Security key
128117108
CALAMOS CONVERTIBLE OPPORTUNITIES & INCOME FUND - SH BEN INT (CHI)
CUSIP: 128117108
Q1 2018 13F Holders as of 31 Mar 2018
- Type / Class
- Equity / SH BEN INT
- Total 13F shares
- 8,998,133
- Share change
- -3,148,406
- Total reported value
- $99,841,206
- Price per share
- $11.10
- Number of holders
- 88
- Value change
- -$35,056,827
- Number of buys
- 43
- Number of sells
- 29
Report period
Q1 2018
Institutions
88
Top holders
10
CHI full security history
Newer quarter: Q2 2018
Previous quarter: Q4 2017
CALAMOS CONVERTIBLE OPPORTUNITIES & INCOME FUND SEC filings
Broader feeds
Reporting periods
Holder history for CUSIP 128117108
Recent filing periods:
Top shareholders of CHI - CALAMOS CONVERTIBLE OPPORTUNITIES & INCOME FUND - SH BEN INT (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.
Methodology: rows are grouped by holder and ranked by the holder's primary source value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
| Holder | Source | Role / Reporting | Ownership % | Shares | Holdings Value | 12M Net Δ | As of | Details |
|---|---|---|---|---|---|---|---|---|
| UBS Group AG |
13F
|
Company |
—
class O/S missing
|
2,644,385
|
$29,590,000 | — | 31 Dec 2017 | |
| MORGAN STANLEY |
13F
|
Company |
—
class O/S missing
|
1,102,666
|
$12,339,000 | — | 31 Dec 2017 | |
| WELLS FARGO & COMPANY/MN |
13F
|
Company |
—
class O/S missing
|
1,082,467
|
$12,113,000 | — | 31 Dec 2017 | |
| Vident Investment Advisory, LLC |
13F
|
Company |
—
class O/S missing
|
849,447
|
$9,505,000 | — | 31 Dec 2017 | |
| AMERIPRISE FINANCIAL INC |
13F
|
Company |
—
class O/S missing
|
748,920
|
$8,370,000 | — | 31 Dec 2017 | |
| GUGGENHEIM CAPITAL LLC |
13F
|
Company |
—
class O/S missing
|
734,122
|
$8,215,000 | — | 31 Dec 2017 | |
| BANK OF AMERICA CORP /DE/ |
13F
|
Company |
—
class O/S missing
|
547,374
|
$6,125,000 | — | 31 Dec 2017 | |
| ROYAL BANK OF CANADA |
13F
|
Company |
—
class O/S missing
|
545,713
|
$6,106,000 | — | 31 Dec 2017 | |
| COMMONWEALTH EQUITY SERVICES, LLC |
13F
|
Company |
—
class O/S missing
|
499,326
|
$5,587,000 | — | 31 Dec 2017 | |
| Advisors Asset Management, Inc. |
13F
|
Company |
—
class O/S missing
|
383,289
|
$4,289,000 | — | 31 Dec 2017 | |
| LPL Financial LLC |
13F
|
Company |
—
class O/S missing
|
300,919
|
$3,367,000 | — | 31 Dec 2017 | |
| D.A. DAVIDSON & CO. |
13F
|
Company |
—
class O/S missing
|
272,651
|
$3,051,000 | — | 31 Dec 2017 | |
| Raymond James Financial Services Advisors, Inc. |
13F
|
Company |
—
class O/S missing
|
220,023
|
$2,462,000 | — | 31 Dec 2017 | |
| CENTRAL TRUST Co |
13F
|
Company |
—
class O/S missing
|
218,322
|
$2,443,000 | — | 31 Dec 2017 | |
| Cetera Advisor Networks LLC |
13F
|
Company |
—
class O/S missing
|
199,271
|
$2,227,000 | — | 31 Dec 2017 | |
| Sigma Planning Corp |
13F
|
Company |
—
class O/S missing
|
108,410
|
$1,213,000 | — | 31 Dec 2017 | |
| Advisor Group, Inc. |
13F
|
Company |
—
class O/S missing
|
107,147
|
$1,199,000 | — | 31 Dec 2017 | |
| LADENBURG THALMANN FINANCIAL SERVICES INC. |
13F
|
Company |
—
class O/S missing
|
100,076
|
$1,120,000 | — | 31 Dec 2017 | |
| Texas Yale Capital Corp. |
13F
|
Company |
—
class O/S missing
|
88,657
|
$992,000 | — | 31 Dec 2017 | |
| HighTower Advisors, LLC |
13F
|
Company |
—
class O/S missing
|
83,549
|
$935,000 | — | 31 Dec 2017 | |
| HOLLENCREST CAPITAL MANAGEMENT |
13F
|
Company |
—
class O/S missing
|
82,775
|
$926,000 | — | 31 Dec 2017 | |
| RAYMOND JAMES & ASSOCIATES |
13F
|
Company |
—
class O/S missing
|
82,290
|
$921,000 | — | 31 Dec 2017 | |
| Camelot Portfolios, LLC |
13F
|
Company |
—
class O/S missing
|
77,658
|
$869,000 | — | 31 Dec 2017 | |
| Janney Montgomery Scott LLC |
13F
|
Company |
—
class O/S missing
|
67,776
|
$758,000 | — | 31 Dec 2017 | |
| Cetera Advisors LLC |
13F
|
Company |
—
class O/S missing
|
66,366
|
$743,000 | — | 31 Dec 2017 | |
| Cambridge Investment Research Advisors, Inc. |
13F
|
Company |
—
class O/S missing
|
60,655
|
$679,000 | — | 31 Dec 2017 | |
| E&G Advisors, LP |
13F
|
Company |
—
class O/S missing
|
57,792
|
$647,000 | — | 31 Dec 2017 | |
| PINNACLE ASSOCIATES LTD |
13F
|
Company |
—
class O/S missing
|
54,950
|
$615,000 | — | 31 Dec 2017 | |
| WealthPLAN Partners, LLC |
13F
|
Company |
—
class O/S missing
|
52,411
|
$586,000 | — | 31 Dec 2017 | |
| Geneos Wealth Management Inc. |
13F
|
Company |
—
class O/S missing
|
41,916
|
$469,000 | — | 31 Dec 2017 | |
| First Allied Advisory Services, Inc. |
13F
|
Company |
—
class O/S missing
|
37,829
|
$423,000 | — | 31 Dec 2017 | |
| MML INVESTORS SERVICES, LLC |
13F
|
Company |
—
class O/S missing
|
32,224
|
$361,000 | — | 31 Dec 2017 | |
| TRUIST FINANCIAL CORP |
13F
|
Company |
—
class O/S missing
|
30,519
|
$342,000 | — | 31 Dec 2017 | |
| OTA Financial Group L.P. |
13F
|
Company |
—
class O/S missing
|
29,057
|
$325,000 | — | 31 Dec 2017 | |
| NWAM LLC |
13F
|
Company |
—
class O/S missing
|
27,614
|
$309,000 | — | 31 Dec 2017 | |
| PNC FINANCIAL SERVICES GROUP, INC. |
13F
|
Company |
—
class O/S missing
|
27,463
|
$309,000 | — | 31 Dec 2017 | |
| Baird Financial Group, Inc. |
13F
|
Company |
—
class O/S missing
|
25,895
|
$290,000 | — | 31 Dec 2017 | |
| WALTER & KEENAN WEALTH MANAGEMENT LLC /IN/ /ADV |
13F
|
Company |
—
class O/S missing
|
25,500
|
$285,000 | — | 31 Dec 2017 | |
| Capital Investment Advisors, LLC |
13F
|
Company |
—
class O/S missing
|
24,490
|
$274,000 | — | 31 Dec 2017 | |
| DUMONT & BLAKE INVESTMENT ADVISORS LLC |
13F
|
Company |
—
class O/S missing
|
23,675
|
$265,000 | — | 31 Dec 2017 | |
| Castle Rock Wealth Management, LLC |
13F
|
Company |
—
class O/S missing
|
22,669
|
$254,000 | — | 31 Dec 2017 | |
| Frontier Wealth Management LLC |
13F
|
Company |
—
class O/S missing
|
22,648
|
$253,000 | — | 31 Dec 2017 | |
| STIFEL FINANCIAL CORP |
13F
|
Company |
—
class O/S missing
|
20,360
|
$229,000 | — | 31 Dec 2017 | |
| UNITED CAPITAL FINANCIAL ADVISORS, LLC |
13F
|
Company |
—
class O/S missing
|
19,690
|
$220,000 | — | 31 Dec 2017 | |
| Sheaff Brock Investment Advisors, LLC |
13F
|
Company |
—
class O/S missing
|
18,932
|
$212,000 | — | 31 Dec 2017 | |
| Kovack Advisors, Inc. |
13F
|
Company |
—
class O/S missing
|
17,612
|
$197,000 | — | 31 Dec 2017 | |
| Bellecapital International Ltd. |
13F
|
Company |
—
class O/S missing
|
17,525
|
$196,000 | — | 31 Dec 2017 | |
| CITADEL ADVISORS LLC |
13F
|
Company |
—
class O/S missing
|
16,107
|
$180,000 | — | 31 Dec 2017 | |
| IFP Advisors, Inc |
13F
|
Company |
—
class O/S missing
|
16,079
|
$180,000 | — | 31 Dec 2017 | |
| OPPENHEIMER & CO INC |
13F
|
Company |
—
class O/S missing
|
15,962
|
$179,000 | — | 31 Dec 2017 |
Institutional Holders of CALAMOS CONVERTIBLE OPPORTUNITIES & INCOME FUND - SH BEN INT (CHI) as of Q1 2018
As of 31 Mar 2018,
CALAMOS CONVERTIBLE OPPORTUNITIES & INCOME FUND - SH BEN INT (CHI) was held by
88 institutional
shareholders
that filed Form 13F with the SEC.
Together, they reported ownership of
8,998,133 shares.
The largest 10 holders included
MORGAN STANLEY, WELLS FARGO & COMPANY/MN, UBS Group AG, BANK OF AMERICA CORP /DE/, GUGGENHEIM CAPITAL LLC, ROYAL BANK OF CANADA, COMMONWEALTH EQUITY SERVICES, LLC, Advisors Asset Management, Inc., LPL Financial LLC, and D.A. DAVIDSON & CO..
This page lists
88
institutional shareholders reporting positions in this security
for the Q1 2018 filing period.
| Investor | Option | Weight % | Change % | Value $ | * Price | Shares | Share Change | Activity | Report Period |
|---|
Compare Q1 2018 vs Q4 2017 Across Filers
Q4 2017 holders
87
Q1 2018 holders
88
Holder diff
1
| Investor | Q4 2017 Shares | Q1 2018 Shares | Share Diff | Share Chg % | Q4 2017 Value $ | Q1 2018 Value $ | Value Diff $ | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.
An asterisk sign (*) next to the price indicates that the price is likely invalid.