What does CUSIP 14057J101 represent in this 13F holders report?

CUSIP 14057J101 is the security identifier for CFFN - Capitol Federal Financial, Inc. - Common Stock used to aggregate holder disclosures.

How many institutions held CFFN - Capitol Federal Financial, Inc. - Common Stock in Q3 2016?

151 institutional investors reported CFFN - Capitol Federal Financial, Inc. - Common Stock for Q3 2016. Use the holders table for investor-level position and value details.

Capitol Federal Financial, Inc. - Common Stock (CFFN)

CUSIP: 14057J101

Q3 2016 13F Holders as of 30 Sep 2016

Type / Class: Equity / Common Stock
Shares outstanding: 130,069,309
Total 13F shares: 105,099,317
Share change: -685,609
Total reported value: $1,477,871,341
Price per share: $14.07
Number of holders: 151
Value change: -$9,765,712
Number of buys: 63
Number of sells: 66

Quarterly Holders Quick Answers

What is CUSIP 14057J101?
CUSIP 14057J101 identifies CFFN - Capitol Federal Financial, Inc. - Common Stock in SEC institutional holdings data.

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Explore More Reporting Periods

Jump to adjacent filing periods for faster comparison and easier crawl discovery.

Newer quarter: Q4 2016
Previous quarter: Q2 2016

Recent filing periods for CUSIP 14057J101:

Q1 2026 Q4 2025 Q3 2025 Q2 2025 Q1 2025 Q4 2024 Q3 2024 Q2 2024

Top shareholders of CFFN - Capitol Federal Financial, Inc. - Common Stock (13F + 13D/G + 3/4/5)

Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.

Methodology: rows are grouped by holder and ranked by the holder's primary source value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.

Holder	Source	Role / Reporting	Ownership %	Shares	Holdings Value	12M Net Δ	As of	Details
AMERICAN CENTURY COMPANIES INC	13F	Company	18%	23,011,312	$321,008,000	—	30 Jun 2016	13F
PRICE T ROWE ASSOCIATES INC /MD/	13F	Company	10%	13,212,800	$184,319,000	—	30 Jun 2016	13F
VANGUARD GROUP INC	13F	Company	7.3%	9,556,182	$133,309,000	—	30 Jun 2016	13F
DIMENSIONAL FUND ADVISORS LP	13F	Company	6.5%	8,417,527	$117,423,000	—	30 Jun 2016	13F
RENAISSANCE TECHNOLOGIES LLC	13F	Company	4.7%	6,152,358	$85,825,000	—	30 Jun 2016	13F
Robeco Institutional Asset Management B.V.	13F	Company	3.6%	4,686,361	$65,374,000	—	30 Jun 2016	13F
BlackRock Institutional Trust Company, N.A.	13F	Company	2.6%	3,389,248	$47,280,000	—	30 Jun 2016	13F
ACADIAN ASSET MANAGEMENT LLC	13F	Company	2.5%	3,308,412	$46,151,000	—	30 Jun 2016	13F
BlackRock Fund Advisors	13F	Company	2.5%	3,238,829	$45,182,000	—	30 Jun 2016	13F
STATE STREET CORP	13F	Company	2.2%	2,808,382	$39,179,000	—	30 Jun 2016	13F
MESIROW FINANCIAL INVESTMENT MANAGEMENT - Fixed Income	13F	Company	1.9%	2,436,677	$33,993,000	—	30 Jun 2016	13F
Fisher Asset Management, LLC	13F	Company	1.7%	2,262,291	$31,740,000	—	30 Jun 2016	13F
IMPAX ASSET MANAGEMENT LLC	13F	Company	1.5%	1,912,712	$26,682,000	—	30 Jun 2016	13F
SEI INVESTMENTS CO	13F	Company	1.4%	1,831,253	$25,546,000	—	30 Jun 2016	13F
NORTHERN TRUST CORP	13F	Company	1.1%	1,475,620	$20,586,000	—	30 Jun 2016	13F
NORGES BANK	13F	Company	0.87%	1,128,613	$15,744,000	—	30 Jun 2016	13F
FIRST TRUST ADVISORS LP	13F	Company	0.77%	1,001,617	$13,973,000	—	30 Jun 2016	13F
GEODE CAPITAL MANAGEMENT, LLC	13F	Company	0.71%	917,701	$12,801,000	—	30 Jun 2016	13F
FRONTIER INVESTMENT MGMT CO	13F	Company	0.55%	721,264	$10,025,000	—	30 Jun 2016	13F
David M. Knott	13F	Individual	0.53%	692,400	$9,658,980	—	30 Jun 2016	13F
Emerald Acquisition Ltd.	13F	Company	0.53%	687,742	$9,594,000	—	30 Jun 2016	13F
Bank of New York Mellon Corp	13F	Company	0.52%	680,396	$9,492,000	—	30 Jun 2016	13F
TEACHERS ADVISORS, LLC	13F	Company	0.51%	668,437	$9,325,000	—	30 Jun 2016	13F
CHARLES SCHWAB INVESTMENT MANAGEMENT INC	13F	Company	0.49%	636,359	$8,878,000	—	30 Jun 2016	13F
Brandywine Global Investment Management, LLC	13F	Company	0.42%	547,347	$7,636,000	—	30 Jun 2016	13F
BlackRock Investment Management, LLC	13F	Company	0.41%	529,099	$7,381,000	—	30 Jun 2016	13F
BESSEMER GROUP INC	13F	Company	0.4%	523,510	$7,303,000	—	30 Jun 2016	13F
PARAMETRIC PORTFOLIO ASSOCIATES LLC	13F	Company	0.37%	482,596	$6,732,000	—	30 Jun 2016	13F
TIAA CREF INVESTMENT MANAGEMENT LLC	13F	Company	0.32%	411,802	$5,745,000	—	30 Jun 2016	13F
DEUTSCHE BANK AG\	13F	Company	0.32%	411,674	$5,740,000	—	30 Jun 2016	13F
DEAN INVESTMENT ASSOCIATES, LLC	13F	Company	0.27%	353,058	$4,925,000	—	30 Jun 2016	13F
Cortina Asset Management, LLC	13F	Company	0.26%	340,579	$4,751,000	—	30 Jun 2016	13F
BANK OF AMERICA CORP /DE/	13F	Company	0.26%	337,996	$4,714,000	—	30 Jun 2016	13F
Nationwide Fund Advisors	13F	Company	0.26%	337,672	$4,711,000	—	30 Jun 2016	13F
CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM	13F	Company	0.22%	280,400	$3,912,000	—	30 Jun 2016	13F
CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM	13F	Company	0.21%	267,859	$3,737,000	—	30 Jun 2016	13F
BANK OF MONTREAL /CAN/	13F	Company	0.2%	266,019	$3,711,000	—	30 Jun 2016	13F
Shinko Asset Management Co., Ltd.	13F	Company	0.2%	263,234	$3,672,000	—	30 Jun 2016	13F
CITIGROUP INC	13F	Company	0.19%	247,468	$3,452,000	—	30 Jun 2016	13F
ANALYTIC INVESTORS, LLC	13F	Company	0.18%	232,033	$3,237,000	—	30 Jun 2016	13F
ALLIANCEBERNSTEIN L.P.	13F	Company	0.17%	220,126	$3,071,000	—	30 Jun 2016	13F
Swiss National Bank	13F	Company	0.17%	217,100	$3,029,000	—	30 Jun 2016	13F
D. E. Shaw & Co., Inc.	13F	Company	0.16%	208,530	$2,909,000	—	30 Jun 2016	13F
Vantage Investment Partners, LLC	13F	Company	0.15%	200,000	$2,790,000	—	30 Jun 2016	13F
Kavar Capital Partners, LLC	13F	Company	0.15%	197,659	$2,757,000	—	30 Jun 2016	13F
BRIDGEWAY CAPITAL MANAGEMENT, LLC	13F	Company	0.15%	195,250	$2,724,000	—	30 Jun 2016	13F
GOLDMAN SACHS GROUP INC	13F	Company	0.14%	185,444	$2,587,000	—	30 Jun 2016	13F
RHUMBLINE ADVISERS	13F	Company	0.13%	174,199	$2,430,000	—	30 Jun 2016	13F
SUSQUEHANNA INTERNATIONAL GROUP, LLP	13F	Company	0.13%	164,294	$2,292,000	—	30 Jun 2016	13F
LOS ANGELES CAPITAL MANAGEMENT LLC	13F	Company	0.12%	149,756	$2,089,000	—	30 Jun 2016	13F

Institutional Holders of Capitol Federal Financial, Inc. - Common Stock (CFFN) as of Q3 2016

As of 30 Sep 2016, Capitol Federal Financial, Inc. - Common Stock (CFFN) was held by 151 institutional shareholders that filed Form 13F with the SEC. Together, they reported ownership of 105,099,317 shares. The largest 10 holders included AMERICAN CENTURY COMPANIES INC, PRICE T ROWE ASSOCIATES INC /MD/, VANGUARD GROUP INC, DIMENSIONAL FUND ADVISORS LP, RENAISSANCE TECHNOLOGIES LLC, Robeco Institutional Asset Management B.V., BlackRock Fund Advisors, BlackRock Institutional Trust Company, N.A., ACADIAN ASSET MANAGEMENT LLC, and STATE STREET CORP. This page lists 151 institutional shareholders reporting positions in this security for the Q3 2016 filing period.

Investor	Option	Weight %	Change %	Value $	* Price	Shares	Share Change	Activity	Report Period

Compare Q3 2016 vs Q2 2016 Across Filers

Q2 2016 holders

160

Q3 2016 holders

151

Holder diff

-9

Investor	Q2 2016 Shares	Q3 2016 Shares	Share Diff	Share Chg %	Q2 2016 Value $	Q3 2016 Value $	Value Diff $	Value Chg %

Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).

Quarterly Holders Trend

Quarterly Value Trend

Quarterly Shares Trend

* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.