What does CUSIP 14070B101 represent in this 13F holders report?

CUSIP 14070B101 is the security identifier for CAPR - CAPRICOR THERAPEUTICS INC - COM used to aggregate holder disclosures.

How many institutions held CAPR - CAPRICOR THERAPEUTICS INC - COM in Q3 2016?

20 institutional investors reported CAPR - CAPRICOR THERAPEUTICS INC - COM for Q3 2016. Use the holders table for investor-level position and value details.

CAPRICOR THERAPEUTICS INC - COM (CAPR)

CUSIP: 14070B101

Q3 2016 13F Holders as of 30 Sep 2016

Security type / class: Equity / COM
Total 13F shares: 1,019,040
Total 13F value: $3,336,000
Share change: +284,236
SEC-reported price per share: $3.25
Number of holders: 20
Value change: +$909,251
Number of buys: 8
Number of sells: 5

Security key

14070B101

Report period

Q3 2016

Institutions

Top holders

CAPR full security history Ownership snapshot Full 13F holder table CAPRICOR THERAPEUTICS, INC. SEC filings CAPRICOR THERAPEUTICS, INC. company facts

Broader feeds

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Ownership snapshot

Top reported holders of CAPR - CAPRICOR THERAPEUTICS INC - COM (13F + 13D/G + 3/4/5)

Grouped by holder across the latest SEC ownership disclosures. Start with comparable ownership when available, then verify the linked 13F, 13D/G, or 3/4/5 evidence.

Comparable stake leader

SABBY MANAGEMENT, LLC

Disclosed value leader

SABBY MANAGEMENT, LLC

Comparable rows

0/15

Latest evidence

30 Jun 2016

13F Highest disclosed value: $719,000 15 rows are not safely comparable across share classes. Showing 1-6 of 15 holder rows.

Quick read

SABBY MANAGEMENT, LLC has the largest disclosed position value at $719K.

0 of 15 rows have a safely comparable ownership percentage. Use this as a filing-backed starting point, then open the detailed table for source links, reporting role, position value, share count, and filing date.

Open SEC evidence Opens SABBY MANAGEMENT, LLC's linked filing trail.

Disclosed position value Top 5

SABBY MANAGEMENT, LLC $719K

Coastal Bridge Advisors, LLC $472K

GOLDMAN SACHS GROUP INC $417K

BROWN ADVISORY INC $281K

Apriem Advisors $280K

Value bars compare disclosed positions; verify each figure against the linked filing evidence.

Detailed SEC evidence table Showing 1-6 of 15 holder rows

Holder	Evidence	Ownership %	Position	12M Net Δ	As of
SABBY MANAGEMENT, LLC	13F Company 13F	— denominator unverified	$719,000 182,083 shares	—	30 Jun 2016
Coastal Bridge Advisors, LLC	13F Company 13F	— denominator unverified	$472,000 119,591 shares	—	30 Jun 2016
GOLDMAN SACHS GROUP INC	13F Company 13F	— denominator unverified	$417,000 105,596 shares	—	30 Jun 2016
BROWN ADVISORY INC	13F Company 13F	— denominator unverified	$281,000 71,065 shares	—	30 Jun 2016
Apriem Advisors	13F Company 13F	— denominator unverified	$280,000 70,962 shares	—	30 Jun 2016
GEODE CAPITAL MANAGEMENT, LLC	13F Company 13F	— denominator unverified	$173,000 43,929 shares	—	30 Jun 2016

How to read this table

Rows are grouped by holder and ranked first by SEC-reported ownership % when it is safely comparable, then by disclosed holdings value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.

13F holder rows

Institutional holders as of Q3 2016

Investor-level positions for this CUSIP, loaded as an interactive table.

Institutions

1,019,040

Rows available

Investor	Option	Weight %	Change %	SEC-reported value	* Price	Shares	Share Change	Activity	Report Period

^* SEC-reported price is the security price as of the portfolio date and can indicate the last known price at which the security was still held. The marker flags a reported price that did not pass the local price check.

Compare Q3 2016 vs Q2 2016 Across Filers

Q2 2016 holders

Q3 2016 holders

Holder diff

Investor	Q2 2016 Shares	Q3 2016 Shares	Share Diff	Share Chg %	Q2 2016 value	Q3 2016 value	Value change	Value Chg %