Security key
140501107
- Security type / class
- Equity / COM
- Total 13F shares
- 7,645,669
- Total 13F value
- $140,863,067
- Share change
- +1,267,786
- Put/Call ratio
- 168%
- SEC-reported price per share
- $18.42
- Number of holders
- 97
- Value change
- +$22,191,515
- Number of buys
- 61
- Number of sells
- 28
Open additional details 1 more signal available
Report period
Q2 2022
Institutions
97
Top holders
10
CSWC full security history
Ownership snapshot
Full 13F holder table
Newer quarter: Q3 2022
Previous quarter: Q1 2022
CAPITAL SOUTHWEST CORP SEC filings
CAPITAL SOUTHWEST CORP company facts
Broader feeds
Reporting periods
Holder history for CUSIP 140501107
Recent filing periods:
Ownership snapshot
Top reported holders of CSWC - CAPITAL SOUTHWEST CORP - COM (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Start with comparable ownership when available, then verify the linked 13F, 13D/G, or 3/4/5 evidence.
Comparable stake leader
SANDERS MORRIS HARRIS LLC
Disclosed value leader
SANDERS MORRIS HARRIS LLC
Comparable rows
0/15
Latest evidence
31 Mar 2022
13F
Highest disclosed value: $17,505,000
15 rows are not safely comparable across share classes.
Showing 1-6 of 15 holder rows.
Quick read
SANDERS MORRIS HARRIS LLC has the largest disclosed position value at $17.5M.
0 of 15 rows have a safely comparable ownership percentage. Use this as a filing-backed starting point, then open the detailed table for source links, reporting role, position value, share count, and filing date.
Open SEC evidence
Opens SANDERS MORRIS HARRIS LLC's linked filing trail.
Disclosed position value
Top 5
SANDERS MORRIS HARRIS LLC
$17.5M
Zuckerman Investment Group, LLC
$14.29M
VAN ECK ASSOCIATES CORP
$14.07M
PUNCH & ASSOCIATES INVESTMENT MAN...
$12.26M
FIRST MANHATTAN CO. LLC.
$10.36M
Value bars compare disclosed positions; verify each figure against the linked filing evidence.
Detailed SEC evidence table Showing 1-6 of 15 holder rows
| Holder | Evidence | Ownership % | Position | 12M Net Δ | As of |
|---|---|---|---|---|---|
| SANDERS MORRIS HARRIS LLC |
13F
Company
|
—
class O/S missing
|
$17,505,000
737,659 shares
|
— | 31 Mar 2022 |
| Zuckerman Investment Group, LLC |
13F
Company
|
—
class O/S missing
|
$14,288,000
602,115 shares
|
— | 31 Mar 2022 |
| VAN ECK ASSOCIATES CORP |
13F
Company
|
—
class O/S missing
|
$14,071,000
592,968 shares
|
— | 31 Mar 2022 |
| PUNCH & ASSOCIATES INVESTMENT MANAGEMENT, INC. |
13F
Company
|
—
class O/S missing
|
$12,259,000
516,624 shares
|
— | 31 Mar 2022 |
| FIRST MANHATTAN CO. LLC. |
13F
Company
|
—
class O/S missing
|
$10,357,000
436,471 shares
|
— | 31 Mar 2022 |
| Sound Income Strategies, LLC |
13F
Company
|
—
class O/S missing
|
$8,870,000
373,802 shares
|
— | 31 Mar 2022 |
How to read this table
Rows are grouped by holder and ranked first by SEC-reported ownership % when it is safely comparable, then by disclosed holdings value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
13F holder rows
Institutional holders as of Q2 2022
Investor-level positions for this CUSIP, loaded as an interactive table.
Institutions
97
Shares
7,645,669
Rows available
97
| Investor | Option | Weight % | Change % | SEC-reported value | * Price | Shares | Share Change | Activity | Report Period |
|---|
* SEC-reported price is the security price as of the portfolio date and can indicate the last known price at which the security was still held. The marker flags a reported price that did not pass the local price check.
Compare Q2 2022 vs Q1 2022 Across Filers
Q1 2022 holders
88
Q2 2022 holders
97
Holder diff
9
| Investor | Q1 2022 Shares | Q2 2022 Shares | Share Diff | Share Chg % | Q1 2022 value | Q2 2022 value | Value change | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend