BLOOM ENERGY CORP - NOTE 2.500% 8/1

Q1 2023 13F Holders as of 3/31/2023

Type / Class: Debt / NOTE 2.500% 8/1
Number of holders: 19
Total Principal: 247M
Shares change: -474K
Total reported value, excl. options: $348M
Value change: -$7.67M
Put/Call ratio: 0
Number of buys: 8
Number of sells: -15
Price: $1.38

Investor	Weight %	Change %	Value $	* Price $	Principal	Share Change	Activity	Report Period
LAZARD ASSET MANAGEMENT LLC	0.08%	+0%	$61.9M	1.39	44.5M	+1M	+2.3%	3/31/2023
WOLVERINE ASSET MANAGEMENT LLC	0.9%	+0.43%	$50.8M	1.38	36.8M	+17.5M	+90.5%	3/31/2023
DeepCurrents Investment Group LLC	1.74%	+0.59%	$40.3M	1.38	29.3M	+9.9M	+51%	3/31/2023
D. E. Shaw & Co., Inc.	0.06%	-0.01%	$35.6M	1.38	25.8M	-6M	-18.9%	3/31/2023
BANK OF AMERICA CORP /DE/	0%	+0%	$31M	1.38	22.5M	+22.5M	NEW	3/31/2023
CITADEL ADVISORS LLC	0.03%	+0%	$26.9M	1.38	19.5M	+2M	+11.4%	3/31/2023
Graham Capital Management, L.P.	0.9%	-0.29%	$25.6M	1.38	18.5M	-6M	-24.5%	3/31/2023
Polar Asset Management Partners Inc.	0.24%		$13.7M	1.37	10M			3/31/2023
READYSTATE ASSET MANAGEMENT LP	1.64%	+1.64%	$13.2M	1.39	9.5M	+9.5M	NEW	3/31/2023
ADVENT CAPITAL MANAGEMENT /DE/	0.22%	-0.04%	$11.4M	1.39	8.19M	-1.65M	-16.7%	3/31/2023
CAPSTONE INVESTMENT ADVISORS, LLC	0.34%		$11M	1.39	7.9M			3/31/2023
WHITEBOX ADVISORS LLC	0.49%	-0.83%	$10.1M	1.38	7.33M	-12.5M	-63%	3/31/2023
AMERIPRISE FINANCIAL INC	0%	+0%	$7.49M	1.38	5.44M	+960K	+21.4%	3/31/2023
AGF MANAGEMENT LTD	0.01%		$1.45M	1.38	1.05M			3/31/2023
JPMORGAN CHASE & CO		0%	$338K	1.33	254K	-969K	-79.2%	3/31/2023
WELLS FARGO & COMPANY/MN			$70.5K	1.33	53K			3/31/2023
MORGAN STANLEY		+0%	$55.1K	1.38	40K	+40K	NEW	3/31/2023
Verition Fund Management LLC	0%	-0.16%	$13K	1.39	9.37K	-5.87M	-99.8%	3/31/2023
Context Capital Management, LLC	1.02%	-1.16%	$7.31M	1,391.81	5.25K	-6K	-53.3%	3/31/2023
Teton Advisors, Inc.		-0.17%	$0		0	-485K	-100%	3/31/2023
GABELLI FUNDS LLC		-0.03%	$0		0	-2.68M	-100%	3/31/2023
AVIVA PLC		-0.01%	$0		0	-1.9M	-100%	3/31/2023
FMR LLC		0%	$0		0	-254K	-100%	3/31/2023
CITIGROUP INC		0%	$0		0	-74K	-100%	3/31/2023
FIRST HAWAIIAN BANK		0%	$0		0	-37K	-100%	3/31/2023
SSI INVESTMENT MANAGEMENT LLC		-0.17%	$0		0	-1.95M	-100%	3/31/2023
BANK OF MONTREAL /CAN/		-0.03%	$0		0	-23.5M	-100%	3/31/2023
BNP PARIBAS ARBITRAGE, SNC			$16.1M	19.93^*	806K			3/31/2023

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Showing 1 to 28 of 28 entries

* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.