Q3 2014 13F Holders as of 30 Sep 2014
-
Type / Class
-
Equity / COM
-
Total 13F shares
-
2,196,246
-
Share change
-
-82,130
-
Total reported value
-
$35,876,091
-
Price per share
-
$17.72
-
Number of holders
-
31
-
Value change
-
-$1,542,164
-
Number of buys
-
13
-
Number of sells
-
17
Institutional Holders of CAPITALA FIN CORP - COM (CPTA) as of Q3 2014
As of 30 Sep 2014,
CAPITALA FIN CORP - COM (CPTA) was held by
31 institutional
shareholders
that filed Form 13F with the SEC.
Together, they reported ownership of
2,196,246 shares.
The largest 10 holders included
Yorktown Management & Research Co Inc, UBS AG, KEMPER Corp, TEACHERS RETIREMENT SYSTEM OF THE STATE OF KENTUCKY, BB&T SECURITIES, LLC, ADVISORY RESEARCH INC, Sumitomo Mitsui Asset Management Company, LTD, Regent Investment Management LLC, WILBANKS SMITH & THOMAS ASSET MANAGEMENT LLC, and Pineno Levin & Ford Asset Management, Inc..
This page lists
31
institutional shareholders reporting positions in this security
for the Q3 2014 filing period.
| Investor |
Option |
Weight % |
Change % |
Value $ |
* Price
|
Shares |
Share Change |
Activity |
Report Period |
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.