Security key
140501107
- Security type / class
- Equity / COM
- Total 13F shares
- 5,639,445
- Total 13F value
- $142,037,000
- Share change
- -369,462
- Put/Call ratio
- 166%
- SEC-reported price per share
- $25.18
- Number of holders
- 80
- Value change
- -$8,473,428
- Number of buys
- 36
- Number of sells
- 39
Open additional details 1 more signal available
Report period
Q3 2021
Institutions
80
Top holders
10
CSWC full security history
Ownership snapshot
Full 13F holder table
Newer quarter: Q4 2021
Previous quarter: Q2 2021
CAPITAL SOUTHWEST CORP SEC filings
CAPITAL SOUTHWEST CORP company facts
Broader feeds
Reporting periods
Holder history for CUSIP 140501107
Recent filing periods:
Ownership snapshot
Top reported holders of CSWC - CAPITAL SOUTHWEST CORP - COM (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Start with comparable ownership when available, then verify the linked 13F, 13D/G, or 3/4/5 evidence.
Comparable stake leader
SANDERS MORRIS HARRIS LLC
Disclosed value leader
SANDERS MORRIS HARRIS LLC
Comparable rows
0/15
Latest evidence
30 Jun 2021
13F
Highest disclosed value: $17,487,000
15 rows are not safely comparable across share classes.
Showing 1-6 of 15 holder rows.
Quick read
SANDERS MORRIS HARRIS LLC has the largest disclosed position value at $17.49M.
0 of 15 rows have a safely comparable ownership percentage. Use this as a filing-backed starting point, then open the detailed table for source links, reporting role, position value, share count, and filing date.
Open SEC evidence
Opens SANDERS MORRIS HARRIS LLC's linked filing trail.
Disclosed position value
Top 5
SANDERS MORRIS HARRIS LLC
$17.49M
Zuckerman Investment Group, LLC
$14.42M
PUNCH & ASSOCIATES INVESTMENT MAN...
$11.78M
FIRST MANHATTAN CO. LLC.
$10.52M
Sound Income Strategies, LLC
$8.65M
Value bars compare disclosed positions; verify each figure against the linked filing evidence.
Detailed SEC evidence table Showing 1-6 of 15 holder rows
| Holder | Evidence | Ownership % | Position | 12M Net Δ | As of |
|---|---|---|---|---|---|
| SANDERS MORRIS HARRIS LLC |
13F
Company
|
—
class O/S missing
|
$17,487,000
752,757 shares
|
— | 30 Jun 2021 |
| Zuckerman Investment Group, LLC |
13F
Company
|
—
class O/S missing
|
$14,419,000
620,705 shares
|
— | 30 Jun 2021 |
| PUNCH & ASSOCIATES INVESTMENT MANAGEMENT, INC. |
13F
Company
|
—
class O/S missing
|
$11,783,000
507,239 shares
|
— | 30 Jun 2021 |
| FIRST MANHATTAN CO. LLC. |
13F
Company
|
—
class O/S missing
|
$10,525,000
453,098 shares
|
— | 30 Jun 2021 |
| Sound Income Strategies, LLC |
13F
Company
|
—
class O/S missing
|
$8,652,000
372,461 shares
|
— | 30 Jun 2021 |
| VAN ECK ASSOCIATES CORP |
13F
Company
|
—
class O/S missing
|
$7,812,000
336,274 shares
|
— | 30 Jun 2021 |
How to read this table
Rows are grouped by holder and ranked first by SEC-reported ownership % when it is safely comparable, then by disclosed holdings value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
13F holder rows
Institutional holders as of Q3 2021
Investor-level positions for this CUSIP, loaded as an interactive table.
Institutions
80
Shares
5,639,445
Rows available
80
| Investor | Option | Weight % | Change % | SEC-reported value | * Price | Shares | Share Change | Activity | Report Period |
|---|
* SEC-reported price is the security price as of the portfolio date and can indicate the last known price at which the security was still held. The marker flags a reported price that did not pass the local price check.
Compare Q3 2021 vs Q2 2021 Across Filers
Q2 2021 holders
86
Q3 2021 holders
80
Holder diff
-6
| Investor | Q2 2021 Shares | Q3 2021 Shares | Share Diff | Share Chg % | Q2 2021 value | Q3 2021 value | Value change | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend