CAPRICOR THERAPEUTICS INC - COM (CAPR)

CUSIP: 14070B101

Q3 2017 13F Holders as of 30 Sep 2017

Share change
+333,620
SEC-reported price per share
$3.02
Number of holders
18
Value change
+$1,207,469
Number of buys
7
Number of sells
5

Security key

14070B101

Report period

Q3 2017

Institutions

18

Top holders

10

Ownership snapshot

Top reported holders of CAPR - CAPRICOR THERAPEUTICS INC - COM (13F + 13D/G + 3/4/5)

Grouped by holder across the latest SEC ownership disclosures. Start with comparable ownership when available, then verify the linked 13F, 13D/G, or 3/4/5 evidence.

Comparable stake leader
Coastal Bridge Advisors, LLC
Disclosed value leader
Coastal Bridge Advisors, LLC
Comparable rows
0/15
Latest evidence
30 Jun 2017
13F Highest disclosed value: $153,000 15 rows are not safely comparable across share classes. Showing 1-6 of 15 holder rows.

Quick read

Coastal Bridge Advisors, LLC has the largest disclosed position value at $153K.

0 of 15 rows have a safely comparable ownership percentage. Use this as a filing-backed starting point, then open the detailed table for source links, reporting role, position value, share count, and filing date.

Open SEC evidence Opens Coastal Bridge Advisors, LLC's linked filing trail.
Disclosed position value Top 5
Coastal Bridge Advisors, LLC $153K
Virtu KCG Holdings LLC $149K
VANGUARD GROUP INC $70K
GEODE CAPITAL MANAGEMENT, LLC $44K
Apriem Advisors $42K

Value bars compare disclosed positions; verify each figure against the linked filing evidence.

Detailed SEC evidence table Showing 1-6 of 15 holder rows
Holder Evidence Ownership % Position 12M Net Δ As of
Coastal Bridge Advisors, LLC
13F
Company
13F
—
denominator unverified
$153,000
184,591 shares
— 30 Jun 2017
Virtu KCG Holdings LLC
13F
Company
13F
—
denominator unverified
$149,000
179,301 shares
— 30 Jun 2017
VANGUARD GROUP INC
13F
Company
13F
—
denominator unverified
$70,000
83,819 shares
— 30 Jun 2017
GEODE CAPITAL MANAGEMENT, LLC
13F
Company
13F
—
denominator unverified
$44,000
53,121 shares
— 30 Jun 2017
Apriem Advisors
13F
Company
13F
—
denominator unverified
$42,000
50,000 shares
— 30 Jun 2017
Frontier Wealth Management LLC
13F
Company
13F
—
denominator unverified
$39,000
47,000 shares
— 30 Jun 2017
How to read this table

Rows are grouped by holder and ranked first by SEC-reported ownership % when it is safely comparable, then by disclosed holdings value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.

13F holder rows

Institutional holders as of Q3 2017

Investor-level positions for this CUSIP, loaded as an interactive table.

Institutions
18
Shares
993,524
Rows available
18
Investor Option Weight % Change % SEC-reported value * Price Shares Share Change Activity Report Period

* SEC-reported price is the security price as of the portfolio date and can indicate the last known price at which the security was still held. The marker flags a reported price that did not pass the local price check.

Compare Q3 2017 vs Q2 2017 Across Filers

Q2 2017 holders
16
Q3 2017 holders
18
Holder diff
2
Investor Q2 2017 Shares Q3 2017 Shares Share Diff Share Chg % Q2 2017 value Q3 2017 value Value change Value Chg %
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