CAPITALA FIN CORP - COM (CPTA)

Q4 2018 13F Holders as of 31 Dec 2018

Type / Class
Equity / COM
Total 13F shares
2,834,385
Share change
-18,850
Total reported value
$20,784,864
Price per share
$7.17
Number of holders
33
Value change
-$269,759
Number of buys
11
Number of sells
16

Institutional Holders of CAPITALA FIN CORP - COM (CPTA) as of Q4 2018

As of 31 Dec 2018, CAPITALA FIN CORP - COM (CPTA) was held by 33 institutional shareholders that filed Form 13F with the SEC. Together, they reported ownership of 2,834,385 shares. The largest 10 holders included PUNCH & ASSOCIATES INVESTMENT MANAGEMENT, INC., UBS Group AG, SUNTRUST BANKS INC, ARES MANAGEMENT LLC, BRIDGEWAY CAPITAL MANAGEMENT INC, KEMPER Corp, Advisors Asset Management, Inc., Carroll Financial Associates, Inc., BB&T SECURITIES, LLC, and Regent Investment Management LLC. This page lists 33 institutional shareholders reporting positions in this security for the Q4 2018 filing period.
Investor Option Weight % Change % Value $ * Price Shares Share Change Activity Report Period
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.