CAPRICOR THERAPEUTICS, INC. - Common Stock, par value $0.001 per share (CAPR)

Q: What does CUSIP 14070B309 represent in this 13F holders report?

CUSIP 14070B309 is the security identifier for CAPR - CAPRICOR THERAPEUTICS, INC. - Common Stock, par value $0.001 per share used to aggregate holder disclosures.

Q: How many institutions held CAPR - CAPRICOR THERAPEUTICS, INC. - Common Stock, par value $0.001 per share in Q4 2021?

24 institutional investors reported CAPR - CAPRICOR THERAPEUTICS, INC. - Common Stock, par value $0.001 per share for Q4 2021. Use the holders table for investor-level position and value details.

CUSIP: 14070B309

Q4 2021 13F Holders as of 31 Dec 2021

Security type / class: Equity / Common Stock, par value $0.001 per share
Total 13F shares: 2,320,262
Total 13F value: $6,798,547
Share change: -170,459
Put/Call ratio: 396%
SEC-reported price per share: $2.93
Number of holders: 24
Value change: -$740,098
Number of buys: 8
Number of sells: 10
Shares outstanding: 57,554,586

Security key

14070B309

Report period

Q4 2021

Institutions

Top holders

CAPR full security history Ownership snapshot Full 13F holder table Newer quarter: Q3 2026 CAPRICOR THERAPEUTICS, INC. SEC filings CAPRICOR THERAPEUTICS, INC. company facts

Broader feeds

Latest 13F filings Latest 13D/G filings Investors directory

Reporting periods

Holder history for CUSIP 14070B309

Newer quarter: Q3 2026

Recent filing periods:

Q3 2026

Ownership snapshot

Top reported holders of CAPR - CAPRICOR THERAPEUTICS, INC. - Common Stock, par value $0.001 per share (13F + 13D/G + 3/4/5)

Grouped by holder across the latest SEC ownership disclosures. Start with comparable ownership when available, then verify the linked 13F, 13D/G, or 3/4/5 evidence.

Comparable stake leader

VANGUARD GROUP INC

Disclosed value leader

VANGUARD GROUP INC

Comparable rows

0/15

Latest evidence

30 Sep 2021

13F Highest disclosed value: $3,892,000 15 rows are not safely comparable across share classes. Showing 1-6 of 15 holder rows.

Quick read

VANGUARD GROUP INC has the largest disclosed position value at $3.89M.

0 of 15 rows have a safely comparable ownership percentage. Use this as a filing-backed starting point, then open the detailed table for source links, reporting role, position value, share count, and filing date.

Open SEC evidence Opens VANGUARD GROUP INC's linked filing trail.

Disclosed position value Top 5

VANGUARD GROUP INC $3.89M

BlackRock Finance, Inc. $1.21M

SUSQUEHANNA INTERNATIONAL GROUP, LLP $958K

GEODE CAPITAL MANAGEMENT, LLC $826K

CITADEL ADVISORS LLC $448K

Value bars compare disclosed positions; verify each figure against the linked filing evidence.

Detailed SEC evidence table Showing 1-6 of 15 holder rows

Holder	Evidence	Ownership %	Position	12M Net Δ	As of
VANGUARD GROUP INC	13F Company 13F	— denominator unverified	$3,892,000 968,081 shares	—	30 Sep 2021
BlackRock Finance, Inc.	13F Company 13F	— denominator unverified	$1,207,000 300,201 shares	—	30 Sep 2021
SUSQUEHANNA INTERNATIONAL GROUP, LLP	13F Company 13F	— denominator unverified	$958,000 238,365 shares	—	30 Sep 2021
GEODE CAPITAL MANAGEMENT, LLC	13F Company 13F	— denominator unverified	$826,000 205,572 shares	—	30 Sep 2021
CITADEL ADVISORS LLC	13F Company 13F	— denominator unverified	$448,000 111,550 shares	—	30 Sep 2021
NORTHERN TRUST CORP	13F Company 13F	— denominator unverified	$421,000 104,672 shares	—	30 Sep 2021

How to read this table

Rows are grouped by holder and ranked first by SEC-reported ownership % when it is safely comparable, then by disclosed holdings value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.

13F holder rows

Institutional holders as of Q4 2021

Investor-level positions for this CUSIP, loaded as an interactive table.

Institutions

2,320,262

Rows available

Investor	Option	Weight %	Change %	SEC-reported value	* Price	Shares	Share Change	Activity	Report Period

^* SEC-reported price is the security price as of the portfolio date and can indicate the last known price at which the security was still held. The marker flags a reported price that did not pass the local price check.

Compare Q4 2021 vs Q3 2021 Across Filers

Q3 2021 holders

Q4 2021 holders

Holder diff

-1

Investor	Q3 2021 Shares	Q4 2021 Shares	Share Diff	Share Chg %	Q3 2021 value	Q4 2021 value	Value change	Value Chg %

Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).

Quarterly Holders Trend

Quarterly Value Trend

Quarterly Shares Trend