Security key
126601103
- Type / Class
- Equity / Common Stock
- Shares outstanding
- 6,917,460
- Total 13F shares
- 1,493,917
- Share change
- -394,273
- Total reported value
- $6,618,678
- Price per share
- $4.43
- Number of holders
- 21
- Value change
- -$2,965,464
- Number of buys
- 10
- Number of sells
- 8
Report period
Q4 2023
Institutions
21
Top holders
10
CVV full security history
Newer quarter: Q1 2024
Previous quarter: Q3 2023
CVD EQUIPMENT CORP SEC filings
CVD EQUIPMENT CORP company facts
Broader feeds
Reporting periods
Holder history for CUSIP 126601103
Recent filing periods:
Top shareholders of CVV - CVD EQUIPMENT CORP - Common Stock (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.
Methodology: rows are grouped by holder and ranked first by SEC-reported ownership % when it is safely comparable, then by disclosed holdings value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
| Holder | Source | Role / Reporting | Ownership % | Shares | Holdings Value | 12M Net Δ | As of | Details |
|---|---|---|---|---|---|---|---|---|
| AMH Equity Ltd |
13F
|
Company |
8.9%
|
613,000
|
$4,076,573 | — | 30 Sep 2023 | |
| AIGH Capital Management LLC |
13F
|
Company |
4.9%
|
335,508
|
$2,247,926 | — | 30 Sep 2023 | |
| VANGUARD GROUP INC |
13F
|
Company |
4.1%
|
282,344
|
$1,877,644 | — | 30 Sep 2023 | |
| AMERIPRISE FINANCIAL INC |
13F
|
Company |
1.8%
|
124,769
|
$854,668 | — | 30 Sep 2023 | |
| OBERWEIS ASSET MANAGEMENT INC/ |
13F
|
Company |
1.5%
|
103,000
|
$684,971 | — | 30 Sep 2023 | |
| RENAISSANCE TECHNOLOGIES LLC |
13F
|
Company |
1.5%
|
101,882
|
$678,000 | — | 30 Sep 2023 | |
| Worth Venture Partners, LLC |
13F
|
Company |
1.2%
|
83,739
|
$573,612 | — | 30 Sep 2023 | |
| GEODE CAPITAL MANAGEMENT, LLC |
13F
|
Company |
0.9%
|
62,417
|
$427,657 | — | 30 Sep 2023 | |
| DIMENSIONAL FUND ADVISORS LP |
13F
|
Company |
0.89%
|
61,294
|
$419,864 | — | 30 Sep 2023 | |
| Quinn Opportunity Partners LLC |
13F
|
Company |
0.76%
|
52,682
|
$350,346 | — | 30 Sep 2023 | |
| STATE STREET CORP |
13F
|
Company |
0.27%
|
18,546
|
$127,040 | — | 30 Sep 2023 | |
| COMMONWEALTH EQUITY SERVICES, LLC |
13F
|
Company |
0.25%
|
17,340
|
$115,000 | — | 30 Sep 2023 | |
| BlackRock Finance, Inc. |
13F
|
Company |
0.21%
|
14,684
|
$97,651 | — | 30 Sep 2023 | |
| TWO SIGMA ADVISERS, LP |
13F
|
Company |
0.17%
|
11,700
|
$77,807 | — | 30 Sep 2023 | |
| MORGAN STANLEY |
13F
|
Company |
0.04%
|
2,772
|
$18,434 | — | 30 Sep 2023 | |
| Tower Research Capital LLC (TRC) |
13F
|
Company |
0.01%
|
767
|
$5,101 | — | 30 Sep 2023 | |
| WELLS FARGO & COMPANY/MN |
13F
|
Company |
0.01%
|
642
|
$4,269 | — | 30 Sep 2023 | |
| UBS Group AG |
13F
|
Company |
0.01%
|
600
|
$3,990 | — | 30 Sep 2023 | |
| FinTrust Capital Advisors, LLC |
13F
|
Company |
0%
|
300
|
$2,055 | — | 30 Sep 2023 | |
| CALDWELL SUTTER CAPITAL, INC. |
13F
|
Company |
0%
|
100
|
$685 | — | 30 Sep 2023 | |
| ROYAL BANK OF CANADA |
13F
|
Company |
0%
|
79
|
$1,000 | — | 30 Sep 2023 | |
| OSAIC HOLDINGS, INC. |
13F
|
Company |
0%
|
70
|
$466 | — | 30 Sep 2023 | |
| Coppell Advisory Solutions LLC |
13F
|
Company |
0%
|
34
|
$187 | — | 30 Sep 2023 | |
| Leonard A. Rosenbaum |
3/4/5
|
affiliate, 10%+ Owner |
—
class O/S missing
|
622,941
|
$2,809,464 | — | 22 Sep 2021 | |
| Conrad J. Gunther Jr. |
3/4/5
|
Director |
—
class O/S missing
|
87,393
|
$394,142 | — | 13 Jul 2023 | |
| Martin J. Teitelbaum |
3/4/5
|
No longer a Director/Officer |
—
class O/S missing
|
70,172
|
$316,476 | — | 21 May 2021 | |
| Steven Aragon |
3/4/5
|
Former COO |
—
class O/S missing
|
11,912
|
$53,723 | — | 26 Aug 2021 | |
| Emmanuel N. Lakios |
3/4/5
|
President and CEO, Director |
—
class O/S missing
|
75,000
|
— | — | 23 Mar 2023 | |
| Thomas McNeill |
3/4/5
|
CFO |
—
class O/S missing
|
50,000
|
— | — | 01 Jun 2021 | |
| Richard Andrew Catalano |
3/4/5
|
VP & Chief Financial Officer |
—
class O/S missing
|
25,000
|
— | — | 23 Mar 2023 | |
| Jeffrey Alan Brogan |
3/4/5
|
VP Sales & Marketing |
—
class O/S missing
|
15,000
|
— | — | 23 Mar 2023 | |
| Kevin Richard Collins |
3/4/5
|
Vice President and GM of SDC |
—
class O/S missing
|
15,000
|
— | — | 23 Mar 2023 | |
| Maxim S. Shatalov |
3/4/5
|
Vice President - Engineering |
—
class O/S missing
|
15,000
|
— | — | 23 Mar 2023 | |
| Warren David Cheesman |
3/4/5
|
Vice President-Manufacturing |
—
class O/S missing
|
15,000
|
— | — | 23 Mar 2023 |
Institutional Holders of CVD EQUIPMENT CORP - Common Stock (CVV) as of Q4 2023
As of 31 Dec 2023,
CVD EQUIPMENT CORP - Common Stock (CVV) was held by
21 institutional
shareholders
that filed Form 13F with the SEC.
Together, they reported ownership of
1,493,917 shares.
The largest 10 holders included
AMH Equity Ltd, VANGUARD GROUP INC, RENAISSANCE TECHNOLOGIES LLC, AMERIPRISE FINANCIAL INC, GEODE CAPITAL MANAGEMENT, LLC, DIMENSIONAL FUND ADVISORS LP, Quinn Opportunity Partners LLC, NORTHERN TRUST CORP, CITADEL ADVISORS LLC, and STATE STREET CORP.
This page lists
21
institutional shareholders reporting positions in this security
for the Q4 2023 filing period.
| Investor | Option | Weight % | Change % | Value $ | * Price | Shares | Share Change | Activity | Report Period |
|---|
Compare Q4 2023 vs Q3 2023 Across Filers
Q3 2023 holders
22
Q4 2023 holders
21
Holder diff
-1
| Investor | Q3 2023 Shares | Q4 2023 Shares | Share Diff | Share Chg % | Q3 2023 Value $ | Q4 2023 Value $ | Value Diff $ | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.
An asterisk sign (*) next to the price indicates that the price is likely invalid.