Capitol Federal Financial, Inc. - Common Stock, par value $0.01 per share (CFFN)

Q: What does CUSIP 14057J101 represent in this 13F holders report?

CUSIP 14057J101 is the security identifier for CFFN - Capitol Federal Financial, Inc. - Common Stock, par value $0.01 per share used to aggregate holder disclosures.

Q: How many institutions held CFFN - Capitol Federal Financial, Inc. - Common Stock, par value $0.01 per share in Q4 2020?

159 institutional investors reported CFFN - Capitol Federal Financial, Inc. - Common Stock, par value $0.01 per share for Q4 2020. Use the holders table for investor-level position and value details.

CUSIP: 14057J101

Q4 2020 13F Holders as of 31 Dec 2020

Type / Class: Equity / Common Stock, par value $0.01 per share
Shares outstanding: 126,785,471
Total 13F shares: 110,252,705
Share change: +9,043,433
Total reported value: $1,378,485,751
Price per share: $12.50
Number of holders: 159
Value change: +$116,534,575
Number of buys: 86
Number of sells: 69

Quarterly Holders Quick Answers

What is CUSIP 14057J101?
CUSIP 14057J101 identifies CFFN - Capitol Federal Financial, Inc. - Common Stock, par value $0.01 per share in SEC institutional holdings data.

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Explore More Reporting Periods

Jump to adjacent filing periods for faster comparison and easier crawl discovery.

Newer quarter: Q1 2021
Previous quarter: Q3 2020

Recent filing periods for CUSIP 14057J101:

Q1 2026 Q4 2025 Q3 2025 Q2 2025 Q1 2025 Q4 2024 Q3 2024 Q2 2024

Top shareholders of CFFN - Capitol Federal Financial, Inc. - Common Stock, par value $0.01 per share (13F + 13D/G + 3/4/5)

Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.

Methodology: rows are grouped by holder and ranked by the holder's primary source value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.

Holder	Source	Role / Reporting	Ownership %	Shares	Holdings Value	12M Net Δ	As of	Details
AMERICAN CENTURY COMPANIES INC	13F	Company	16%	20,648,144	$191,305,000	—	30 Sep 2020	13F
PRICE T ROWE ASSOCIATES INC /MD/	13F	Company	12%	15,642,140	$144,924,000	—	30 Sep 2020	13F
VANGUARD GROUP INC	13F	Company	10%	12,615,227	$116,881,000	—	30 Sep 2020	13F
BlackRock Finance, Inc.	13F	Company	7.7%	9,784,644	$90,653,000	—	30 Sep 2020	13F
DIMENSIONAL FUND ADVISORS LP	13F	Company	6.3%	8,000,728	$74,125,000	—	30 Sep 2020	13F
RENAISSANCE TECHNOLOGIES LLC	13F	Company	5.9%	7,454,848	$69,069,000	—	30 Sep 2020	13F
Robeco Institutional Asset Management B.V.	13F	Company	3%	3,844,362	$35,619,000	—	30 Sep 2020	13F
STATE STREET CORP	13F	Company	2.4%	3,037,198	$28,140,000	—	30 Sep 2020	13F
CRAMER ROSENTHAL MCGLYNN LLC	13F	Company	2.2%	2,826,943	$26,192,000	—	30 Sep 2020	13F
GEODE CAPITAL MANAGEMENT, LLC	13F	Company	1.5%	1,921,357	$17,801,000	—	30 Sep 2020	13F
NORTHERN TRUST CORP	13F	Company	1.4%	1,737,223	$16,095,000	—	30 Sep 2020	13F
CHARLES SCHWAB INVESTMENT MANAGEMENT INC	13F	Company	0.9%	1,139,761	$10,560,000	—	30 Sep 2020	13F
Bank of New York Mellon Corp	13F	Company	0.67%	855,161	$7,924,000	—	30 Sep 2020	13F
NORGES BANK	13F	Company	0.66%	840,250	$7,785,000	—	30 Sep 2020	13F
Nuveen Asset Management, LLC	13F	Company	0.52%	653,702	$6,057,000	—	30 Sep 2020	13F
GOLDMAN SACHS GROUP INC	13F	Company	0.44%	560,721	$5,195,000	—	30 Sep 2020	13F
SEI INVESTMENTS CO	13F	Company	0.42%	535,996	$4,966,000	—	30 Sep 2020	13F
WELLS FARGO & COMPANY/MN	13F	Company	0.28%	357,528	$3,312,000	—	30 Sep 2020	13F
Swiss National Bank	13F	Company	0.24%	304,700	$2,823,000	—	30 Sep 2020	13F
CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM	13F	Company	0.24%	300,149	$2,781,000	—	30 Sep 2020	13F
DEAN INVESTMENT ASSOCIATES, LLC	13F	Company	0.24%	298,297	$2,764,000	—	30 Sep 2020	13F
CITADEL ADVISORS LLC	13F	Company	0.2%	255,208	$2,364,000	—	30 Sep 2020	13F
ExodusPoint Capital Management, LP	13F	Company	0.2%	254,697	$2,360,000	—	30 Sep 2020	13F
FIRST TRUST ADVISORS LP	13F	Company	0.2%	249,168	$2,309,000	—	30 Sep 2020	13F
PARAMETRIC PORTFOLIO ASSOCIATES LLC	13F	Company	0.19%	240,520	$2,228,000	—	30 Sep 2020	13F
State of New Jersey Common Pension Fund D	13F	Company	0.19%	239,637	$2,220,000	—	30 Sep 2020	13F
RHUMBLINE ADVISERS	13F	Company	0.18%	227,729	$2,110,000	—	30 Sep 2020	13F
D. E. Shaw & Co., Inc.	13F	Company	0.17%	211,703	$1,962,000	—	30 Sep 2020	13F
BANK OF AMERICA CORP /DE/	13F	Company	0.16%	207,867	$1,926,000	—	30 Sep 2020	13F
NN Investment Partners Holdings N.V.	13F	Company	0.16%	204,620	$1,896,000	—	30 Sep 2020	13F
Vantage Investment Partners, LLC	13F	Company	0.16%	203,750	$1,888,000	—	30 Sep 2020	13F
Assenagon Asset Management S.A.	13F	Company	0.16%	202,129	$1,873,000	—	30 Sep 2020	13F
CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM	13F	Company	0.16%	200,756	$1,860,000	—	30 Sep 2020	13F
Invesco Ltd.	13F	Company	0.16%	197,031	$1,826,000	—	30 Sep 2020	13F
M&G INVESTMENT MANAGEMENT LTD	13F	Company	0.14%	178,755	$1,609,000	—	30 Sep 2020	13F
ALLIANCEBERNSTEIN L.P.	13F	Company	0.14%	172,886	$1,602,000	—	30 Sep 2020	13F
Kavar Capital Partners, LLC	13F	Company	0.13%	159,727	$1,480,000	—	30 Sep 2020	13F
UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC	13F	Company	0.12%	156,604	$1,450,937	—	30 Sep 2020	13F
Tower Research Capital LLC (TRC)	13F	Company	0.11%	143,136	$1,326,000	—	30 Sep 2020	13F
Cubist Systematic Strategies, LLC	13F	Company	0.11%	137,871	$1,277,000	—	30 Sep 2020	13F
JPMORGAN CHASE & CO	13F	Company	0.1%	129,858	$1,189,000	—	30 Sep 2020	13F
MESIROW FINANCIAL INVESTMENT MANAGEMENT - Fixed Income	13F	Company	0.1%	125,960	$1,167,000	—	30 Sep 2020	13F
Legal & General Group Plc	13F	Company	0.1%	125,244	$1,161,000	—	30 Sep 2020	13F
MILLENNIUM MANAGEMENT LLC	13F	Company	0.1%	124,159	$1,150,000	—	30 Sep 2020	13F
MARSHALL WACE, LLP	13F	Company	0.1%	121,355	$1,125,000	—	30 Sep 2020	13F
NEW YORK STATE COMMON RETIREMENT FUND	13F	Company	0.09%	118,600	$1,099,000	—	30 Sep 2020	13F
CREDIT SUISSE AG/	13F	Company	0.09%	109,295	$1,013,000	—	30 Sep 2020	13F
SUSQUEHANNA FUNDAMENTAL INVESTMENTS, LLC	13F	Company	0.08%	99,861	$925,000	—	30 Sep 2020	13F
BARCLAYS PLC	13F	Company	0.08%	97,286	$901,000	—	30 Sep 2020	13F
TWO SIGMA INVESTMENTS, LP	13F	Company	0.08%	96,858	$897,000	—	30 Sep 2020	13F

Institutional Holders of Capitol Federal Financial, Inc. - Common Stock, par value $0.01 per share (CFFN) as of Q4 2020

As of 31 Dec 2020, Capitol Federal Financial, Inc. - Common Stock, par value $0.01 per share (CFFN) was held by 159 institutional shareholders that filed Form 13F with the SEC. Together, they reported ownership of 110,252,705 shares. The largest 10 holders included BlackRock Inc., AMERICAN CENTURY COMPANIES INC, PRICE T ROWE ASSOCIATES INC /MD/, VANGUARD GROUP INC, DIMENSIONAL FUND ADVISORS LP, RENAISSANCE TECHNOLOGIES LLC, STATE STREET CORP, Robeco Institutional Asset Management B.V., GEODE CAPITAL MANAGEMENT, LLC, and Bank of New York Mellon Corp. This page lists 159 institutional shareholders reporting positions in this security for the Q4 2020 filing period.

Investor	Option	Weight %	Change %	Value $	* Price	Shares	Share Change	Activity	Report Period

Compare Q4 2020 vs Q3 2020 Across Filers

Q3 2020 holders

150

Q4 2020 holders

159

Holder diff

Investor	Q3 2020 Shares	Q4 2020 Shares	Share Diff	Share Chg %	Q3 2020 Value $	Q4 2020 Value $	Value Diff $	Value Chg %

Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).

Quarterly Holders Trend

Quarterly Value Trend

Quarterly Shares Trend

* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.