CAPITALA FIN CORP - COM (CPTA)

Q1 2018 13F Holders as of 31 Mar 2018

Type / Class
Equity / COM
Total 13F shares
2,996,069
Share change
-141,524
Total reported value
$23,308,007
Price per share
$7.72
Number of holders
33
Value change
-$984,869
Number of buys
11
Number of sells
21

Institutional Holders of CAPITALA FIN CORP - COM (CPTA) as of Q1 2018

As of 31 Mar 2018, CAPITALA FIN CORP - COM (CPTA) was held by 33 institutional shareholders that filed Form 13F with the SEC. Together, they reported ownership of 2,996,069 shares. The largest 10 holders included Advisors Asset Management, Inc., UBS Group AG, SUNTRUST BANKS INC, BRIDGEWAY CAPITAL MANAGEMENT INC, ARES MANAGEMENT LLC, KEMPER Corp, TWO SIGMA ADVISERS, LP, BB&T SECURITIES, LLC, Carroll Financial Associates, Inc., and TWO SIGMA INVESTMENTS, LP. This page lists 33 institutional shareholders reporting positions in this security for the Q1 2018 filing period.
Investor Option Weight % Change % Value $ * Price Shares Share Change Activity Report Period
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.