What does CUSIP 14066L105 represent in this 13F holders report?

CUSIP 14066L105 is the security identifier for CAPN - CAPNIA INC - COM used to aggregate holder disclosures.

How many institutions held CAPN - CAPNIA INC - COM in Q1 2017?

12 institutional investors reported CAPN - CAPNIA INC - COM for Q1 2017. Use the holders table for investor-level position and value details.

CAPNIA INC - COM (CAPN)

CUSIP: 14066L105

Q1 2017 13F Holders as of 31 Mar 2017

Security type / class: Equity / COM
Total 13F shares: 16,536,907
Total 13F value: $11,730,000
Share change: +7,805,937
SEC-reported price per share: $0.70
Number of holders: 12
Value change: +$5,500,429
Number of buys: 11
Number of sells: 4

Security key

14066L105

Report period

Q1 2017

Institutions

Top holders

CAPN full security history Ownership snapshot Full 13F holder table Cayson Acquisition Corp SEC filings Cayson Acquisition Corp company facts

Broader feeds

Latest 13F filings Latest 13D/G filings Investors directory

Ownership snapshot

Top reported holders of CAPN - CAPNIA INC - COM (13F + 13D/G + 3/4/5)

Grouped by holder across the latest SEC ownership disclosures. Start with comparable ownership when available, then verify the linked 13F, 13D/G, or 3/4/5 evidence.

Comparable stake leader

Vivo Capital, LLC

Disclosed value leader

Vivo Capital, LLC

Comparable rows

0/11

Latest evidence

31 Dec 2016

13F Highest disclosed value: $6,040,000 11 rows are not safely comparable across share classes. Showing 1-6 of 11 holder rows.

Quick read

Vivo Capital, LLC has the largest disclosed position value at $6.04M.

0 of 11 rows have a safely comparable ownership percentage. Use this as a filing-backed starting point, then open the detailed table for source links, reporting role, position value, share count, and filing date.

Open SEC evidence Opens Vivo Capital, LLC's linked filing trail.

Disclosed position value Top 5

Vivo Capital, LLC $6.04M

Bollard Group LLC $310K

Anson Funds Management LP $288K

DEUTSCHE BANK AG\ $202K

SABBY MANAGEMENT, LLC $145K

Value bars compare disclosed positions; verify each figure against the linked filing evidence.

Detailed SEC evidence table Showing 1-6 of 11 holder rows

Holder	Evidence	Ownership %	Position	12M Net Δ	As of
Vivo Capital, LLC	13F Company 13F	— denominator unverified	$6,040,000 7,456,984 shares	—	31 Dec 2016
Bollard Group LLC	13F Company 13F	— denominator unverified	$310,000 382,626 shares	—	31 Dec 2016
Anson Funds Management LP	13F Company 13F	— denominator unverified	$288,000 355,497 shares	—	31 Dec 2016
DEUTSCHE BANK AG\	13F Company 13F	— denominator unverified	$202,000 250,000 shares	—	31 Dec 2016
SABBY MANAGEMENT, LLC	13F Company 13F	— denominator unverified	$145,000 179,002 shares	—	31 Dec 2016
BlackRock Institutional Trust Company, N.A.	13F Company 13F	— denominator unverified	$61,000 75,000 shares	—	31 Dec 2016

How to read this table

Rows are grouped by holder and ranked first by SEC-reported ownership % when it is safely comparable, then by disclosed holdings value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.

13F holder rows

Institutional holders as of Q1 2017

Investor-level positions for this CUSIP, loaded as an interactive table.

Institutions

16,536,907

Rows available

Investor	Option	Weight %	Change %	SEC-reported value	* Price	Shares	Share Change	Activity	Report Period

^* SEC-reported price is the security price as of the portfolio date and can indicate the last known price at which the security was still held. The marker flags a reported price that did not pass the local price check.

Compare Q1 2017 vs Q1 2017 Across Filers

Q1 2017 holders

Holder diff

Investor	Q1 2017 Shares	Q1 2017 Shares	Share Diff	Share Chg %	Q1 2017 value	Q1 2017 value	Value change	Value Chg %