CALAMOS CONVERTIBLE OPPORTUNITIES & INCOME FUND - SH BEN INT (CHI)

CUSIP: 128117108

Q1 2014 13F Holders as of 31 Mar 2014

Type / Class
Equity / SH BEN INT
Total 13F shares
9,028,097
Share change
-332,363
Total reported value
$124,507,629
Price per share
$13.81
Number of holders
72
Value change
-$4,573,083
Number of buys
30
Number of sells
32

Security key

128117108

Report period

Q1 2014

Institutions

72

Top holders

10

Ownership snapshot

Top shareholders of CHI - CALAMOS CONVERTIBLE OPPORTUNITIES & INCOME FUND - SH BEN INT (13F + 13D/G + 3/4/5)

Grouped by holder across the latest SEC ownership disclosures. Start with comparable ownership when available, then verify the linked 13F, 13D/G, or 3/4/5 evidence.

Lead holder
LPL Financial LLC
13D/G signal
Evidence rows
50
Latest as of
31 Dec 2013
13F Highest disclosed value: $22,404,000 Showing first 8 of 50 holder rows. Open remaining rows
Holder Evidence Ownership % Position 12M Net Δ As of
LPL Financial LLC
13F
Company
13F
class O/S missing
$22,404,000
1,689,612 shares
31 Dec 2013
MID CONTINENT CAPITAL LLC/IL
13F
Company
13F
class O/S missing
$19,173,000
1,445,897 shares
31 Dec 2013
MORGAN STANLEY
13F
Company
13F
class O/S missing
$15,423,000
1,163,100 shares
31 Dec 2013
BANK OF AMERICA CORP /DE/
13F
Company
13F
class O/S missing
$11,004,000
829,879 shares
31 Dec 2013
GUGGENHEIM CAPITAL LLC
13F
Company
13F
class O/S missing
$10,572,000
797,244 shares
31 Dec 2013
Commonwealth Equity Services, Inc
13F
Company
13F
class O/S missing
$5,551,000
418,616 shares
31 Dec 2013
UBS AG
13F
Company
13F
class O/S missing
$5,366,000
404,630 shares
31 Dec 2013
CENTRAL TRUST Co
13F
Company
13F
class O/S missing
$2,950,000
222,493 shares
31 Dec 2013
Show 42 additional holder rows in the full holder list
Holder Evidence Ownership % Position 12M Net Δ As of
First Allied Advisory Services, Inc.
13F
Company
13F
class O/S missing
$2,792,000
210,044 shares
31 Dec 2013
Cetera Advisor Networks LLC
13F
Company
13F
class O/S missing
$2,191,000
165,200 shares
31 Dec 2013
Maryland Capital Management
13F
Company
13F
class O/S missing
$2,059,000
155,290 shares
31 Dec 2013
ROYAL BANK OF CANADA
13F
Company
13F
class O/S missing
$1,990,000
150,046 shares
31 Dec 2013
Invesco Ltd.
13F
Company
13F
class O/S missing
$1,867,000
140,776 shares
31 Dec 2013
Kingfisher Capital LLC
13F
Company
13F
class O/S missing
$1,827,000
137,794 shares
31 Dec 2013
SG Americas Securities, LLC
13F
Company
13F
class O/S missing
$1,349,000
101,736 shares
31 Dec 2013
Texas Yale Capital Corp.
13F
Company
13F
class O/S missing
$1,322,000
99,707 shares
31 Dec 2013
UNITED CAPITAL FINANCIAL ADVISORS, LLC
13F
Company
13F
class O/S missing
$1,314,000
99,099 shares
31 Dec 2013
LVZ, Inc.
13F
Company
13F
class O/S missing
$1,220,000
92,036 shares
31 Dec 2013
Camelot Portfolios, LLC
13F
Company
13F
class O/S missing
$1,071,000
80,780 shares
31 Dec 2013
RAYMOND JAMES & ASSOCIATES
13F
Company
13F
class O/S missing
$926,000
69,819 shares
31 Dec 2013
HighTower Advisors, LLC
13F
Company
13F
class O/S missing
$920,000
69,362 shares
31 Dec 2013
E&G Advisors, LP
13F
Company
13F
class O/S missing
$913,000
68,875 shares
31 Dec 2013
Robert W. Baird & Co. Inc
13F
Company
13F
class O/S missing
$751,000
56,653 shares
31 Dec 2013
Mariner, LLC
13F
Company
13F
class O/S missing
$751,000
56,603 shares
31 Dec 2013
NATIONAL PLANNING CORP
13F
Company
13F
class O/S missing
$699,000
52,655 shares
31 Dec 2013
AMERICAN INTERNATIONAL GROUP, INC.
13F
Company
13F
class O/S missing
$606,347
45,728 shares
31 Dec 2013
ParenteBeard Wealth Management, LLC
13F
Company
13F
class O/S missing
$542,000
40,866 shares
31 Dec 2013
WELLS FARGO & COMPANY/MN
13F
Company
13F
class O/S missing
$488,000
36,835 shares
31 Dec 2013
Argentus Capital Management, LLC
13F
Company
13F
class O/S missing
$382,000
28,828 shares
31 Dec 2013
Oxbow Advisors, LLC
13F
Company
13F
class O/S missing
$362,000
27,326 shares
31 Dec 2013
Estate Counselors, LLC
13F
Company
13F
class O/S missing
$344,000
25,980 shares
31 Dec 2013
PINNACLE ASSOCIATES LTD
13F
Company
13F
class O/S missing
$332,000
25,000 shares
31 Dec 2013
HOLLENCREST CAPITAL MANAGEMENT
13F
Company
13F
class O/S missing
$323,000
24,390 shares
31 Dec 2013
OPPENHEIMER & CO INC
13F
Company
13F
class O/S missing
$288,000
21,747 shares
31 Dec 2013
MONETARY MANAGEMENT GROUP INC
13F
Company
13F
class O/S missing
$257,000
19,367 shares
31 Dec 2013
PNC FINANCIAL SERVICES GROUP, INC.
13F
Company
13F
class O/S missing
$239,000
18,028 shares
31 Dec 2013
Jane Street Holding, LLC
13F
Company
13F
class O/S missing
$237,000
17,904 shares
31 Dec 2013
SUNTRUST BANKS INC
13F
Company
13F
class O/S missing
$228,000
17,240 shares
31 Dec 2013
MSI Financial Services Inc
13F
Company
13F
class O/S missing
$224,000
16,921 shares
31 Dec 2013
FORT WASHINGTON INVESTMENT ADVISORS INC /OH/
13F
Company
13F
class O/S missing
$216,000
16,326 shares
31 Dec 2013
Concert Wealth Management Inc.
13F
Company
13F
class O/S missing
$206,000
15,678 shares
31 Dec 2013
Cambridge Investment Research Advisors, Inc.
13F
Company
13F
class O/S missing
$187,000
14,122 shares
31 Dec 2013
SMITH HAYES Advisers, Inc
13F
Company
13F
class O/S missing
$170,000
12,820 shares
31 Dec 2013
KAYS FINANCIAL ADVISORY CORP /ADV
13F
Company
13F
class O/S missing
$144,000
10,855 shares
31 Dec 2013
Virtu KCG Holdings LLC
13F
Company
13F
class O/S missing
$142,000
10,740 shares
31 Dec 2013
Capital Investment Advisors, LLC
13F
Company
13F
class O/S missing
$142,000
10,693 shares
31 Dec 2013
FIRST MANHATTAN CO. LLC.
13F
Company
13F
class O/S missing
$136,000
10,300 shares
31 Dec 2013
DAVENPORT & Co LLC
13F
Company
13F
class O/S missing
$133,926
10,100 shares
31 Dec 2013
Janney Montgomery Scott LLC
13F
Company
13F
class O/S missing
$133,263
10,050 shares
31 Dec 2013
B. Riley Wealth Advisors, Inc.
13F
Company
13F
class O/S missing
$120,000
9,068 shares
31 Dec 2013
How to read this table

Rows are grouped by holder and ranked first by SEC-reported ownership % when it is safely comparable, then by disclosed holdings value. indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.

13F holder rows

Institutional holders as of Q1 2014

Investor-level positions for this CUSIP, loaded as an interactive table.

Institutions
72
Shares
9,028,097
Rows loaded
72
Investor Option Weight % Change % Reported value * Price Shares Share Change Activity Report Period

* Reported price is the security price as of the portfolio date and can indicate the last known price at which the security was still held. An asterisk next to the price means the price is likely invalid.

Compare Q1 2014 vs Q4 2013 Across Filers

Q4 2013 holders
69
Q1 2014 holders
72
Holder diff
3
Investor Q4 2013 Shares Q1 2014 Shares Share Diff Share Chg % Q4 2013 value Q1 2014 value Value change Value Chg %

Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).

Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
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