The Carlyle Group - COM (CG)

CUSIP: 14309L102

Q3 2018 13F Holders as of 30 Sep 2018

Type / Class
Equity / COM
Total 13F shares
44,929,523
Share change
+3,602,063
Total reported value
$1,013,126,795
Put/Call ratio
41%
Price per share
$22.55
Number of holders
166
Value change
+$81,772,242
Number of buys
78
Number of sells
61

Quarterly Holders Quick Answers

What is CUSIP 14309L102?
CUSIP 14309L102 identifies CG - The Carlyle Group - COM in SEC institutional holdings data.

Need full ownership history?
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Top shareholders of CG - The Carlyle Group - COM (13F + 13D/G + 3/4/5)

Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.

Methodology: rows are grouped by holder and ranked by the holder's primary source value. indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
Holder Source Role / Reporting Ownership % Shares Holdings Value 12M Net Δ As of Details
MORGAN STANLEY
13F
Company
class O/S missing
7,511,941
$160,004,000 30 Jun 2018
13F
BANK OF AMERICA CORP /DE/
13F
Company
class O/S missing
3,299,013
$70,269,000 30 Jun 2018
13F
Artemis Investment Management LLP
13F
Company
class O/S missing
3,273,762
$69,656,000 30 Jun 2018
13F
BAMCO INC /NY/
13F
Company
class O/S missing
3,257,075
$69,376,000 30 Jun 2018
13F
ALKEON CAPITAL MANAGEMENT LLC
13F
Company
class O/S missing
2,106,228
$44,862,000 30 Jun 2018
13F
JPMORGAN CHASE & CO
13F
Company
class O/S missing
1,526,428
$32,513,000 30 Jun 2018
13F
DEUTSCHE BANK AG\
13F
Company
class O/S missing
1,515,824
$32,287,000 30 Jun 2018
13F
Partners Group Holding AG
13F
Company
class O/S missing
1,322,067
$28,160,000 30 Jun 2018
13F
ALGEBRIS (UK) LTD
13F
Company
class O/S missing
1,133,997
$24,154,000 30 Jun 2018
13F
MARKEL GROUP INC.
13F
Company
class O/S missing
1,047,500
$22,312,000 30 Jun 2018
13F
AMERICAN FINANCIAL GROUP INC
13F
Company
class O/S missing
869,150
$18,512,000 30 Jun 2018
13F
UBS Group AG
13F
Company
class O/S missing
826,395
$17,602,000 30 Jun 2018
13F
BANK OF MONTREAL /CAN/
13F
Company
class O/S missing
820,000
$17,466,000 30 Jun 2018
13F
FMR LLC
13F
Company
class O/S missing
688,592
$14,667,000 30 Jun 2018
13F
Coronation Fund Managers Ltd.
13F
Company
class O/S missing
686,023
$14,612,000 30 Jun 2018
13F
Harvest Capital Strategies LLC
13F
Company
class O/S missing
650,000
$13,845,000 30 Jun 2018
13F
WELLS FARGO & COMPANY/MN
13F
Company
class O/S missing
591,353
$12,596,000 30 Jun 2018
13F
Philadelphia Financial Management of San Francisco, LLC
13F
Company
class O/S missing
584,372
$12,447,000 30 Jun 2018
13F
Skandinaviska Enskilda Banken AB (publ)
13F
Company
class O/S missing
495,479
$10,554,000 30 Jun 2018
13F
CITIGROUP INC
13F
Company
class O/S missing
471,836
$10,051,000 30 Jun 2018
13F
AMUNDI ASSET MANAGEMENT US, INC.
13F
Company
class O/S missing
409,154
$8,715,000 30 Jun 2018
13F
Legal & General Group Plc
13F
Company
class O/S missing
385,454
$8,201,000 30 Jun 2018
13F
McGowan Group Asset Management, Inc.
13F
Company
class O/S missing
378,917
$8,071,000 30 Jun 2018
13F
MILLER VALUE PARTNERS, LLC
13F
Company
class O/S missing
356,000
$7,583,000 30 Jun 2018
13F
RENAISSANCE TECHNOLOGIES LLC
13F
Company
class O/S missing
312,300
$6,652,000 30 Jun 2018
13F
LGT CAPITAL PARTNERS LTD.
13F
Company
class O/S missing
300,000
$6,390,000 30 Jun 2018
13F
GOLDMAN SACHS GROUP INC
13F
Company
class O/S missing
277,387
$5,908,000 30 Jun 2018
13F
RAYMOND JAMES & ASSOCIATES
13F
Company
class O/S missing
273,104
$5,817,000 30 Jun 2018
13F
J.P. Morgan Private Wealth Advisors LLC
13F
Company
class O/S missing
254,310
$5,417,000 30 Jun 2018
13F
Robeco Institutional Asset Management B.V.
13F
Company
class O/S missing
250,000
$5,325,000 30 Jun 2018
13F
ALPS ADVISORS INC
13F
Company
class O/S missing
223,339
$4,757,000 30 Jun 2018
13F
Invesco Ltd.
13F
Company
class O/S missing
200,791
$4,277,000 30 Jun 2018
13F
Bramshill Investments, LLC
13F
Company
class O/S missing
200,574
$4,272,000 30 Jun 2018
13F
PNC FINANCIAL SERVICES GROUP, INC.
13F
Company
class O/S missing
192,856
$4,107,000 30 Jun 2018
13F
CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM
13F
Company
class O/S missing
175,223
$3,732,000 30 Jun 2018
13F
WILBANKS SMITH & THOMAS ASSET MANAGEMENT LLC
13F
Company
class O/S missing
174,640
$3,720,000 30 Jun 2018
13F
SOL Capital Management CO
13F
Company
class O/S missing
164,500
$3,504,000 30 Jun 2018
13F
ROYCE & ASSOCIATES LP
13F
Company
class O/S missing
164,000
$3,493,000 30 Jun 2018
13F
HENNESSY ADVISORS INC
13F
Company
class O/S missing
162,000
$3,451,000 30 Jun 2018
13F
ROYAL BANK OF CANADA
13F
Company
class O/S missing
151,841
$3,234,000 30 Jun 2018
13F
JAMES INVESTMENT RESEARCH, INC.
13F
Company
class O/S missing
145,830
$3,106,000 30 Jun 2018
13F
NATIXIS
13F
Company
class O/S missing
140,600
$2,995,000 30 Jun 2018
13F
SUSQUEHANNA INTERNATIONAL GROUP, LLP
13F
Company
class O/S missing
140,209
$2,986,000 30 Jun 2018
13F
ING GROEP NV
13F
Company
class O/S missing
138,900
$2,959,000 30 Jun 2018
13F
DnB Asset Management AS
13F
Company
class O/S missing
134,300
$2,860,590 30 Jun 2018
13F
UNITED CAPITAL FINANCIAL ADVISORS, LLC
13F
Company
class O/S missing
123,925
$2,640,000 30 Jun 2018
13F
Walleye Trading LLC
13F
Company
class O/S missing
110,974
$2,364,000 30 Jun 2018
13F
CREDIT SUISSE AG/
13F
Company
class O/S missing
100,238
$2,135,000 30 Jun 2018
13F
Coastal Bridge Advisors, LLC
13F
Company
class O/S missing
100,166
$2,134,000 30 Jun 2018
13F
STIFEL FINANCIAL CORP
13F
Company
class O/S missing
99,460
$2,115,000 30 Jun 2018
13F

Institutional Holders of The Carlyle Group - COM (CG) as of Q3 2018

As of 30 Sep 2018, The Carlyle Group - COM (CG) was held by 166 institutional shareholders that filed Form 13F with the SEC. Together, they reported ownership of 44,929,523 shares. The largest 10 holders included MORGAN STANLEY, Artemis Investment Management LLP, BANK OF AMERICA CORP /DE/, BAMCO INC /NY/, ALKEON CAPITAL MANAGEMENT LLC, DEUTSCHE BANK AG\, JPMORGAN CHASE & CO, Partners Group Holding AG, Algebris (UK) Ltd, and MARKEL CORP. This page lists 166 institutional shareholders reporting positions in this security for the Q3 2018 filing period.
Investor Option Weight % Change % Value $ * Price Shares Share Change Activity Report Period

Compare Q3 2018 vs Q2 2018 Across Filers

Q2 2018 holders
159
Q3 2018 holders
166
Holder diff
7
Investor Q2 2018 Shares Q3 2018 Shares Share Diff Share Chg % Q2 2018 Value $ Q3 2018 Value $ Value Diff $ Value Chg %

Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).

Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.
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