Security key
140501107
- Security type / class
- Equity / COM
- Total 13F shares
- 8,174,278
- Total 13F value
- $145,320,479
- Share change
- -879,840
- Put/Call ratio
- 189%
- SEC-reported price per share
- $17.78
- Number of holders
- 99
- Value change
- -$15,412,383
- Number of buys
- 50
- Number of sells
- 37
Open additional details 1 more signal available
Report period
Q1 2023
Institutions
99
Top holders
10
CSWC full security history
Ownership snapshot
Full 13F holder table
CAPITAL SOUTHWEST CORP SEC filings
CAPITAL SOUTHWEST CORP company facts
Broader feeds
Ownership snapshot
Top reported holders of CSWC - CAPITAL SOUTHWEST CORP - COM (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Start with comparable ownership when available, then verify the linked 13F, 13D/G, or 3/4/5 evidence.
Comparable stake leader
MILLENNIUM MANAGEMENT LLC
Disclosed value leader
MILLENNIUM MANAGEMENT LLC
Comparable rows
0/15
Latest evidence
31 Dec 2022
13F
Highest disclosed value: $14,968,000
15 rows are not safely comparable across share classes.
Showing 1-6 of 15 holder rows.
Quick read
MILLENNIUM MANAGEMENT LLC has the largest disclosed position value at $14.97M.
0 of 15 rows have a safely comparable ownership percentage. Use this as a filing-backed starting point, then open the detailed table for source links, reporting role, position value, share count, and filing date.
Open SEC evidence
Opens MILLENNIUM MANAGEMENT LLC's linked filing trail.
Disclosed position value
Top 5
MILLENNIUM MANAGEMENT LLC
$14.97M
PUNCH & ASSOCIATES INVESTMENT MAN...
$12.79M
SANDERS MORRIS HARRIS LLC
$12.28M
Zuckerman Investment Group, LLC
$10.82M
Invesco Ltd.
$9.81M
Value bars compare disclosed positions; verify each figure against the linked filing evidence.
Detailed SEC evidence table Showing 1-6 of 15 holder rows
| Holder | Evidence | Ownership % | Position | 12M Net Δ | As of |
|---|---|---|---|---|---|
| MILLENNIUM MANAGEMENT LLC |
13F
Company
|
—
class O/S missing
|
$14,968,000
875,326 shares
|
— | 31 Dec 2022 |
| PUNCH & ASSOCIATES INVESTMENT MANAGEMENT, INC. |
13F
Company
|
—
class O/S missing
|
$12,791,772
748,057 shares
|
— | 31 Dec 2022 |
| SANDERS MORRIS HARRIS LLC |
13F
Company
|
—
class O/S missing
|
$12,276,337
717,914 shares
|
— | 31 Dec 2022 |
| Zuckerman Investment Group, LLC |
13F
Company
|
—
class O/S missing
|
$10,816,098
632,520 shares
|
— | 31 Dec 2022 |
| Invesco Ltd. |
13F
Company
|
—
class O/S missing
|
$9,810,715
573,726 shares
|
— | 31 Dec 2022 |
| Sound Income Strategies, LLC |
13F
Company
|
—
class O/S missing
|
$7,991,977
467,367 shares
|
— | 31 Dec 2022 |
How to read this table
Rows are grouped by holder and ranked first by SEC-reported ownership % when it is safely comparable, then by disclosed holdings value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
13F holder rows
Institutional holders as of Q1 2023
Investor-level positions for this CUSIP, loaded as an interactive table.
Institutions
99
Shares
8,174,278
Rows available
99
| Investor | Option | Weight % | Change % | SEC-reported value | * Price | Shares | Share Change | Activity | Report Period |
|---|
* SEC-reported price is the security price as of the portfolio date and can indicate the last known price at which the security was still held. The marker flags a reported price that did not pass the local price check.
Compare Q1 2023 vs Q1 2023 Across Filers
Q1 2023 holders
99
Q1 2023 holders
99
Holder diff
0
| Investor | Q1 2023 Shares | Q1 2023 Shares | Share Diff | Share Chg % | Q1 2023 value | Q1 2023 value | Value change | Value Chg % |
|---|