Security key
092667104
Strata Critical Medical, Inc. - Warrants to purchase Class A Common Stock, par value $0.0001 per share (SRTA)
CUSIP: 092667104
Q3 2021 13F Holders as of 30 Sep 2021
- Type / Class
- Equity / Warrants to purchase Class A Common Stock, par value $0.0001 per share
- Shares outstanding
- 85,979,314
- Total 13F shares
- 27,281,482
- Share change
- +3,568,192
- Total reported value
- $284,480,728
- Put/Call ratio
- 103%
- Price per share
- $10.40
- Number of holders
- 77
- Value change
- +$37,270,022
- Number of buys
- 42
- Number of sells
- 39
Report period
Q3 2021
Institutions
77
Top holders
10
SRTA full security history
Newer quarter: Q4 2021
Previous quarter: Q2 2021
Strata Critical Medical, Inc. SEC filings
Strata Critical Medical, Inc. company facts
Broader feeds
Reporting periods
Holder history for CUSIP 092667104
Recent filing periods:
Top shareholders of SRTA - Strata Critical Medical, Inc. - Warrants to purchase Class A Common Stock, par value $0.0001 per share (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.
Methodology: rows are grouped by holder and ranked by the holder's primary source value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
| Holder | Source | Role / Reporting | Ownership % | Shares | Holdings Value | 12M Net Δ | As of | Details |
|---|---|---|---|---|---|---|---|---|
| HG Vora Capital Management, LLC |
13F
|
Company |
9.2%
|
7,876,453
|
$82,703,000 | — | 30 Jun 2021 | |
| ARK Investment Management LLC |
13F
|
Company |
4.6%
|
3,933,232
|
$41,299,000 | — | 30 Jun 2021 | |
| VANGUARD GROUP INC |
13F
|
Company |
2.8%
|
2,410,966
|
$25,315,000 | — | 30 Jun 2021 | |
| Amova Asset Management Americas, Inc. |
13F
|
Company |
1.9%
|
1,652,020
|
$17,528,000 | — | 30 Jun 2021 | |
| Sumitomo Mitsui Trust Group, Inc. |
13F
|
Company |
1.9%
|
1,646,420
|
$17,287,000 | — | 30 Jun 2021 | |
| Raine Capital LLC |
13F
|
Company |
0.96%
|
824,021
|
$8,652,000 | — | 30 Jun 2021 | |
| BlackRock Finance, Inc. |
13F
|
Company |
0.88%
|
756,871
|
$7,947,000 | — | 30 Jun 2021 | |
| RiverPark Advisors, LLC |
13F
|
Company |
0.7%
|
600,780
|
$6,308,000 | — | 30 Jun 2021 | |
| GOLDMAN SACHS GROUP INC |
13F
|
Company |
—
class O/S missing
|
2,300,000
|
$6,302,000 | — | 30 Jun 2021 | |
| GEODE CAPITAL MANAGEMENT, LLC |
13F
|
Company |
0.54%
|
467,205
|
$4,905,000 | — | 30 Jun 2021 | |
| Deane Retirement Strategies, Inc. |
13F
|
Company |
0.38%
|
322,500
|
$3,397,000 | — | 30 Jun 2021 | |
| MORGAN STANLEY |
13F
|
Company |
—
mixed-class rows
|
795,550
mixed-class rows
|
$2,921,000 | — | 30 Jun 2021 | |
| BERYLSON CAPITAL PARTNERS, LLC |
13F
|
Company |
0.31%
|
265,000
|
$2,783,000 | — | 30 Jun 2021 | |
| Ionic Capital Management LLC |
13F
|
Company |
—
class O/S missing
|
803,746
|
$2,202,000 | — | 30 Jun 2021 | |
| CITADEL ADVISORS LLC |
13F
|
Company |
0.22%
|
186,057
|
$1,953,000 | — | 30 Jun 2021 | |
| Intellectus Partners, LLC |
13F
|
Company |
0.2%
|
169,575
|
$1,781,000 | — | 30 Jun 2021 | |
| Cambridge Investment Research Advisors, Inc. |
13F
|
Company |
0.19%
|
167,079
|
$1,754,000 | — | 30 Jun 2021 | |
| MYDA Advisors LLC |
13F
|
Company |
0.19%
|
160,000
|
$1,680,000 | — | 30 Jun 2021 | |
| LPL Financial LLC |
13F
|
Company |
0.18%
|
152,819
|
$1,605,000 | — | 30 Jun 2021 | |
| HBK INVESTMENTS L P |
13F
|
Company |
0.17%
|
150,000
|
$1,575,000 | — | 30 Jun 2021 | |
| Monashee Investment Management LLC |
13F
|
Company |
0.17%
|
150,000
|
$1,575,000 | — | 30 Jun 2021 | |
| STATE STREET CORP |
13F
|
Company |
0.16%
|
136,700
|
$1,435,000 | — | 30 Jun 2021 | |
| PEAK FINANCIAL ADVISORS LLC |
13F
|
Company |
0.15%
|
128,118
|
$1,345,000 | — | 30 Jun 2021 | |
| HighTower Advisors, LLC |
13F
|
Company |
0.13%
|
110,538
|
$1,162,000 | — | 30 Jun 2021 | |
| MARSHALL WACE, LLP |
13F
|
Company |
0.13%
|
110,167
|
$1,156,000 | — | 30 Jun 2021 | |
| HRT FINANCIAL LP |
13F
|
Company |
—
mixed-class rows
|
141,051
mixed-class rows
|
$1,061,000 | — | 30 Jun 2021 | |
| Engineers Gate Manager LP |
13F
|
Company |
0.12%
|
98,882
|
$1,038,000 | — | 30 Jun 2021 | |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP |
13F
|
Company |
0.11%
|
95,192
|
$1,000,000 | — | 30 Jun 2021 | |
| NORTHERN TRUST CORP |
13F
|
Company |
0.1%
|
88,483
|
$929,000 | — | 30 Jun 2021 | |
| WELLS FARGO & COMPANY/MN |
13F
|
Company |
0.1%
|
88,135
|
$925,000 | — | 30 Jun 2021 | |
| Focused Wealth Management, Inc |
13F
|
Company |
0.1%
|
85,828
|
$901,000 | — | 30 Jun 2021 | |
| RAYMOND JAMES & ASSOCIATES |
13F
|
Company |
0.08%
|
68,275
|
$717,000 | — | 30 Jun 2021 | |
| LMR Partners LLP |
13F
|
Company |
—
class O/S missing
|
223,804
|
$613,000 | — | 30 Jun 2021 | |
| David Zaslav |
3/4/5
|
Director |
—
class O/S missing
|
3,127,284
|
$562,911 | — | 22 Sep 2021 | |
| UBS Group AG |
13F
|
Company |
—
mixed-class rows
|
53,908
mixed-class rows
|
$547,000 | — | 30 Jun 2021 | |
| Financial Architects, Inc |
13F
|
Company |
0.06%
|
47,490
|
$499,000 | — | 30 Jun 2021 | |
| CENTAURUS FINANCIAL, INC. |
13F
|
Company |
0.05%
|
43,283
|
$454,000 | — | 30 Jun 2021 | |
| Koss-Olinger Consulting, LLC |
13F
|
Company |
0.05%
|
40,000
|
$420,000 | — | 30 Jun 2021 | |
| Vontobel Holding Ltd. |
13F
|
Company |
0.04%
|
36,144
|
$380,000 | — | 30 Jun 2021 | |
| Platform Technology Partners |
13F
|
Company |
0.04%
|
33,314
|
$350,000 | — | 30 Jun 2021 | |
| TOCQUEVILLE ASSET MANAGEMENT L.P. |
13F
|
Company |
0.04%
|
30,970
|
$325,000 | — | 30 Jun 2021 | |
| B. Riley Wealth Management, Inc. |
13F
|
Company |
0.03%
|
30,000
|
$315,000 | — | 30 Jun 2021 | |
| NKCFO LLC |
13F
|
Company |
0.03%
|
30,000
|
$315,000 | — | 30 Jun 2021 | |
| BOOTHBAY FUND MANAGEMENT, LLC |
13F
|
Company |
—
class O/S missing
|
29,923
|
$314,000 | — | 30 Jun 2021 | |
| FMR LLC |
13F
|
Company |
0.03%
|
29,500
|
$310,000 | — | 30 Jun 2021 | |
| CPWM, LLC |
13F
|
Company |
0.03%
|
27,470
|
$288,000 | — | 30 Jun 2021 | |
| Boussard & Gavaudan Investment Management LLP |
13F
|
Company |
—
class O/S missing
|
100,000
|
$271,000 | — | 30 Jun 2021 | |
| AJ WEALTH STRATEGIES, LLC |
13F
|
Company |
0.03%
|
25,000
|
$263,000 | — | 30 Jun 2021 | |
| ROYAL BANK OF CANADA |
13F
|
Company |
0.02%
|
20,171
|
$212,000 | — | 30 Jun 2021 | |
| CHARLES SCHWAB INVESTMENT MANAGEMENT INC |
13F
|
Company |
0.02%
|
18,079
|
$190,000 | — | 30 Jun 2021 |
Institutional Holders of Strata Critical Medical, Inc. - Warrants to purchase Class A Common Stock, par value $0.0001 per share (SRTA) as of Q3 2021
As of 30 Sep 2021,
Strata Critical Medical, Inc. - Warrants to purchase Class A Common Stock, par value $0.0001 per share (SRTA) was held by
77 institutional
shareholders
that filed Form 13F with the SEC.
Together, they reported ownership of
27,281,482 shares.
The largest 10 holders included
HG Vora Capital Management, LLC, ARK Investment Management LLC, Nikko Asset Management Americas, Inc., Sumitomo Mitsui Trust Holdings, Inc., VANGUARD GROUP INC, BlackRock Inc., ETF MANAGERS GROUP, LLC, RiverPark Advisors, LLC, GEODE CAPITAL MANAGEMENT, LLC, and Deane Retirement Strategies, Inc..
This page lists
77
institutional shareholders reporting positions in this security
for the Q3 2021 filing period.
| Investor | Option | Weight % | Change % | Value $ | * Price | Shares | Share Change | Activity | Report Period |
|---|
Compare Q3 2021 vs Q2 2021 Across Filers
Q2 2021 holders
74
Q3 2021 holders
77
Holder diff
3
| Investor | Q2 2021 Shares | Q3 2021 Shares | Share Diff | Share Chg % | Q2 2021 Value $ | Q3 2021 Value $ | Value Diff $ | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.
An asterisk sign (*) next to the price indicates that the price is likely invalid.