Security key
140501107
- Security type / class
- Equity / COM
- Total 13F shares
- 8,563,929
- Total 13F value
- $196,120,019
- Share change
- +312,452
- Put/Call ratio
- 62%
- SEC-reported price per share
- $22.90
- Number of holders
- 114
- Value change
- +$7,715,174
- Number of buys
- 64
- Number of sells
- 36
Open additional details 1 more signal available
Report period
Q3 2023
Institutions
114
Top holders
10
CSWC full security history
Ownership snapshot
Full 13F holder table
Newer quarter: Q2 2026
CAPITAL SOUTHWEST CORP SEC filings
CAPITAL SOUTHWEST CORP company facts
Broader feeds
Reporting periods
Holder history for CUSIP 140501107
Recent filing periods:
Ownership snapshot
Top reported holders of CSWC - CAPITAL SOUTHWEST CORP - COM (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Start with comparable ownership when available, then verify the linked 13F, 13D/G, or 3/4/5 evidence.
Comparable stake leader
PUNCH & ASSOCIATES INVEST...
Disclosed value leader
PUNCH & ASSOCIATES INVEST...
Comparable rows
0/15
Latest evidence
30 Jun 2023
13F
Highest disclosed value: $16,697,093
15 rows are not safely comparable across share classes.
Showing 1-6 of 15 holder rows.
Quick read
PUNCH & ASSOCIATES INVESTMENT MANAGEMENT, INC. has the largest disclosed position value at $16.7M.
0 of 15 rows have a safely comparable ownership percentage. Use this as a filing-backed starting point, then open the detailed table for source links, reporting role, position value, share count, and filing date.
Open SEC evidence
Opens PUNCH & ASSOCIATES INVESTMENT MANAGEMENT, INC.'s linked filing trail.
Disclosed position value
Top 5
PUNCH & ASSOCIATES INVESTMENT MAN...
$16.7M
SANDERS MORRIS HARRIS LLC
$13.81M
Zuckerman Investment Group, LLC
$12.71M
VAN ECK ASSOCIATES CORP
$11.68M
Sound Income Strategies, LLC
$10.17M
Value bars compare disclosed positions; verify each figure against the linked filing evidence.
Detailed SEC evidence table Showing 1-6 of 15 holder rows
| Holder | Evidence | Ownership % | Position | 12M Net Δ | As of |
|---|---|---|---|---|---|
| PUNCH & ASSOCIATES INVESTMENT MANAGEMENT, INC. |
13F
Company
|
—
class O/S missing
|
$16,697,093
846,709 shares
|
— | 30 Jun 2023 |
| SANDERS MORRIS HARRIS LLC |
13F
Company
|
—
class O/S missing
|
$13,805,962
700,099 shares
|
— | 30 Jun 2023 |
| Zuckerman Investment Group, LLC |
13F
Company
|
—
class O/S missing
|
$12,705,190
644,279 shares
|
— | 30 Jun 2023 |
| VAN ECK ASSOCIATES CORP |
13F
Company
|
—
class O/S missing
|
$11,677,000
592,140 shares
|
— | 30 Jun 2023 |
| Sound Income Strategies, LLC |
13F
Company
|
—
class O/S missing
|
$10,167,984
515,618 shares
|
— | 30 Jun 2023 |
| Invesco Ltd. |
13F
Company
|
—
class O/S missing
|
$9,763,589
495,111 shares
|
— | 30 Jun 2023 |
How to read this table
Rows are grouped by holder and ranked first by SEC-reported ownership % when it is safely comparable, then by disclosed holdings value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
13F holder rows
Institutional holders as of Q3 2023
Investor-level positions for this CUSIP, loaded as an interactive table.
Institutions
114
Shares
8,563,929
Rows available
114
| Investor | Option | Weight % | Change % | SEC-reported value | * Price | Shares | Share Change | Activity | Report Period |
|---|
* SEC-reported price is the security price as of the portfolio date and can indicate the last known price at which the security was still held. The marker flags a reported price that did not pass the local price check.
Compare Q3 2023 vs Q2 2023 Across Filers
Q2 2023 holders
108
Q3 2023 holders
114
Holder diff
6
| Investor | Q2 2023 Shares | Q3 2023 Shares | Share Diff | Share Chg % | Q2 2023 value | Q3 2023 value | Value change | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend