What does CUSIP 14040H105 represent in this 13F holders report?

CUSIP 14040H105 is the security identifier for COF - CAPITAL ONE FINANCIAL CORP - COM used to aggregate holder disclosures.

How many institutions held COF - CAPITAL ONE FINANCIAL CORP - COM in Q3 2014?

778 institutional investors reported COF - CAPITAL ONE FINANCIAL CORP - COM for Q3 2014. Use the holders table for investor-level position and value details.

CAPITAL ONE FINANCIAL CORP - COM (COF)

CUSIP: 14040H105

Q3 2014 13F Holders as of 30 Sep 2014

Security type / class: Equity / COM
Total 13F shares: 494,116,132
Total 13F value: $40,327,354,661
Share change: -9,792,637
Put/Call ratio: 67%
SEC-reported price per share: $81.62
Number of holders: 778
Value change: -$800,535,265
Number of buys: 362
Number of sells: 314

Security key

14040H105

Report period

Q3 2014

Institutions

778

Top holders

COF full security history Ownership snapshot Full 13F holder table Newer quarter: Q4 2014 Previous quarter: Q2 2014 CAPITAL ONE FINANCIAL CORP SEC filings CAPITAL ONE FINANCIAL CORP company facts

Broader feeds

Latest 13F filings Latest 13D/G filings Investors directory

Reporting periods

Holder history for CUSIP 14040H105

Newer quarter: Q4 2014 Previous quarter: Q2 2014

Recent filing periods:

Q2 2026 Q1 2026 Q4 2025 Q3 2025 Q2 2025 Q1 2025 Q4 2024 Q3 2024

Ownership snapshot

Top reported holders of COF - CAPITAL ONE FINANCIAL CORP - COM (13F + 13D/G + 3/4/5)

Grouped by holder across the latest SEC ownership disclosures. Start with comparable ownership when available, then verify the linked 13F, 13D/G, or 3/4/5 evidence.

Comparable stake leader

RAFFA WEALTH MANAGEMENT, LLC

Disclosed value leader

RAFFA WEALTH MANAGEMENT, LLC

Comparable rows

0/1

Latest evidence

30 Jun 2014

13F Highest disclosed value: $391,937 1 rows are not safely comparable across share classes.

Quick read

RAFFA WEALTH MANAGEMENT, LLC has the largest disclosed position value at $391.9K.

0 of 1 rows have a safely comparable ownership percentage. Use this as a filing-backed starting point, then open the detailed table for source links, reporting role, position value, share count, and filing date.

Open SEC evidence Opens RAFFA WEALTH MANAGEMENT, LLC's linked filing trail.

Disclosed position value Top 1

RAFFA WEALTH MANAGEMENT, LLC $391.9K

Value bars compare disclosed positions; verify each figure against the linked filing evidence.

Detailed SEC evidence table Showing 1-1 of 1 holder rows

Holder	Evidence	Ownership %	Position	12M Net Δ	As of
RAFFA WEALTH MANAGEMENT, LLC	13F Company 13F	— class O/S missing	$391,937 4,745 shares	—	30 Jun 2014

How to read this table

Rows are grouped by holder and ranked first by SEC-reported ownership % when it is safely comparable, then by disclosed holdings value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.

13F holder rows

Institutional holders as of Q3 2014

Investor-level positions for this CUSIP, loaded as an interactive table.

Institutions

778

494,116,132

Rows available

778

Investor	Option	Weight %	Change %	SEC-reported value	* Price	Shares	Share Change	Activity	Report Period

^* SEC-reported price is the security price as of the portfolio date and can indicate the last known price at which the security was still held. The marker flags a reported price that did not pass the local price check.

Compare Q3 2014 vs Q2 2014 Across Filers

Q2 2014 holders

761

Q3 2014 holders

778

Holder diff

Investor	Q2 2014 Shares	Q3 2014 Shares	Share Diff	Share Chg %	Q2 2014 value	Q3 2014 value	Value change	Value Chg %

Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).

Quarterly Holders Trend

Quarterly Value Trend

Quarterly Shares Trend