CAPRICOR THERAPEUTICS, INC. - Common Stock, $0.001 par value per share (CAPR)

Q: What does CUSIP 14070B309 represent in this 13F holders report?

CUSIP 14070B309 is the security identifier for CAPR - CAPRICOR THERAPEUTICS, INC. - Common Stock, $0.001 par value per share used to aggregate holder disclosures.

Q: How many institutions held CAPR - CAPRICOR THERAPEUTICS, INC. - Common Stock, $0.001 par value per share in Q3 2023?

34 institutional investors reported CAPR - CAPRICOR THERAPEUTICS, INC. - Common Stock, $0.001 par value per share for Q3 2023. Use the holders table for investor-level position and value details.

CUSIP: 14070B309

Q3 2023 13F Holders as of 30 Sep 2023

Security type / class: Equity / Common Stock, $0.001 par value per share
Total 13F shares: 5,536,583
Total 13F value: $18,934,429
Share change: +2,912,219
Put/Call ratio: 63%
SEC-reported price per share: $3.42
Number of holders: 34
Value change: +$9,929,580
Number of buys: 13
Number of sells: 13
Shares outstanding: 57,965,058

Security key

14070B309

Report period

Q3 2023

Institutions

Top holders

CAPR full security history Ownership snapshot Full 13F holder table CAPRICOR THERAPEUTICS, INC. SEC filings CAPRICOR THERAPEUTICS, INC. company facts

Broader feeds

Latest 13F filings Latest 13D/G filings Investors directory

Ownership snapshot

Top reported holders of CAPR - CAPRICOR THERAPEUTICS, INC. - Common Stock, $0.001 par value per share (13F + 13D/G + 3/4/5)

Grouped by holder across the latest SEC ownership disclosures. Start with comparable ownership when available, then verify the linked 13F, 13D/G, or 3/4/5 evidence.

Comparable stake leader

VANGUARD GROUP INC

Disclosed value leader

VANGUARD GROUP INC

Comparable rows

15/15

Latest evidence

30 Jun 2023

13F Lead comparable stake: 2% Showing 1-6 of 15 holder rows.

Quick read

VANGUARD GROUP INC leads the comparable SEC ownership view at 2%.

15 of 15 rows have a safely comparable ownership percentage. Use this as a filing-backed starting point, then open the detailed table for source links, reporting role, position value, share count, and filing date.

Open SEC evidence Opens VANGUARD GROUP INC's linked filing trail.

Comparable ownership Top 5

VANGUARD GROUP INC 2%

BlackRock Finance, Inc. 0.71%

GEODE CAPITAL MANAGEMENT, LLC 0.51%

NORTHERN TRUST CORP 0.18%

STATE STREET CORP 0.15%

Ownership % is shown only when SEC disclosures are safely comparable across share classes.

Detailed SEC evidence table Showing 1-6 of 15 holder rows

Holder	Evidence	Ownership %	Position	12M Net Δ	As of
VANGUARD GROUP INC	13F Company 13F	2%	$5,481,312 1,146,718 shares	—	30 Jun 2023
BlackRock Finance, Inc.	13F Company 13F	0.71%	$1,964,203 410,921 shares	—	30 Jun 2023
GEODE CAPITAL MANAGEMENT, LLC	13F Company 13F	0.51%	$1,425,979 298,322 shares	—	30 Jun 2023
NORTHERN TRUST CORP	13F Company 13F	0.18%	$504,324 105,507 shares	—	30 Jun 2023
STATE STREET CORP	13F Company 13F	0.15%	$405,937 84,924 shares	—	30 Jun 2023
Bank of New York Mellon Corp	13F Company 13F	0.15%	$404,120 84,544 shares	—	30 Jun 2023

How to read this table

Rows are grouped by holder and ranked first by SEC-reported ownership % when it is safely comparable, then by disclosed holdings value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.

13F holder rows

Institutional holders as of Q3 2023

Investor-level positions for this CUSIP, loaded as an interactive table.

Institutions

5,536,583

Rows available

Investor	Option	Weight %	Change %	SEC-reported value	* Price	Shares	Share Change	Activity	Report Period

^* SEC-reported price is the security price as of the portfolio date and can indicate the last known price at which the security was still held. The marker flags a reported price that did not pass the local price check.

Compare Q3 2023 vs Q2 2023 Across Filers

Q2 2023 holders

Q3 2023 holders

Holder diff

Investor	Q2 2023 Shares	Q3 2023 Shares	Share Diff	Share Chg %	Q2 2023 value	Q3 2023 value	Value change	Value Chg %