Security key
128117108
CALAMOS CONVERTIBLE OPPORTUNITIES & INCOME FUND - SH BEN INT (CHI)
CUSIP: 128117108
Q3 2021 13F Holders as of 30 Sep 2021
- Security type / class
- Equity / SH BEN INT
- Total 13F shares
- 13,339,769
- Total 13F value
- $199,726,153
- Share change
- -187,374
- SEC-reported price per share
- $14.97
- Number of holders
- 101
- Value change
- -$2,830,368
- Number of buys
- 43
- Number of sells
- 38
Report period
Q3 2021
Institutions
101
Top holders
10
CHI full security history
Ownership snapshot
Full 13F holder table
Newer quarter: Q4 2021
Previous quarter: Q2 2021
CALAMOS CONVERTIBLE OPPORTUNITIES & INCOME FUND SEC filings
Broader feeds
Reporting periods
Holder history for CUSIP 128117108
Recent filing periods:
Ownership snapshot
Top reported holders of CHI - CALAMOS CONVERTIBLE OPPORTUNITIES & INCOME FUND - SH BEN INT (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Start with comparable ownership when available, then verify the linked 13F, 13D/G, or 3/4/5 evidence.
Comparable stake leader
THRIVENT FINANCIAL FOR LU...
Disclosed value leader
UBS Group AG
Comparable rows
0/15
Latest evidence
24 Aug 2021
3/4/5
13F
Highest disclosed value: $22,652,000
15 rows are not safely comparable across share classes.
Showing 1-6 of 15 holder rows.
Quick read
UBS Group AG has the largest disclosed position value at $22.65M.
0 of 15 rows have a safely comparable ownership percentage. Use this as a filing-backed starting point, then open the detailed table for source links, reporting role, position value, share count, and filing date.
Open SEC evidence
Opens UBS Group AG's linked filing trail.
Disclosed position value
Top 5
UBS Group AG
$22.65M
MORGAN STANLEY
$19.65M
WELLS FARGO & COMPANY/MN
$19.06M
Advisors Asset Management, Inc.
$16.64M
GUGGENHEIM CAPITAL LLC
$13.77M
Value bars compare disclosed positions; verify each figure against the linked filing evidence.
Detailed SEC evidence table Showing 1-6 of 15 holder rows
| Holder | Evidence | Ownership % | Position | 12M Net Δ | As of |
|---|---|---|---|---|---|
| THRIVENT FINANCIAL FOR LUTHERANS |
3/4/5
10%+ Owner
|
—
class O/S missing
|
—
400,000 shares
|
— | 24 Aug 2021 |
| UBS Group AG |
13F
Company
|
—
class O/S missing
|
$22,652,000
1,493,233 shares
|
— | 30 Jun 2021 |
| MORGAN STANLEY |
13F
Company
|
—
class O/S missing
|
$19,646,000
1,294,999 shares
|
— | 30 Jun 2021 |
| WELLS FARGO & COMPANY/MN |
13F
Company
|
—
class O/S missing
|
$19,061,000
1,256,474 shares
|
— | 30 Jun 2021 |
| Advisors Asset Management, Inc. |
13F
Company
|
—
class O/S missing
|
$16,643,000
1,097,123 shares
|
— | 30 Jun 2021 |
| GUGGENHEIM CAPITAL LLC |
13F
Company
|
—
class O/S missing
|
$13,768,000
907,627 shares
|
— | 30 Jun 2021 |
How to read this table
Rows are grouped by holder and ranked first by SEC-reported ownership % when it is safely comparable, then by disclosed holdings value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
13F holder rows
Institutional holders as of Q3 2021
Investor-level positions for this CUSIP, loaded as an interactive table.
Institutions
101
Shares
13,339,769
Rows available
101
| Investor | Option | Weight % | Change % | SEC-reported value | * Price | Shares | Share Change | Activity | Report Period |
|---|
* SEC-reported price is the security price as of the portfolio date and can indicate the last known price at which the security was still held. The marker flags a reported price that did not pass the local price check.
Compare Q3 2021 vs Q2 2021 Across Filers
Q2 2021 holders
103
Q3 2021 holders
101
Holder diff
-2
| Investor | Q2 2021 Shares | Q3 2021 Shares | Share Diff | Share Chg % | Q2 2021 value | Q3 2021 value | Value change | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend