Capitol Federal Financial, Inc. - Common Stock, par value $0.01 per share (CFFN)

Q: What does CUSIP 14057J101 represent in this 13F holders report?

CUSIP 14057J101 is the security identifier for CFFN - Capitol Federal Financial, Inc. - Common Stock, par value $0.01 per share used to aggregate holder disclosures.

Q: How many institutions held CFFN - Capitol Federal Financial, Inc. - Common Stock, par value $0.01 per share in Q3 2019?

151 institutional investors reported CFFN - Capitol Federal Financial, Inc. - Common Stock, par value $0.01 per share for Q3 2019. Use the holders table for investor-level position and value details.

CUSIP: 14057J101

Q3 2019 13F Holders as of 30 Sep 2019

Type / Class: Equity / Common Stock, par value $0.01 per share
Shares outstanding: 126,785,471
Total 13F shares: 106,743,832
Share change: +165,325
Total reported value: $1,471,026,846
Price per share: $13.78
Number of holders: 151
Value change: +$2,267,792
Number of buys: 69
Number of sells: 50

Quarterly Holders Quick Answers

What is CUSIP 14057J101?
CUSIP 14057J101 identifies CFFN - Capitol Federal Financial, Inc. - Common Stock, par value $0.01 per share in SEC institutional holdings data.

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SEC investors directory for manager drilldown.

Explore More Reporting Periods

Jump to adjacent filing periods for faster comparison and easier crawl discovery.

Newer quarter: Q4 2019
Previous quarter: Q2 2019

Recent filing periods for CUSIP 14057J101:

Q1 2026 Q4 2025 Q3 2025 Q2 2025 Q1 2025 Q4 2024 Q3 2024 Q2 2024

Top shareholders of CFFN - Capitol Federal Financial, Inc. - Common Stock, par value $0.01 per share (13F + 13D/G + 3/4/5)

Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.

Methodology: rows are grouped by holder and ranked by the holder's primary source value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.

Holder	Source	Role / Reporting	Ownership %	Shares	Holdings Value	12M Net Δ	As of	Details
AMERICAN CENTURY COMPANIES INC	13F	Company	16%	20,547,400	$282,938,000	—	30 Jun 2019	13F
PRICE T ROWE ASSOCIATES INC /MD/	13F	Company	12%	14,718,123	$202,669,000	—	30 Jun 2019	13F
VANGUARD GROUP INC	13F	Company	9.8%	12,472,293	$171,743,000	—	30 Jun 2019	13F
DIMENSIONAL FUND ADVISORS LP	13F	Company	7.9%	9,984,861	$137,490,000	—	30 Jun 2019	13F
BlackRock Finance, Inc.	13F	Company	7.7%	9,744,419	$134,180,000	—	30 Jun 2019	13F
RENAISSANCE TECHNOLOGIES LLC	13F	Company	6.6%	8,388,858	$115,515,000	—	30 Jun 2019	13F
Robeco Institutional Asset Management B.V.	13F	Company	4.1%	5,141,255	$70,794,000	—	30 Jun 2019	13F
STATE STREET CORP	13F	Company	2.4%	2,980,815	$41,046,000	—	30 Jun 2019	13F
FIRST TRUST ADVISORS LP	13F	Company	2.1%	2,678,535	$36,883,000	—	30 Jun 2019	13F
GEODE CAPITAL MANAGEMENT, LLC	13F	Company	1.5%	1,872,425	$25,783,000	—	30 Jun 2019	13F
NORTHERN TRUST CORP	13F	Company	1.4%	1,837,382	$25,301,000	—	30 Jun 2019	13F
CRAMER ROSENTHAL MCGLYNN LLC	13F	Company	1.3%	1,709,438	$23,539,000	—	30 Jun 2019	13F
CHARLES SCHWAB INVESTMENT MANAGEMENT INC	13F	Company	0.88%	1,115,785	$15,365,000	—	30 Jun 2019	13F
NORGES BANK	13F	Company	0.74%	939,551	$12,938,000	—	30 Jun 2019	13F
Bank of New York Mellon Corp	13F	Company	0.69%	873,895	$12,034,000	—	30 Jun 2019	13F
First Pacific Advisors, LP	13F	Company	0.51%	648,418	$8,929,000	—	30 Jun 2019	13F
CITADEL ADVISORS LLC	13F	Company	0.42%	536,732	$7,391,000	—	30 Jun 2019	13F
Nuveen Asset Management, LLC	13F	Company	0.41%	520,017	$7,161,000	—	30 Jun 2019	13F
WELLS FARGO & COMPANY/MN	13F	Company	0.38%	476,420	$6,560,000	—	30 Jun 2019	13F
PARAMETRIC PORTFOLIO ASSOCIATES LLC	13F	Company	0.33%	424,632	$5,847,000	—	30 Jun 2019	13F
Azora Capital LP	13F	Company	0.33%	417,584	$5,750,000	—	30 Jun 2019	13F
PRUDENTIAL PLC	13F	Company	0.32%	407,863	$5,710,000	—	30 Jun 2019	13F
SEI INVESTMENTS CO	13F	Company	0.32%	401,946	$5,535,000	—	30 Jun 2019	13F
DEAN INVESTMENT ASSOCIATES, LLC	13F	Company	0.31%	388,834	$5,354,000	—	30 Jun 2019	13F
ARROWSTREET CAPITAL, LIMITED PARTNERSHIP	13F	Company	0.31%	386,964	$5,328,000	—	30 Jun 2019	13F
Brandywine Global Investment Management, LLC	13F	Company	0.28%	350,522	$4,827,000	—	30 Jun 2019	13F
MILLENNIUM MANAGEMENT LLC	13F	Company	0.23%	287,115	$3,954,000	—	30 Jun 2019	13F
Invesco Ltd.	13F	Company	0.22%	283,134	$3,899,000	—	30 Jun 2019	13F
D. E. Shaw & Co., Inc.	13F	Company	0.2%	252,312	$3,474,000	—	30 Jun 2019	13F
Swiss National Bank	13F	Company	0.2%	249,700	$3,438,000	—	30 Jun 2019	13F
BANK OF AMERICA CORP /DE/	13F	Company	0.17%	221,116	$3,045,000	—	30 Jun 2019	13F
HOTCHKIS & WILEY CAPITAL MANAGEMENT LLC	13F	Company	0.16%	207,220	$2,853,000	—	30 Jun 2019	13F
CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM	13F	Company	0.16%	203,368	$2,800,000	—	30 Jun 2019	13F
CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM	13F	Company	0.16%	201,953	$2,781,000	—	30 Jun 2019	13F
Vantage Investment Partners, LLC	13F	Company	0.16%	200,000	$2,754,000	—	30 Jun 2019	13F
ALLIANCEBERNSTEIN L.P.	13F	Company	0.16%	199,726	$2,750,000	—	30 Jun 2019	13F
RHUMBLINE ADVISERS	13F	Company	0.15%	196,111	$2,700,000	—	30 Jun 2019	13F
ACADIAN ASSET MANAGEMENT LLC	13F	Company	0.15%	190,573	$2,626,000	—	30 Jun 2019	13F
Kavar Capital Partners, LLC	13F	Company	0.14%	183,111	$2,521,000	—	30 Jun 2019	13F
UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC	13F	Company	0.11%	143,491	$1,975,871	—	30 Jun 2019	13F
NEW YORK STATE COMMON RETIREMENT FUND	13F	Company	0.11%	133,900	$1,844,000	—	30 Jun 2019	13F
GOLDMAN SACHS GROUP INC	13F	Company	0.1%	132,004	$1,817,000	—	30 Jun 2019	13F
STATE BOARD OF ADMINISTRATION OF FLORIDA RETIREMENT SYSTEM	13F	Company	0.1%	123,557	$1,701,000	—	30 Jun 2019	13F
MORGAN STANLEY	13F	Company	0.1%	120,721	$1,663,000	—	30 Jun 2019	13F
Unigestion Holding SA	13F	Company	0.09%	120,197	$1,655,000	—	30 Jun 2019	13F
Wealth Alliance Advisory Group, LLC	13F	Company	0.08%	106,101	$1,454,000	—	30 Jun 2019	13F
DEUTSCHE BANK AG\	13F	Company	0.08%	104,233	$1,434,000	—	30 Jun 2019	13F
PUBLIC EMPLOYEES RETIREMENT SYSTEM OF OHIO	13F	Company	0.08%	100,998	$1,391,000	—	30 Jun 2019	13F
CREDIT SUISSE AG/	13F	Company	0.08%	100,070	$1,378,000	—	30 Jun 2019	13F
Creative Planning	13F	Company	0.08%	99,973	$1,377,000	—	30 Jun 2019	13F

Institutional Holders of Capitol Federal Financial, Inc. - Common Stock, par value $0.01 per share (CFFN) as of Q3 2019

As of 30 Sep 2019, Capitol Federal Financial, Inc. - Common Stock, par value $0.01 per share (CFFN) was held by 151 institutional shareholders that filed Form 13F with the SEC. Together, they reported ownership of 106,743,832 shares. The largest 10 holders included AMERICAN CENTURY COMPANIES INC, PRICE T ROWE ASSOCIATES INC /MD/, VANGUARD GROUP INC, BlackRock Inc., DIMENSIONAL FUND ADVISORS LP, RENAISSANCE TECHNOLOGIES LLC, Robeco Institutional Asset Management B.V., STATE STREET CORP, FIRST TRUST ADVISORS LP, and NORTHERN TRUST CORP. This page lists 151 institutional shareholders reporting positions in this security for the Q3 2019 filing period.

Investor	Option	Weight %	Change %	Value $	* Price	Shares	Share Change	Activity	Report Period

Compare Q3 2019 vs Q2 2019 Across Filers

Q2 2019 holders

145

Q3 2019 holders

151

Holder diff

Investor	Q2 2019 Shares	Q3 2019 Shares	Share Diff	Share Chg %	Q2 2019 Value $	Q3 2019 Value $	Value Diff $	Value Chg %

Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).

Quarterly Holders Trend

Quarterly Value Trend

Quarterly Shares Trend

* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.