: 101

Quarterly Holders Quick Answers

What is CUSIP 14309L102?
CUSIP 14309L102 identifies CG - The Carlyle Group - COM in SEC institutional holdings data.

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Back to full security ownership history for the broader multi-quarter picture.
Latest 13F filings for newly reported positions across managers.
Latest Schedule 13D/13G reports for ownership changes outside the 13F cadence.
SEC investors directory for manager drilldown.

Explore More Reporting Periods

Jump to adjacent filing periods for faster comparison and easier crawl discovery.

Newer quarter: Q1 2020
Previous quarter: Q3 2019

Recent filing periods for CUSIP 14309L102:

Q4 2025 Q3 2025 Q2 2025 Q1 2025 Q4 2024 Q3 2024 Q2 2024 Q1 2024

Top shareholders of CG - The Carlyle Group - COM (13F + 13D/G + 3/4/5)

Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.

Methodology: rows are grouped by holder and ranked by the holder's primary source value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.

Holder	Source	Role / Reporting	Ownership %	Shares	Holdings Value	12M Net Δ	As of	Details
MORGAN STANLEY	13F	Company	— class O/S missing	10,298,682	$263,235,000	—	30 Sep 2019	13F
ALKEON CAPITAL MANAGEMENT LLC	13F	Company	— class O/S missing	5,139,025	$131,354,000	—	30 Sep 2019	13F
JPMORGAN CHASE & CO	13F	Company	— class O/S missing	3,608,577	$92,236,000	—	30 Sep 2019	13F
BANK OF AMERICA CORP /DE/	13F	Company	— class O/S missing	3,399,811	$86,899,000	—	30 Sep 2019	13F
BAMCO INC /NY/	13F	Company	— class O/S missing	3,246,981	$82,993,000	—	30 Sep 2019	13F
Invesco Ltd.	13F	Company	— class O/S missing	3,073,110	$78,549,000	—	30 Sep 2019	13F
Artemis Investment Management LLP	13F	Company	— class O/S missing	2,247,512	$57,148,000	—	30 Sep 2019	13F
BANK OF MONTREAL /CAN/	13F	Company	— class O/S missing	2,171,816	$55,511,000	—	30 Sep 2019	13F
UBS Group AG	13F	Company	— class O/S missing	1,938,578	$49,550,000	—	30 Sep 2019	13F
Neuberger Berman Group LLC	13F	Company	— class O/S missing	1,634,598	$41,780,000	—	30 Sep 2019	13F
MARKEL GROUP INC.	13F	Company	— class O/S missing	1,177,000	$30,084,000	—	30 Sep 2019	13F
JANE STREET GROUP, LLC	13F	Company	— class O/S missing	1,121,358	$28,662,000	—	30 Sep 2019	13F
NATIXIS	13F	Company	— class O/S missing	806,600	$20,617,000	—	30 Sep 2019	13F
CREDIT SUISSE AG/	13F	Company	— class O/S missing	695,947	$17,789,000	—	30 Sep 2019	13F
Legal & General Group Plc	13F	Company	— class O/S missing	662,122	$16,944,000	—	30 Sep 2019	13F
Coronation Fund Managers Ltd.	13F	Company	— class O/S missing	658,834	$16,840,000	—	30 Sep 2019	13F
Schonfeld Strategic Advisors LLC	13F	Company	— class O/S missing	633,703	$16,197,000	—	30 Sep 2019	13F
ALGEBRIS (UK) LTD	13F	Company	— class O/S missing	612,317	$15,651,000	—	30 Sep 2019	13F
LMR Partners LLP	13F	Company	— class O/S missing	600,000	$15,336,000	—	30 Sep 2019	13F
MILLER VALUE PARTNERS, LLC	13F	Company	— class O/S missing	583,800	$14,922,000	—	30 Sep 2019	13F
AMUNDI ASSET MANAGEMENT US, INC.	13F	Company	— class O/S missing	578,561	$14,788,000	—	30 Sep 2019	13F
Robeco Institutional Asset Management B.V.	13F	Company	— class O/S missing	520,000	$13,291,000	—	30 Sep 2019	13F
LGT CAPITAL PARTNERS LTD.	13F	Company	— class O/S missing	510,000	$13,036,000	—	30 Sep 2019	13F
RAYMOND JAMES & ASSOCIATES	13F	Company	— class O/S missing	484,697	$12,389,000	—	30 Sep 2019	13F
J.P. Morgan Private Wealth Advisors LLC	13F	Company	— class O/S missing	432,970	$11,067,000	—	30 Sep 2019	13F
WELLS FARGO & COMPANY/MN	13F	Company	— class O/S missing	427,294	$10,921,000	—	30 Sep 2019	13F
Skandinaviska Enskilda Banken AB (publ)	13F	Company	— class O/S missing	412,479	$10,543,000	—	30 Sep 2019	13F
Sargent Investment Group, LLC	13F	Company	— class O/S missing	407,927	$10,427,000	—	30 Sep 2019	13F
SUSQUEHANNA INTERNATIONAL GROUP, LLP	13F	Company	— class O/S missing	395,597	$10,111,000	—	30 Sep 2019	13F
DEUTSCHE BANK AG\	13F	Company	— class O/S missing	376,802	$9,631,000	—	30 Sep 2019	13F
McGowan Group Asset Management, Inc.	13F	Company	— class O/S missing	375,549	$9,599,000	—	30 Sep 2019	13F
AMERICAN FINANCIAL GROUP INC	13F	Company	— class O/S missing	344,150	$8,796,000	—	30 Sep 2019	13F
Clearbridge Investments, LLC	13F	Company	— class O/S missing	335,000	$8,563,000	—	30 Sep 2019	13F
OPPENHEIMER & CO INC	13F	Company	— class O/S missing	311,926	$7,973,000	—	30 Sep 2019	13F
CITIGROUP INC	13F	Company	— class O/S missing	299,363	$7,652,000	—	30 Sep 2019	13F
HRT FINANCIAL LP	13F	Company	— class O/S missing	242,069	$6,187,000	—	30 Sep 2019	13F
CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM	13F	Company	— class O/S missing	239,404	$6,119,000	—	30 Sep 2019	13F
ROYCE & ASSOCIATES LP	13F	Company	— class O/S missing	231,200	$5,909,000	—	30 Sep 2019	13F
Tibra Equities Europe Ltd	13F	Company	— class O/S missing	224,719	$5,744,000	—	30 Sep 2019	13F
FRED ALGER MANAGEMENT, LLC	13F	Company	— class O/S missing	212,722	$5,437,000	—	30 Sep 2019	13F
WILBANKS SMITH & THOMAS ASSET MANAGEMENT LLC	13F	Company	— class O/S missing	192,018	$4,908,000	—	30 Sep 2019	13F
Partners Group Holding AG	13F	Company	— class O/S missing	191,401	$4,892,000	—	30 Sep 2019	13F
Prospera Financial Services Inc	13F	Company	— class O/S missing	186,755	$4,773,000	—	30 Sep 2019	13F
SOL Capital Management CO	13F	Company	— class O/S missing	167,350	$4,277,000	—	30 Sep 2019	13F
ROYAL BANK OF CANADA	13F	Company	— class O/S missing	163,894	$4,189,000	—	30 Sep 2019	13F
STIFEL FINANCIAL CORP	13F	Company	— class O/S missing	158,279	$4,049,000	—	30 Sep 2019	13F
GOLDMAN SACHS GROUP INC	13F	Company	— class O/S missing	157,057	$4,014,000	—	30 Sep 2019	13F
Marshall Wace North America L.P.	13F	Company	— class O/S missing	156,685	$4,005,000	—	30 Sep 2019	13F
ALPS ADVISORS INC	13F	Company	— class O/S missing	153,300	$3,919,000	—	30 Sep 2019	13F
Philadelphia Financial Management of San Francisco, LLC	13F	Company	— class O/S missing	439,385	$3,273,000	—	30 Sep 2019	13F

Institutional Holders of The Carlyle Group - COM (CG) as of Q4 2019

As of 31 Dec 2019, The Carlyle Group - COM (CG) was held by 145 institutional shareholders that filed Form 13F with the SEC. Together, they reported ownership of 53,750,949 shares. The largest 10 holders included MORGAN STANLEY, ALKEON CAPITAL MANAGEMENT LLC, Invesco Ltd., BANK OF AMERICA CORP /DE/, BAMCO INC /NY/, BANK OF MONTREAL /CAN/, JPMORGAN CHASE & CO, UBS Group AG, Artemis Investment Management LLP, and Vulcan Value Partners, LLC. This page lists 146 institutional shareholders reporting positions in this security for the Q4 2019 filing period.

Investor	Option	Weight %	Change %	Value $	* Price	Shares	Share Change	Activity	Report Period

Compare Q4 2019 vs Q3 2019 Across Filers

Q3 2019 holders

170

Q4 2019 holders

145

Holder diff

-25

Investor	Q3 2019 Shares	Q4 2019 Shares	Share Diff	Share Chg %	Q3 2019 Value $	Q4 2019 Value $	Value Diff $	Value Chg %

Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).

Quarterly Holders Trend

Quarterly Value Trend

Quarterly Shares Trend

* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.